Filed: 5/12/2023ACC: 0001599217-23-000005
📋 What this filing means
CAPSTONE FINANCIAL ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 140 equity positions with a total reported market value of $1.26B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
140
Positions
$1.26B
Total AUM (reported)
20.92M
Total Shares
Allocation by class
RUS 1000 ETF$168.74M13.3%
TOTAL STK MKT$168.29M13.3%
COM$148.27M11.7%
US CORE EQUITY 2$134.31M10.6%
TOTAL BND MRKT$89.36M7.1%
STOXX GLOBR INF$88.16M7.0%
VG TL INTL STK F$74.40M5.9%
Portfolio Concentration
Top 3$471.34M37.3%
4–10$475.46M37.6%
11–25$237.94M18.8%
Rest$80.19M6.3%
Top 3 weight
37.3%
Top 10 weight
74.9%
Voting Authority Distribution
Total shares with voting rights: 20.92M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
20.92M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole140
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings140
Rows:
ISHARES TR
SOLEShares749.18K
TypeSH
Market value$168.74M
13.34%
Sole
0.00
Shared
0.00
None
749.18K
VANGUARD INDEX FDS
SOLEShares824.56K
TypeSH
Market value$168.29M
13.30%
Sole
0.00
Shared
0.00
None
824.56K
DIMENSIONAL ETF TRUST
SOLEShares5.27M
TypeSH
Market value$134.31M
10.62%
Sole
0.00
Shared
0.00
None
5.27M
VANGUARD BD INDEX FDS
SOLEShares1.21M
TypeSH
Market value$89.36M
7.06%
Sole
0.00
Shared
0.00
None
1.21M
FLEXSHARES TR
SOLEShares1.70M
TypeSH
Market value$88.16M
6.97%
Sole
0.00
Shared
0.00
None
1.70M
VANGUARD STAR FDS
SOLEShares1.35M
TypeSH
Market value$74.40M
5.88%
Sole
0.00
Shared
0.00
None
1.35M
ISHARES TR
SOLEShares1.03M
TypeSH
Market value$63.51M
5.02%
Sole
0.00
Shared
0.00
None
1.03M
DIMENSIONAL ETF TRUST
SOLEShares2.72M
TypeSH
Market value$62.71M
4.96%
Sole
0.00
Shared
0.00
None
2.72M
MCDONALDS CORP
SOLEShares219.66K
TypeSH
Market value$61.42M
4.86%
Sole
0.00
Shared
0.00
None
219.66K
VANGUARD CHARLOTTE FDS
SOLEShares733.99K
TypeSH
Market value$35.91M
2.84%
Sole
0.00
Shared
0.00
None
733.99K
FLEXSHARES TR
SOLEShares494.72K
TypeSH
Market value$31.88M
2.52%
Sole
0.00
Shared
0.00
None
494.72K
ISHARES TR
SOLEShares1.38M
TypeSH
Market value$31.63M
2.50%
Sole
0.00
Shared
0.00
None
1.38M
FLEXSHARES TR
SOLEShares176.16K
TypeSH
Market value$27.63M
2.18%
Sole
0.00
Shared
0.00
None
176.16K
APPLE INC
SOLEShares166.53K
TypeSH
Market value$27.46M
2.17%
Sole
0.00
Shared
0.00
None
166.53K
ISHARES TR
SOLEShares106.93K
TypeSH
Market value$26.13M
2.07%
Sole
0.00
Shared
0.00
None
106.93K
ISHARES TR
SOLEShares196.69K
TypeSH
Market value$19.60M
1.55%
Sole
0.00
Shared
0.00
None
196.69K
ISHARES TR
SOLEShares205.37K
TypeSH
Market value$18.60M
1.47%
Sole
0.00
Shared
0.00
None
205.37K
ISHARES TR
SOLEShares298.93K
TypeSH
Market value$14.63M
1.16%
Sole
0.00
Shared
0.00
None
298.93K
VANGUARD SPECIALIZED FUNDS
SOLEShares54.84K
TypeSH
Market value$8.45M
0.67%
Sole
0.00
Shared
0.00
None
54.84K
SPDR S&P MIDCAP 400 ETF TR
SOLEShares16.89K
TypeSH
Market value$7.74M
0.61%
Sole
0.00
Shared
0.00
None
16.89K
