Filed: 10/11/2023ACC: 0001901361-23-000005
📋 What this filing means
CAPRICORN FUND MANAGERS LTD filed this quarterly 13F‑HR report disclosing 82 equity positions with a total reported market value of $288.20M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
82
Positions
$288.20M
Total AUM (reported)
12.76M
Total Shares
Allocation by class
COM$98.72M34.3%
SPONSORED ADS$34.78M12.1%
0-3 MNTH TREASRY$29.10M10.1%
ADS$23.97M8.3%
SPONSORED ADR$15.91M5.5%
CL A$14.93M5.2%
SPON ADR$8.14M2.8%
Portfolio Concentration
Top 3$83.18M28.9%
4–10$59.50M20.6%
11–25$60.80M21.1%
Rest$84.72M29.4%
Top 3 weight
28.9%
Top 10 weight
49.5%
Voting Authority Distribution
Total shares with voting rights: 12.76M
Sole
Full voting authority
12.76M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole82
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings82
Rows:
ResMed INC
SOLEShares230.95K
TypeSH
Market value$34.15M
11.85%
Sole
230.95K
Shared
0.00
None
0.00
iShares 0-3 Month Treasury
SOLEShares289.09K
TypeSH
Market value$29.10M
10.10%
Sole
289.09K
Shared
0.00
None
0.00
Mitsubishi UFJ Financial Group
SOLEShares2.35M
TypeSH
Market value$19.93M
6.91%
Sole
2.35M
Shared
0.00
None
0.00
Xpeng INC
SOLEShares727.49K
TypeSH
Market value$13.36M
4.63%
Sole
727.49K
Shared
0.00
None
0.00
Toyota Motor Corp
SOLEShares51.09K
TypeSH
Market value$9.18M
3.19%
Sole
51.09K
Shared
0.00
None
0.00
Sumitomo Mitsui Financial Group
SOLEShares920.33K
TypeSH
Market value$9.07M
3.15%
Sole
920.33K
Shared
0.00
None
0.00
Baidu INC
SOLEShares54.79K
TypeSH
Market value$7.36M
2.55%
Sole
54.79K
Shared
0.00
None
0.00
NVIDIA Corp
SOLEShares16.90K
TypeSH
Market value$7.35M
2.55%
Sole
16.90K
Shared
0.00
None
0.00
Bilibili INC
SOLEShares486.52K
TypeSH
Market value$6.70M
2.32%
Sole
486.52K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
SOLEShares18.52K
TypeSH
Market value$6.49M
2.25%
Sole
18.52K
Shared
0.00
None
0.00
Honda Motor Ltd
SOLEShares188.97K
TypeSH
Market value$6.36M
2.21%
Sole
188.97K
Shared
0.00
None
0.00
New Oriental Education and Technology Group
SOLEShares90.48K
TypeSH
Market value$5.30M
1.84%
Sole
90.48K
Shared
0.00
None
0.00
PAYPAL HLDGS INC
SOLEShares82.72K
TypeSH
Market value$4.84M
1.68%
Sole
82.72K
Shared
0.00
None
0.00
BHP Group LTD
SOLEShares76.64K
TypeSH
Market value$4.36M
1.51%
Sole
76.64K
Shared
0.00
None
0.00
Uber Technologies INC
SOLEShares92.24K
TypeSH
Market value$4.24M
1.47%
Sole
92.24K
Shared
0.00
None
0.00
Meta Platforms
SOLEShares13.98K
TypeSH
Market value$4.20M
1.46%
Sole
13.98K
Shared
0.00
None
0.00
YUM CHINA HLDGS INC
SOLEShares73.51K
TypeSH
Market value$4.10M
1.42%
Sole
73.51K
Shared
0.00
None
0.00
Amcor plc
SOLEShares420.56K
TypeSH
Market value$3.85M
1.34%
Sole
420.56K
Shared
0.00
None
0.00
Bank of America Corp
SOLEShares140.19K
TypeSH
Market value$3.84M
1.33%
Sole
140.19K
Shared
0.00
None
0.00
Alphabet Inc
SOLEShares27.23K
