Filed: 1/24/2023ACC: 0001376474-23-000044
📋 What this filing means
CAPRIN ASSET MANAGEMENT LLC /ADV filed this quarterly 13F‑HR report disclosing 21 equity positions with a total reported market value of $64.08M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
21
Positions
$64.08M
Total AUM (reported)
1.12M
Total Shares
Allocation by class
COM$64.08M100.0%
Portfolio Concentration
Top 3$39.89M62.2%
4–10$22.81M35.6%
11–25$1.39M2.2%
Top 3 weight
62.2%
Top 10 weight
97.8%
Voting Authority Distribution
Total shares with voting rights: 1.12M
Sole
Full voting authority
1.12M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole21
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings21
Rows:
SHM - SPDR Nuveen Barclays ST Muni ETF
SOLEShares315.46K
TypeSH
Market value$14.82M
23.13%
Sole
315.46K
Shared
0.00
None
0.00
ITM - Vaneck Vectors AMT Free Int Muni
SOLEShares299.45K
TypeSH
Market value$13.66M
21.31%
Sole
299.45K
Shared
0.00
None
0.00
MUB - iShares S&P National AMT-Free Bond F
SOLEShares108.11K
TypeSH
Market value$11.41M
17.80%
Sole
108.11K
Shared
0.00
None
0.00
AGG - iShares Barclays Aggregate Bond Fund
SOLEShares90.74K
TypeSH
Market value$8.80M
13.73%
Sole
90.74K
Shared
0.00
None
0.00
VTEB - Vanguard Tax-Exempt Bond ETF
SOLEShares104.06K
TypeSH
Market value$5.15M
8.04%
Sole
104.06K
Shared
0.00
None
0.00
JMST - JPM Ultra-Short Muni Income ETF
SOLEShares70.41K
TypeSH
Market value$3.56M
5.55%
Sole
70.41K
Shared
0.00
None
0.00
FLOT - iShares Floating Rate Bond ETF
SOLEShares45.49K
TypeSH
Market value$2.29M
3.57%
Sole
45.49K
Shared
0.00
None
0.00
VCIT - Vanguard Inter-Term Corp Bond ETF
SOLEShares13.62K
TypeSH
Market value$1.06M
1.65%
Sole
13.62K
Shared
0.00
None
0.00
IGIB - iShares 5-10 Yr Inv Grade Corp ETF
SOLEShares20.38K
TypeSH
Market value$1.01M
1.57%
Sole
20.38K
Shared
0.00
None
0.00
NYF - iShares S&P New York AMT-Free Bond F
SOLEShares18.03K
TypeSH
Market value$944.7K
1.47%
Sole
18.03K
Shared
0.00
None
0.00
IGSB - iShares 1-5 Yr Inv Grade Corp ETF
SOLEShares6.20K
TypeSH
Market value$308.8K
0.48%
Sole
6.20K
Shared
0.00
None
0.00
CMF - iShares S&P California AMT-Free Bond
SOLEShares4.94K
TypeSH
Market value$277.1K
0.43%
Sole
4.94K
Shared
0.00
None
0.00
TFI - SPDR Nuveen Barclays Capital Municip
SOLEShares4.23K
TypeSH
Market value$193.1K
0.30%
Sole
4.23K
Shared
0.00
None
0.00
SHY - iShares Barclays 1-3 Year Treasury B
SOLEShares1.85K
TypeSH
Market value$149.8K
0.23%
Sole
1.85K
Shared
0.00
None
0.00
HYD - Vaneck Vectors High Yield Muni
SOLEShares2.60K
TypeSH
Market value$131.6K
0.21%
Sole
2.60K
Shared
0.00
None
0.00
BAB - Invesco Taxable Municipal Bond Fund
SOLEShares2.92K
TypeSH
Market value$75.1K
0.12%
Sole
2.92K
Shared
0.00
None
0.00
SHYD - VanEck Vectors Short High Yield ETF
SOLEShares3.24K
TypeSH
Market value$72.2K