JPMORGAN CHASE & CO
SOLEShares54.42K
TypeSH
Market value$7.09M
0.56%
Sole
0.00
Shared
0.00
None
54.42K
ISHARES TR
SOLEShares27.47K
TypeSH
Market value$4.90M
0.39%
Sole
0.00
Shared
0.00
None
27.47K
CME GROUP INC
SOLEShares22.50K
TypeSH
Market value$4.31M
0.34%
Sole
0.00
Shared
0.00
None
22.50K
VANGUARD SCOTTSDALE FDS
SOLEShares21.47K
TypeSH
Market value$4.00M
0.32%
Sole
0.00
Shared
0.00
None
21.47K
VANGUARD MUN BD FDS
SOLEShares76.79K
TypeSH
Market value$3.89M
0.31%
Sole
0.00
Shared
0.00
None
76.79K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | RUS 1000 ETF | 749.18K | SH | $168.74M 13.34% | 0.00 | 0.00 | 749.18K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 824.56K | SH | $168.29M 13.30% | 0.00 | 0.00 | 824.56K |
DIMENSIONAL ETF TRUSTSOLE | US CORE EQUITY 2 | 5.27M | SH | $134.31M 10.62% | 0.00 | 0.00 | 5.27M |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 1.21M | SH | $89.36M 7.06% | 0.00 | 0.00 | 1.21M |
FLEXSHARES TRSOLE | STOXX GLOBR INF | 1.70M | SH | $88.16M 6.97% | 0.00 | 0.00 | 1.70M |
VANGUARD STAR FDSSOLE | VG TL INTL STK F | 1.35M | SH | $74.40M 5.88% | 0.00 | 0.00 | 1.35M |
ISHARES TRSOLE | CORE MSCI TOTAL | 1.03M | SH | $63.51M 5.02% | 0.00 | 0.00 | 1.03M |
DIMENSIONAL ETF TRUSTSOLE | WORLD EX US CORE | 2.72M | SH | $62.71M 4.96% | 0.00 | 0.00 | 2.72M |
MCDONALDS CORPSOLE | COM | 219.66K | SH | $61.42M 4.86% | 0.00 | 0.00 | 219.66K |
VANGUARD CHARLOTTE FDSSOLE | TOTAL INT BD ETF | 733.99K | SH | $35.91M 2.84% | 0.00 | 0.00 | 733.99K |
FLEXSHARES TRSOLE | M STAR DEV MKT | 494.72K | SH | $31.88M 2.52% | 0.00 | 0.00 | 494.72K |
ISHARES TRSOLE | GLOBAL REIT ETF | 1.38M | SH | $31.63M 2.50% | 0.00 | 0.00 | 1.38M |
FLEXSHARES TRSOLE | MORNSTAR USMKT | 176.16K | SH | $27.63M 2.18% | 0.00 | 0.00 | 176.16K |
APPLE INCSOLE | COM | 166.53K | SH | $27.46M 2.17% | 0.00 | 0.00 | 166.53K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 106.93K | SH | $26.13M 2.07% | 0.00 | 0.00 | 106.93K |
ISHARES TRSOLE | CORE US AGGBD ET | 196.69K | SH | $19.60M 1.55% | 0.00 | 0.00 | 196.69K |
ISHARES TRSOLE | CORE S&P TTL STK | 205.37K | SH | $18.60M 1.47% | 0.00 | 0.00 | 205.37K |
ISHARES TRSOLE | CORE INTL AGGR | 298.93K | SH | $14.63M 1.16% | 0.00 | 0.00 | 298.93K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 54.84K | SH | $8.45M 0.67% | 0.00 | 0.00 | 54.84K |
SPDR S&P MIDCAP 400 ETF TRSOLE | UTSER1 S&PDCRP | 16.89K | SH | $7.74M 0.61% | 0.00 | 0.00 | 16.89K |
JPMORGAN CHASE & COSOLE | COM | 54.42K | SH | $7.09M 0.56% | 0.00 | 0.00 | 54.42K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 27.47K | SH | $4.90M 0.39% | 0.00 | 0.00 | 27.47K |
CME GROUP INCSOLE | COM | 22.50K | SH | $4.31M 0.34% | 0.00 | 0.00 | 22.50K |
VANGUARD SCOTTSDALE FDSSOLE | VNG RUS1000IDX | 21.47K | SH | $4.00M 0.32% | 0.00 | 0.00 | 21.47K |
VANGUARD MUN BD FDSSOLE | TAX EXEMPT BD | 76.79K | SH | $3.89M 0.31% | 0.00 | 0.00 | 76.79K |
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