TypeSH
Market value$3.59M
1.25%
Sole
27.23K
Shared
0.00
None
0.00
CHEVRON CORP NEW
SOLEShares20.17K
TypeSH
Market value$3.40M
1.18%
Sole
20.17K
Shared
0.00
None
0.00
Unitedhealth Group INC
SOLEShares6.48K
TypeSH
Market value$3.27M
1.13%
Sole
6.48K
Shared
0.00
None
0.00
NetEase INC
SOLEShares32.20K
TypeSH
Market value$3.23M
1.12%
Sole
32.20K
Shared
0.00
None
0.00
Takeda Pharmaceutical CO LTD
SOLEShares204.89K
TypeSH
Market value$3.17M
1.10%
Sole
204.89K
Shared
0.00
None
0.00
Sea LTD
SOLEShares69.90K
TypeSH
Market value$3.07M
1.07%
Sole
69.90K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ResMed INCSOLE | COM | 230.95K | SH | $34.15M 11.85% | 230.95K | 0.00 | 0.00 |
iShares 0-3 Month TreasurySOLE | 0-3 MNTH TREASRY | 289.09K | SH | $29.10M 10.10% | 289.09K | 0.00 | 0.00 |
Mitsubishi UFJ Financial GroupSOLE | SPONSORED ADS | 2.35M | SH | $19.93M 6.91% | 2.35M | 0.00 | 0.00 |
Xpeng INCSOLE | ADS | 727.49K | SH | $13.36M 4.63% | 727.49K | 0.00 | 0.00 |
Toyota Motor CorpSOLE | ADS | 51.09K | SH | $9.18M 3.19% | 51.09K | 0.00 | 0.00 |
Sumitomo Mitsui Financial GroupSOLE | SPONSORED ADR | 920.33K | SH | $9.07M 3.15% | 920.33K | 0.00 | 0.00 |
Baidu INCSOLE | SPON ADR REP A | 54.79K | SH | $7.36M 2.55% | 54.79K | 0.00 | 0.00 |
NVIDIA CorpSOLE | COM | 16.90K | SH | $7.35M 2.55% | 16.90K | 0.00 | 0.00 |
Bilibili INCSOLE | SPONS ADS REP Z | 486.52K | SH | $6.70M 2.32% | 486.52K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 18.52K | SH | $6.49M 2.25% | 18.52K | 0.00 | 0.00 |
Honda Motor LtdSOLE | AMERN SHS | 188.97K | SH | $6.36M 2.21% | 188.97K | 0.00 | 0.00 |
New Oriental Education and Technology GroupSOLE | SPON ADR | 90.48K | SH | $5.30M 1.84% | 90.48K | 0.00 | 0.00 |
PAYPAL HLDGS INCSOLE | COM | 82.72K | SH | $4.84M 1.68% | 82.72K | 0.00 | 0.00 |
BHP Group LTDSOLE | SPONSORED ADS | 76.64K | SH | $4.36M 1.51% | 76.64K | 0.00 | 0.00 |
Uber Technologies INCSOLE | COM | 92.24K | SH | $4.24M 1.47% | 92.24K | 0.00 | 0.00 |
Meta PlatformsSOLE | CL A | 13.98K | SH | $4.20M 1.46% | 13.98K | 0.00 | 0.00 |
YUM CHINA HLDGS INCSOLE | COM | 73.51K | SH | $4.10M 1.42% | 73.51K | 0.00 | 0.00 |
Amcor plcSOLE | ORD | 420.56K | SH | $3.85M 1.34% | 420.56K | 0.00 | 0.00 |
Bank of America CorpSOLE | COM | 140.19K | SH | $3.84M 1.33% | 140.19K | 0.00 | 0.00 |
Alphabet IncSOLE | CAP STK CL C | 27.23K | SH | $3.59M 1.25% | 27.23K | 0.00 | 0.00 |
CHEVRON CORP NEWSOLE | COM | 20.17K | SH | $3.40M 1.18% | 20.17K | 0.00 | 0.00 |
Unitedhealth Group INCSOLE | COM | 6.48K | SH | $3.27M 1.13% | 6.48K | 0.00 | 0.00 |
NetEase INCSOLE | SPONSORED ADS | 32.20K | SH | $3.23M 1.12% | 32.20K | 0.00 | 0.00 |
Takeda Pharmaceutical CO LTDSOLE | SPONSORED ADS | 204.89K | SH | $3.17M 1.10% | 204.89K | 0.00 | 0.00 |
Sea LTDSOLE | SPONSORD ADS | 69.90K | SH | $3.07M 1.07% | 69.90K | 0.00 | 0.00 |
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