Filed: 11/15/2022ACC: 0001599217-22-000011
📋 What this filing means
CAPSTONE FINANCIAL ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 141 equity positions with a total reported market value of $1.08M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
141
Positions
$1.08M
Total AUM (reported)
20.06M
Total Shares
Allocation by class
RUS 1000 ETF$152.1K14.0%
TOTAL STK MKT$140.9K13.0%
COM$126.4K11.7%
US CORE EQUITY 2$113.5K10.5%
TOTAL BND MRKT$79.1K7.3%
STOXX GLOBR INF$76.8K7.1%
VG TL INTL STK F$59.4K5.5%
Portfolio Concentration
Top 3$406.6K37.5%
4–10$399.0K36.8%
11–25$208.2K19.2%
Rest$70.4K6.5%
Top 3 weight
37.5%
Top 10 weight
74.3%
Voting Authority Distribution
Total shares with voting rights: 20.06M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
20.06M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole141
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings141
Rows:
ISHARES TR
SOLEShares770.94K
TypeSH
Market value$152.1K
14.03%
Sole
0.00
Shared
0.00
None
770.94K
VANGUARD INDEX FDS
SOLEShares785.18K
TypeSH
Market value$140.9K
13.00%
Sole
0.00
Shared
0.00
None
785.18K
DIMENSIONAL ETF TRUST
SOLEShares5.11M
TypeSH
Market value$113.5K
10.47%
Sole
0.00
Shared
0.00
None
5.11M
VANGUARD BD INDEX FDS
SOLEShares1.11M
TypeSH
Market value$79.1K
7.30%
Sole
0.00
Shared
0.00
None
1.11M
FLEXSHARES TR
SOLEShares1.68M
TypeSH
Market value$76.8K
7.08%
Sole
0.00
Shared
0.00
None
1.68M
VANGUARD STAR FDS
SOLEShares1.30M
TypeSH
Market value$59.4K
5.48%
Sole
0.00
Shared
0.00
None
1.30M
ISHARES TR
SOLEShares993.58K
TypeSH
Market value$50.6K
4.67%
Sole
0.00
Shared
0.00
None
993.58K
DIMENSIONAL ETF TRUST
SOLEShares2.55M
TypeSH
Market value$48.2K
4.45%
Sole
0.00
Shared
0.00
None
2.55M
MCDONALDS CORP
SOLEShares198.73K
TypeSH
Market value$45.9K
4.23%
Sole
0.00
Shared
0.00
None
198.73K
VANGUARD CHARLOTTE FDS
SOLEShares816.04K
TypeSH
Market value$38.9K
3.59%
Sole
0.00
Shared
0.00
None
816.04K
FLEXSHARES TR
SOLEShares516.54K
TypeSH
Market value$26.7K
2.46%
Sole
0.00
Shared
0.00
None
516.54K
FLEXSHARES TR
SOLEShares183.47K
TypeSH
Market value$25.4K
2.34%
Sole
0.00
Shared
0.00
None
183.47K
ISHARES TR
SOLEShares247.44K
TypeSH
Market value$23.8K
2.20%
Sole
0.00
Shared
0.00
None
247.44K
APPLE INC
SOLEShares171.93K
TypeSH
Market value$23.8K
2.19%
Sole
0.00
Shared
0.00
None
171.93K
ISHARES TR
SOLEShares1.09M
TypeSH
Market value$23.1K
2.13%
Sole
0.00
Shared
0.00
None
1.09M
ISHARES TR
SOLEShares106.26K
TypeSH
Market value$22.4K
2.06%
Sole
0.00
Shared
0.00
None
106.26K
ISHARES TR
SOLEShares203.39K
TypeSH
Market value$16.2K
1.49%
Sole
0.00
Shared
0.00
None
203.39K
ISHARES TR
SOLEShares213.94K
TypeSH
Market value$10.3K
0.95%
Sole
0.00
Shared
0.00
None
213.94K
VANGUARD SPECIALIZED FUNDS
SOLEShares59.59K
TypeSH
Market value$8.1K
0.74%
Sole
0.00
Shared
0.00
None
59.59K
SPDR S&P MIDCAP 400 ETF TR
SOLEShares16.55K
TypeSH
Market value$6.6K
0.61%
Sole
0.00
Shared
0.00
