Filed: 1/10/2024ACC: 0001901361-24-000001
📋 What this filing means
CAPRICORN FUND MANAGERS LTD filed this quarterly 13F‑HR report disclosing 55 equity positions with a total reported market value of $181.80M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
55
Positions
$181.80M
Total AUM (reported)
6.83M
Total Shares
Allocation by class
COM$91.77M50.5%
0-3 MNTH TREASRY$28.99M15.9%
CL A$14.68M8.1%
ORD SHS CL A$8.21M4.5%
SHS$7.95M4.4%
CL B NEW$6.60M3.6%
SPONSORED ADR$3.90M2.1%
Portfolio Concentration
Top 3$47.50M26.1%
4–10$41.40M22.8%
11–25$57.70M31.7%
Rest$35.22M19.4%
Top 3 weight
26.1%
Top 10 weight
48.9%
Voting Authority Distribution
Total shares with voting rights: 6.83M
Sole
Full voting authority
6.83M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole55
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings55
Rows:
iShares 0-3 Month Treasury
SOLEShares289.09K
TypeSH
Market value$28.99M
15.94%
Sole
289.09K
Shared
0.00
None
0.00
NVIDIA Corp
SOLEShares20.80K
TypeSH
Market value$10.30M
5.67%
Sole
20.80K
Shared
0.00
None
0.00
Nu Holdings Ltd
SOLEShares985.50K
TypeSH
Market value$8.21M
4.52%
Sole
985.50K
Shared
0.00
None
0.00
PayPal Holdings
SOLEShares108.44K
TypeSH
Market value$6.66M
3.66%
Sole
108.44K
Shared
0.00
None
0.00
Berkshire Hathaway
SOLEShares18.52K
TypeSH
Market value$6.60M
3.63%
Sole
18.52K
Shared
0.00
None
0.00
Nextera Energy Inc
SOLEShares105.24K
TypeSH
Market value$6.39M
3.52%
Sole
105.24K
Shared
0.00
None
0.00
Broadcom
SOLEShares5.60K
TypeSH
Market value$6.25M
3.44%
Sole
5.60K
Shared
0.00
None
0.00
Johnson & Johnson
SOLEShares34.51K
TypeSH
Market value$5.41M
2.98%
Sole
34.51K
Shared
0.00
None
0.00
Enterprise Products Partners LP
SOLEShares196.31K
TypeSH
Market value$5.17M
2.85%
Sole
196.31K
Shared
0.00
None
0.00
Meta Platforms
SOLEShares13.87K
TypeSH
Market value$4.91M
2.70%
Sole
13.87K
Shared
0.00
None
0.00
Amazon.com
SOLEShares31.91K
TypeSH
Market value$4.85M
2.67%
Sole
31.91K
Shared
0.00
None
0.00
Bank of America Corp
SOLEShares140.19K
TypeSH
Market value$4.72M
2.60%
Sole
140.19K
Shared
0.00
None
0.00
Linde plc
SOLEShares10.12K
TypeSH
Market value$4.15M
2.28%
Sole
10.12K
Shared
0.00
None
0.00
East West Bancorp
SOLEShares57.10K
TypeSH
Market value$4.11M
2.26%
Sole
57.10K
Shared
0.00
None
0.00
Pfizer
SOLEShares140.35K
TypeSH
Market value$4.04M
2.22%
Sole
140.35K
Shared
0.00
None
0.00
Chewy
SOLEShares168.84K
TypeSH
Market value$3.99M
2.19%
Sole
168.84K
Shared
0.00
None
0.00
ABBVIE
SOLEShares25.45K
TypeSH
Market value$3.94M
2.17%
Sole
25.45K
Shared
0.00
None
0.00
Gold Fields Ltd
SOLEShares269.50K
TypeSH
Market value$3.90M
2.14%
Sole
269.50K
Shared
0.00
None
0.00
Sea Limited
SOLEShares96.20K
TypeSH
Market value$3.90M
2.14%
Sole
96.20K
Shared
0.00
None
0.00
Alphabet Inc - Class C
