Filed: 2/15/2023ACC: 0001599217-23-000003
📋 What this filing means
CAPSTONE FINANCIAL ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 140 equity positions with a total reported market value of $1.18B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
140
Positions
$1.18B
Total AUM (reported)
20.68M
Total Shares
Allocation by class
RUS 1000 ETF$159.71M13.5%
TOTAL STK MKT$154.32M13.1%
COM$131.57M11.1%
US CORE EQUITY 2$126.14M10.7%
STOXX GLOBR INF$85.42M7.2%
TOTAL BND MRKT$85.26M7.2%
VG TL INTL STK F$68.50M5.8%
Portfolio Concentration
Top 3$440.17M37.2%
4–10$441.80M37.4%
11–25$225.04M19.0%
Rest$75.05M6.3%
Top 3 weight
37.2%
Top 10 weight
74.6%
Voting Authority Distribution
Total shares with voting rights: 20.68M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
20.68M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole140
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings140
Rows:
ISHARES TR
SOLEShares758.65K
TypeSH
Market value$159.71M
13.51%
Sole
0.00
Shared
0.00
None
758.65K
VANGUARD INDEX FDS
SOLEShares807.14K
TypeSH
Market value$154.32M
13.05%
Sole
0.00
Shared
0.00
None
807.14K
DIMENSIONAL ETF TRUST
SOLEShares5.20M
TypeSH
Market value$126.14M
10.67%
Sole
0.00
Shared
0.00
None
5.20M
FLEXSHARES TR
SOLEShares1.69M
TypeSH
Market value$85.42M
7.23%
Sole
0.00
Shared
0.00
None
1.69M
VANGUARD BD INDEX FDS
SOLEShares1.19M
TypeSH
Market value$85.26M
7.21%
Sole
0.00
Shared
0.00
None
1.19M
VANGUARD STAR FDS
SOLEShares1.32M
TypeSH
Market value$68.50M
5.80%
Sole
0.00
Shared
0.00
None
1.32M
ISHARES TR
SOLEShares1.02M
TypeSH
Market value$59.18M
5.01%
Sole
0.00
Shared
0.00
None
1.02M
DIMENSIONAL ETF TRUST
SOLEShares2.69M
TypeSH
Market value$58.04M
4.91%
Sole
0.00
Shared
0.00
None
2.69M
MCDONALDS CORP
SOLEShares196.57K
TypeSH
Market value$51.80M
4.38%
Sole
0.00
Shared
0.00
None
196.57K
VANGUARD CHARLOTTE FDS
SOLEShares708.36K
TypeSH
Market value$33.60M
2.84%
Sole
0.00
Shared
0.00
None
708.36K
ISHARES TR
SOLEShares1.38M
TypeSH
Market value$31.42M
2.66%
Sole
0.00
Shared
0.00
None
1.38M
FLEXSHARES TR
SOLEShares495.85K
TypeSH
Market value$29.92M
2.53%
Sole
0.00
Shared
0.00
None
495.85K
FLEXSHARES TR
SOLEShares177.09K
TypeSH
Market value$26.32M
2.23%
Sole
0.00
Shared
0.00
None
177.09K
ISHARES TR
SOLEShares106.81K
TypeSH
Market value$22.88M
1.94%
Sole
0.00
Shared
0.00
None
106.81K
APPLE INC
SOLEShares168.53K
TypeSH
Market value$21.90M
1.85%
Sole
0.00
Shared
0.00
None
168.53K
ISHARES TR
SOLEShares199.60K
TypeSH
Market value$19.36M
1.64%
Sole
0.00
Shared
0.00
None
199.60K
ISHARES TR
SOLEShares204.78K
TypeSH
Market value$17.37M
1.47%
Sole
0.00
Shared
0.00
None
204.78K
ISHARES TR
SOLEShares317.31K
TypeSH
Market value$15.09M
1.28%
Sole
0.00
Shared
0.00
None
317.31K
VANGUARD SPECIALIZED FUNDS
SOLEShares57.70K
TypeSH
Market value$8.76M
0.74%
Sole
0.00
Shared
0.00
None
57.70K
SPDR S&P MIDCAP 400 ETF TR
SOLEShares16.50K
TypeSH
Market value$7.30M
0.62%
Sole
0.00
Shared
0.00
None
16.50K