None
16.55K
JPMORGAN CHASE & CO
SOLEShares53.84K
TypeSH
Market value$5.6K
0.52%
Sole
0.00
Shared
0.00
None
53.84K
ISHARES TR
SOLEShares26.93K
TypeSH
Market value$4.4K
0.41%
Sole
0.00
Shared
0.00
None
26.93K
WALGREENS BOOTS ALLIANCE INC
SOLEShares127.14K
TypeSH
Market value$4.0K
0.37%
Sole
0.00
Shared
0.00
None
127.14K
AMAZON COM INC
SOLEShares34.36K
TypeSH
Market value$3.9K
0.36%
Sole
0.00
Shared
0.00
None
34.36K
CME GROUP INC
SOLEShares21.87K
TypeSH
Market value$3.9K
0.36%
Sole
0.00
Shared
0.00
None
21.87K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | RUS 1000 ETF | 770.94K | SH | $152.1K 14.03% | 0.00 | 0.00 | 770.94K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 785.18K | SH | $140.9K 13.00% | 0.00 | 0.00 | 785.18K |
DIMENSIONAL ETF TRUSTSOLE | US CORE EQUITY 2 | 5.11M | SH | $113.5K 10.47% | 0.00 | 0.00 | 5.11M |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 1.11M | SH | $79.1K 7.30% | 0.00 | 0.00 | 1.11M |
FLEXSHARES TRSOLE | STOXX GLOBR INF | 1.68M | SH | $76.8K 7.08% | 0.00 | 0.00 | 1.68M |
VANGUARD STAR FDSSOLE | VG TL INTL STK F | 1.30M | SH | $59.4K 5.48% | 0.00 | 0.00 | 1.30M |
ISHARES TRSOLE | CORE MSCI TOTAL | 993.58K | SH | $50.6K 4.67% | 0.00 | 0.00 | 993.58K |
DIMENSIONAL ETF TRUSTSOLE | WORLD EX US CORE | 2.55M | SH | $48.2K 4.45% | 0.00 | 0.00 | 2.55M |
MCDONALDS CORPSOLE | COM | 198.73K | SH | $45.9K 4.23% | 0.00 | 0.00 | 198.73K |
VANGUARD CHARLOTTE FDSSOLE | TOTAL INT BD ETF | 816.04K | SH | $38.9K 3.59% | 0.00 | 0.00 | 816.04K |
FLEXSHARES TRSOLE | M STAR DEV MKT | 516.54K | SH | $26.7K 2.46% | 0.00 | 0.00 | 516.54K |
FLEXSHARES TRSOLE | MORNSTAR USMKT | 183.47K | SH | $25.4K 2.34% | 0.00 | 0.00 | 183.47K |
ISHARES TRSOLE | CORE US AGGBD ET | 247.44K | SH | $23.8K 2.20% | 0.00 | 0.00 | 247.44K |
APPLE INCSOLE | COM | 171.93K | SH | $23.8K 2.19% | 0.00 | 0.00 | 171.93K |
ISHARES TRSOLE | GLOBAL REIT ETF | 1.09M | SH | $23.1K 2.13% | 0.00 | 0.00 | 1.09M |
ISHARES TRSOLE | RUS 1000 GRW ETF | 106.26K | SH | $22.4K 2.06% | 0.00 | 0.00 | 106.26K |
ISHARES TRSOLE | CORE S&P TTL STK | 203.39K | SH | $16.2K 1.49% | 0.00 | 0.00 | 203.39K |
ISHARES TRSOLE | CORE INTL AGGR | 213.94K | SH | $10.3K 0.95% | 0.00 | 0.00 | 213.94K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 59.59K | SH | $8.1K 0.74% | 0.00 | 0.00 | 59.59K |
SPDR S&P MIDCAP 400 ETF TRSOLE | UTSER1 S&PDCRP | 16.55K | SH | $6.6K 0.61% | 0.00 | 0.00 | 16.55K |
JPMORGAN CHASE & COSOLE | COM | 53.84K | SH | $5.6K 0.52% | 0.00 | 0.00 | 53.84K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 26.93K | SH | $4.4K 0.41% | 0.00 | 0.00 | 26.93K |
WALGREENS BOOTS ALLIANCE INCSOLE | COM | 127.14K | SH | $4.0K 0.37% | 0.00 | 0.00 | 127.14K |
AMAZON COM INCSOLE | COM | 34.36K | SH | $3.9K 0.36% | 0.00 | 0.00 | 34.36K |
CME GROUP INCSOLE | COM | 21.87K | SH | $3.9K 0.36% | 0.00 | 0.00 | 21.87K |
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