Filed: 1/24/2023ACC: 0001376474-23-000043
📋 What this filing means
CAPRIN ASSET MANAGEMENT LLC /ADV filed this quarterly 13F‑HR report disclosing 17 equity positions with a total reported market value of $69.58M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
17
Positions
$69.58M
Total AUM (reported)
1.22M
Total Shares
Allocation by class
COM$69.58M100.0%
Portfolio Concentration
Top 3$51.36M73.8%
4–10$17.78M25.5%
11–25$442.3K0.6%
Top 3 weight
73.8%
Top 10 weight
99.4%
Voting Authority Distribution
Total shares with voting rights: 1.22M
Sole
Full voting authority
1.22M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole17
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings17
Rows:
SHM - SPDR Nuveen Barclays ST Muni ETF
SOLEShares407.60K
TypeSH
Market value$18.79M
27.00%
Sole
407.60K
Shared
0.00
None
0.00
ITM - Vaneck Vectors AMT Free Int Muni
SOLEShares389.74K
TypeSH
Market value$16.97M
24.38%
Sole
389.74K
Shared
0.00
None
0.00
MUB - iShares S&P National AMT-Free Bond F
SOLEShares152.18K
TypeSH
Market value$15.61M
22.43%
Sole
152.18K
Shared
0.00
None
0.00
AGG - iShares Barclays Aggregate Bond Fund
SOLEShares111.98K
TypeSH
Market value$10.79M
15.50%
Sole
111.98K
Shared
0.00
None
0.00
FLOT - iShares Floating Rate Bond ETF
SOLEShares49.07K
TypeSH
Market value$2.47M
3.55%
Sole
49.07K
Shared
0.00
None
0.00
VTEB - Vanguard Tax-Exempt Bond ETF
SOLEShares28.30K
TypeSH
Market value$1.36M
1.96%
Sole
28.30K
Shared
0.00
None
0.00
NYF - iShares S&P New York AMT-Free Bond F
SOLEShares25.06K
TypeSH
Market value$1.27M
1.82%
Sole
25.06K
Shared
0.00
None
0.00
IGIB - iShares 5-10 Yr Inv Grade Corp ETF
SOLEShares23.48K
TypeSH
Market value$1.13M
1.63%
Sole
23.48K
Shared
0.00
None
0.00
IGSB - iShares 1-5 Yr Inv Grade Corp ETF
SOLEShares9.93K
TypeSH
Market value$489.3K
0.70%
Sole
9.93K
Shared
0.00
None
0.00
CMF - iShares S&P California AMT-Free Bond
SOLEShares4.94K
TypeSH
Market value$267.7K
0.38%
Sole
4.94K
Shared
0.00
None
0.00
HYD - Vaneck Vectors High Yield Muni
SOLEShares3.66K
TypeSH
Market value$182.8K
0.26%
Sole
3.66K
Shared
0.00
None
0.00
BAB - Invesco Taxable Municipal Bond Fund
SOLEShares4.53K
TypeSH
Market value$116.2K
0.17%
Sole
4.53K
Shared
0.00
None
0.00
SHYD - VanEck Vectors Short High Yield ETF
SOLEShares4.61K
TypeSH
Market value$100.4K
0.14%
Sole
4.61K
Shared
0.00
None
0.00
TIP - iShares Barclays US Treasury Inflati
SOLEShares168.00
TypeSH
Market value$17.6K
0.03%
Sole
168.00
Shared
0.00
None
0.00
SJNK - SPDR Barclays Short Term High Yld
SOLEShares521.00
TypeSH
Market value$12.4K
0.02%
Sole
521.00
Shared
0.00
None
0.00
TFI - SPDR Nuveen Barclays Capital Municip
SOLEShares204.00
TypeSH
Market value$9.0K
0.01%
Sole
204.00
Shared
0.00
None
0.00
JMST - JPM Ultra-Short Muni Income ETF
SOLEShares76.00
TypeSH
Market value$3.8K
<0.01%
Sole
76.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SHM - SPDR Nuveen Barclays ST Muni ETFSOLE | COM | 407.60K | SH | $18.79M 27.00% | 407.60K | 0.00 | 0.00 |
ITM - Vaneck Vectors AMT Free Int MuniSOLE | COM | 389.74K | SH | $16.97M 24.38% | 389.74K | 0.00 | 0.00 |
MUB - iShares S&P National AMT-Free Bond FSOLE | COM | 152.18K | SH | $15.61M 22.43% | 152.18K | 0.00 | 0.00 |
AGG - iShares Barclays Aggregate Bond FundSOLE | COM | 111.98K | SH | $10.79M 15.50% | 111.98K | 0.00 | 0.00 |
FLOT - iShares Floating Rate Bond ETFSOLE | COM | 49.07K | SH | $2.47M 3.55% | 49.07K | 0.00 | 0.00 |
VTEB - Vanguard Tax-Exempt Bond ETFSOLE | COM | 28.30K | SH | $1.36M 1.96% | 28.30K | 0.00 | 0.00 |
NYF - iShares S&P New York AMT-Free Bond FSOLE | COM | 25.06K | SH | $1.27M 1.82% | 25.06K | 0.00 | 0.00 |
IGIB - iShares 5-10 Yr Inv Grade Corp ETFSOLE | COM | 23.48K | SH | $1.13M 1.63% | 23.48K | 0.00 | 0.00 |
IGSB - iShares 1-5 Yr Inv Grade Corp ETFSOLE | COM | 9.93K | SH | $489.3K 0.70% | 9.93K | 0.00 | 0.00 |
CMF - iShares S&P California AMT-Free BondSOLE | COM | 4.94K | SH | $267.7K 0.38% | 4.94K | 0.00 | 0.00 |
HYD - Vaneck Vectors High Yield MuniSOLE | COM | 3.66K | SH | $182.8K 0.26% | 3.66K | 0.00 | 0.00 |
BAB - Invesco Taxable Municipal Bond FundSOLE | COM | 4.53K | SH | $116.2K 0.17% | 4.53K | 0.00 | 0.00 |
SHYD - VanEck Vectors Short High Yield ETFSOLE | COM | 4.61K | SH | $100.4K 0.14% | 4.61K | 0.00 | 0.00 |
TIP - iShares Barclays US Treasury InflatiSOLE | COM | 168.00 | SH | $17.6K 0.03% | 168.00 | 0.00 | 0.00 |
SJNK - SPDR Barclays Short Term High YldSOLE | COM | 521.00 | SH | $12.4K 0.02% | 521.00 | 0.00 | 0.00 |
TFI - SPDR Nuveen Barclays Capital MunicipSOLE | COM | 204.00 | SH | $9.0K 0.01% | 204.00 | 0.00 | 0.00 |
JMST - JPM Ultra-Short Muni Income ETFSOLE | COM | 76.00 | SH | $3.8K <0.01% | 76.00 | 0.00 | 0.00 |