JPMORGAN CHASE & CO
SOLEShares54.15K
TypeSH
Market value$7.26M
0.61%
Sole
0.00
Shared
0.00
None
54.15K
ISHARES TR
SOLEShares27.35K
TypeSH
Market value$4.77M
0.40%
Sole
0.00
Shared
0.00
None
27.35K
WALGREENS BOOTS ALLIANCE INC
SOLEShares127.40K
TypeSH
Market value$4.76M
0.40%
Sole
0.00
Shared
0.00
None
127.40K
VANGUARD MUN BD FDS
SOLEShares83.29K
TypeSH
Market value$4.12M
0.35%
Sole
0.00
Shared
0.00
None
83.29K
CME GROUP INC
SOLEShares22.70K
TypeSH
Market value$3.82M
0.32%
Sole
0.00
Shared
0.00
None
22.70K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | RUS 1000 ETF | 758.65K | SH | $159.71M 13.51% | 0.00 | 0.00 | 758.65K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 807.14K | SH | $154.32M 13.05% | 0.00 | 0.00 | 807.14K |
DIMENSIONAL ETF TRUSTSOLE | US CORE EQUITY 2 | 5.20M | SH | $126.14M 10.67% | 0.00 | 0.00 | 5.20M |
FLEXSHARES TRSOLE | STOXX GLOBR INF | 1.69M | SH | $85.42M 7.23% | 0.00 | 0.00 | 1.69M |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 1.19M | SH | $85.26M 7.21% | 0.00 | 0.00 | 1.19M |
VANGUARD STAR FDSSOLE | VG TL INTL STK F | 1.32M | SH | $68.50M 5.80% | 0.00 | 0.00 | 1.32M |
ISHARES TRSOLE | CORE MSCI TOTAL | 1.02M | SH | $59.18M 5.01% | 0.00 | 0.00 | 1.02M |
DIMENSIONAL ETF TRUSTSOLE | WORLD EX US CORE | 2.69M | SH | $58.04M 4.91% | 0.00 | 0.00 | 2.69M |
MCDONALDS CORPSOLE | COM | 196.57K | SH | $51.80M 4.38% | 0.00 | 0.00 | 196.57K |
VANGUARD CHARLOTTE FDSSOLE | TOTAL INT BD ETF | 708.36K | SH | $33.60M 2.84% | 0.00 | 0.00 | 708.36K |
ISHARES TRSOLE | GLOBAL REIT ETF | 1.38M | SH | $31.42M 2.66% | 0.00 | 0.00 | 1.38M |
FLEXSHARES TRSOLE | M STAR DEV MKT | 495.85K | SH | $29.92M 2.53% | 0.00 | 0.00 | 495.85K |
FLEXSHARES TRSOLE | MORNSTAR USMKT | 177.09K | SH | $26.32M 2.23% | 0.00 | 0.00 | 177.09K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 106.81K | SH | $22.88M 1.94% | 0.00 | 0.00 | 106.81K |
APPLE INCSOLE | COM | 168.53K | SH | $21.90M 1.85% | 0.00 | 0.00 | 168.53K |
ISHARES TRSOLE | CORE US AGGBD ET | 199.60K | SH | $19.36M 1.64% | 0.00 | 0.00 | 199.60K |
ISHARES TRSOLE | CORE S&P TTL STK | 204.78K | SH | $17.37M 1.47% | 0.00 | 0.00 | 204.78K |
ISHARES TRSOLE | CORE INTL AGGR | 317.31K | SH | $15.09M 1.28% | 0.00 | 0.00 | 317.31K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 57.70K | SH | $8.76M 0.74% | 0.00 | 0.00 | 57.70K |
SPDR S&P MIDCAP 400 ETF TRSOLE | UTSER1 S&PDCRP | 16.50K | SH | $7.30M 0.62% | 0.00 | 0.00 | 16.50K |
JPMORGAN CHASE & COSOLE | COM | 54.15K | SH | $7.26M 0.61% | 0.00 | 0.00 | 54.15K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 27.35K | SH | $4.77M 0.40% | 0.00 | 0.00 | 27.35K |
WALGREENS BOOTS ALLIANCE INCSOLE | COM | 127.40K | SH | $4.76M 0.40% | 0.00 | 0.00 | 127.40K |
VANGUARD MUN BD FDSSOLE | TAX EXEMPT BD | 83.29K | SH | $4.12M 0.35% | 0.00 | 0.00 | 83.29K |
CME GROUP INCSOLE | COM | 22.70K | SH | $3.82M 0.32% | 0.00 | 0.00 | 22.70K |
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