0.11%
Sole
3.24K
Shared
0.00
None
0.00
VCSH - Vanguard Short-Term Corp Bond ETF
SOLEShares794.00
TypeSH
Market value$59.7K
0.09%
Sole
794.00
Shared
0.00
None
0.00
IEF - iShares Barclays 7-10 Year Treasury
SOLEShares581.00
TypeSH
Market value$55.6K
0.09%
Sole
581.00
Shared
0.00
None
0.00
PZA - PowerShares Insured National Municip
SOLEShares1.59K
TypeSH
Market value$36.5K
0.06%
Sole
1.59K
Shared
0.00
None
0.00
USIG - iShares Investment Corp Bond ETF
SOLEShares600.00
TypeSH
Market value$29.5K
0.05%
Sole
600.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SHM - SPDR Nuveen Barclays ST Muni ETFSOLE | COM | 315.46K | SH | $14.82M 23.13% | 315.46K | 0.00 | 0.00 |
ITM - Vaneck Vectors AMT Free Int MuniSOLE | COM | 299.45K | SH | $13.66M 21.31% | 299.45K | 0.00 | 0.00 |
MUB - iShares S&P National AMT-Free Bond FSOLE | COM | 108.11K | SH | $11.41M 17.80% | 108.11K | 0.00 | 0.00 |
AGG - iShares Barclays Aggregate Bond FundSOLE | COM | 90.74K | SH | $8.80M 13.73% | 90.74K | 0.00 | 0.00 |
VTEB - Vanguard Tax-Exempt Bond ETFSOLE | COM | 104.06K | SH | $5.15M 8.04% | 104.06K | 0.00 | 0.00 |
JMST - JPM Ultra-Short Muni Income ETFSOLE | COM | 70.41K | SH | $3.56M 5.55% | 70.41K | 0.00 | 0.00 |
FLOT - iShares Floating Rate Bond ETFSOLE | COM | 45.49K | SH | $2.29M 3.57% | 45.49K | 0.00 | 0.00 |
VCIT - Vanguard Inter-Term Corp Bond ETFSOLE | COM | 13.62K | SH | $1.06M 1.65% | 13.62K | 0.00 | 0.00 |
IGIB - iShares 5-10 Yr Inv Grade Corp ETFSOLE | COM | 20.38K | SH | $1.01M 1.57% | 20.38K | 0.00 | 0.00 |
NYF - iShares S&P New York AMT-Free Bond FSOLE | COM | 18.03K | SH | $944.7K 1.47% | 18.03K | 0.00 | 0.00 |
IGSB - iShares 1-5 Yr Inv Grade Corp ETFSOLE | COM | 6.20K | SH | $308.8K 0.48% | 6.20K | 0.00 | 0.00 |
CMF - iShares S&P California AMT-Free BondSOLE | COM | 4.94K | SH | $277.1K 0.43% | 4.94K | 0.00 | 0.00 |
TFI - SPDR Nuveen Barclays Capital MunicipSOLE | COM | 4.23K | SH | $193.1K 0.30% | 4.23K | 0.00 | 0.00 |
SHY - iShares Barclays 1-3 Year Treasury BSOLE | COM | 1.85K | SH | $149.8K 0.23% | 1.85K | 0.00 | 0.00 |
HYD - Vaneck Vectors High Yield MuniSOLE | COM | 2.60K | SH | $131.6K 0.21% | 2.60K | 0.00 | 0.00 |
BAB - Invesco Taxable Municipal Bond FundSOLE | COM | 2.92K | SH | $75.1K 0.12% | 2.92K | 0.00 | 0.00 |
SHYD - VanEck Vectors Short High Yield ETFSOLE | COM | 3.24K | SH | $72.2K 0.11% | 3.24K | 0.00 | 0.00 |
VCSH - Vanguard Short-Term Corp Bond ETFSOLE | COM | 794.00 | SH | $59.7K 0.09% | 794.00 | 0.00 | 0.00 |
IEF - iShares Barclays 7-10 Year TreasurySOLE | COM | 581.00 | SH | $55.6K 0.09% | 581.00 | 0.00 | 0.00 |
PZA - PowerShares Insured National MunicipSOLE | COM | 1.59K | SH | $36.5K 0.06% | 1.59K | 0.00 | 0.00 |
USIG - iShares Investment Corp Bond ETFSOLE | COM | 600.00 | SH | $29.5K 0.05% | 600.00 | 0.00 | 0.00 |