SOLEShares27.23K
TypeSH
Market value$3.84M
2.11%
Sole
27.23K
Shared
0.00
None
0.00
Chevron Corp
SOLEShares23.19K
TypeSH
Market value$3.46M
1.90%
Sole
23.19K
Shared
0.00
None
0.00
CNH Industrial NV
SOLEShares281.70K
TypeSH
Market value$3.43M
1.89%
Sole
281.70K
Shared
0.00
None
0.00
Unitedhealth Group
SOLEShares6.48K
TypeSH
Market value$3.41M
1.88%
Sole
6.48K
Shared
0.00
None
0.00
American Tower Corp
SOLEShares15.06K
TypeSH
Market value$3.25M
1.79%
Sole
15.06K
Shared
0.00
None
0.00
Berkshire Hathaway
SOLEShares5.00
TypeSH
Market value$2.71M
1.49%
Sole
5.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
iShares 0-3 Month TreasurySOLE | 0-3 MNTH TREASRY | 289.09K | SH | $28.99M 15.94% | 289.09K | 0.00 | 0.00 |
NVIDIA CorpSOLE | COM | 20.80K | SH | $10.30M 5.67% | 20.80K | 0.00 | 0.00 |
Nu Holdings LtdSOLE | ORD SHS CL A | 985.50K | SH | $8.21M 4.52% | 985.50K | 0.00 | 0.00 |
PayPal HoldingsSOLE | COM | 108.44K | SH | $6.66M 3.66% | 108.44K | 0.00 | 0.00 |
Berkshire HathawaySOLE | CL B NEW | 18.52K | SH | $6.60M 3.63% | 18.52K | 0.00 | 0.00 |
Nextera Energy IncSOLE | COM | 105.24K | SH | $6.39M 3.52% | 105.24K | 0.00 | 0.00 |
BroadcomSOLE | COM | 5.60K | SH | $6.25M 3.44% | 5.60K | 0.00 | 0.00 |
Johnson & JohnsonSOLE | COM | 34.51K | SH | $5.41M 2.98% | 34.51K | 0.00 | 0.00 |
Enterprise Products Partners LPSOLE | COM | 196.31K | SH | $5.17M 2.85% | 196.31K | 0.00 | 0.00 |
Meta PlatformsSOLE | CL A | 13.87K | SH | $4.91M 2.70% | 13.87K | 0.00 | 0.00 |
Amazon.comSOLE | COM | 31.91K | SH | $4.85M 2.67% | 31.91K | 0.00 | 0.00 |
Bank of America CorpSOLE | COM | 140.19K | SH | $4.72M 2.60% | 140.19K | 0.00 | 0.00 |
Linde plcSOLE | SHS | 10.12K | SH | $4.15M 2.28% | 10.12K | 0.00 | 0.00 |
East West BancorpSOLE | COM | 57.10K | SH | $4.11M 2.26% | 57.10K | 0.00 | 0.00 |
PfizerSOLE | COM | 140.35K | SH | $4.04M 2.22% | 140.35K | 0.00 | 0.00 |
ChewySOLE | CL A | 168.84K | SH | $3.99M 2.19% | 168.84K | 0.00 | 0.00 |
ABBVIESOLE | COM | 25.45K | SH | $3.94M 2.17% | 25.45K | 0.00 | 0.00 |
Gold Fields LtdSOLE | SPONSORED ADR | 269.50K | SH | $3.90M 2.14% | 269.50K | 0.00 | 0.00 |
Sea LimitedSOLE | SPONSORD ADS | 96.20K | SH | $3.90M 2.14% | 96.20K | 0.00 | 0.00 |
Alphabet Inc - Class CSOLE | CAP STK CL C | 27.23K | SH | $3.84M 2.11% | 27.23K | 0.00 | 0.00 |
Chevron CorpSOLE | COM | 23.19K | SH | $3.46M 1.90% | 23.19K | 0.00 | 0.00 |
CNH Industrial NVSOLE | SHS | 281.70K | SH | $3.43M 1.89% | 281.70K | 0.00 | 0.00 |
Unitedhealth GroupSOLE | COM | 6.48K | SH | $3.41M 1.88% | 6.48K | 0.00 | 0.00 |
American Tower CorpSOLE | COM | 15.06K | SH | $3.25M 1.79% | 15.06K | 0.00 | 0.00 |
Berkshire HathawaySOLE | CL A | 5.00 | SH | $2.71M 1.49% | 5.00 | 0.00 | 0.00 |
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