Filed: 7/12/2023ACC: 0001901361-23-000004
📋 What this filing means
CAPRICORN FUND MANAGERS LTD filed this quarterly 13F‑HR report disclosing 63 equity positions with a total reported market value of $278.54M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
63
Positions
$278.54M
Total AUM (reported)
10.87M
Total Shares
Allocation by class
SPONSORED ADS$66.66M23.9%
COM$54.30M19.5%
0-3 MNTH TREASRY$37.14M13.3%
AMERN SHS$25.31M9.1%
CHINA LG-CAP ETF$22.54M8.1%
ADS$14.87M5.3%
SPONS ADS REP Z$11.24M4.0%
Portfolio Concentration
Top 3$84.99M30.5%
4–10$92.30M33.1%
11–25$64.18M23.0%
Rest$37.08M13.3%
Top 3 weight
30.5%
Top 10 weight
63.6%
Voting Authority Distribution
Total shares with voting rights: 10.87M
Sole
Full voting authority
10.87M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole63
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings63
Rows:
ISHARES TR
SOLEShares369.06K
TypeSH
Market value$37.14M
13.33%
Sole
369.06K
Shared
0.00
None
0.00
HONDA MOTOR LTD
SOLEShares834.91K
TypeSH
Market value$25.31M
9.09%
Sole
834.91K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares829.09K
TypeSH
Market value$22.54M
8.09%
Sole
829.09K
Shared
0.00
None
0.00
BHP GROUP LTD
SOLEShares294.35K
TypeSH
Market value$17.56M
6.31%
Sole
294.35K
Shared
0.00
None
0.00
TRIP COM GROUP LT
SOLEShares400.90K
TypeSH
Market value$14.03M
5.04%
Sole
400.90K
Shared
0.00
None
0.00
TAKEDA PHARMACEUTICAL CO LTD
SOLEShares868.42K
TypeSH
Market value$13.64M
4.90%
Sole
868.42K
Shared
0.00
None
0.00
RESMED INC
SOLEShares61.23K
TypeSH
Market value$13.38M
4.80%
Sole
61.23K
Shared
0.00
None
0.00
NETEASE INC
SOLEShares124.02K
TypeSH
Market value$11.99M
4.31%
Sole
124.02K
Shared
0.00
None
0.00
BILIBILI INC
SOLEShares744.65K
TypeSH
Market value$11.24M
4.04%
Sole
744.65K
Shared
0.00
None
0.00
LI AUTO INC
SOLEShares297.69K
TypeSH
Market value$10.45M
3.75%
Sole
297.69K
Shared
0.00
None
0.00
MITSUBISHI UFJ FINL GROUP IN
SOLEShares1.07M
TypeSH
Market value$7.91M
2.84%
Sole
1.07M
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares48.99K
TypeSH
Market value$6.39M
2.29%
Sole
48.99K
Shared
0.00
None
0.00
NEW ORIENTAL ED & TECHNOLOGY
SOLEShares152.63K
TypeSH
Market value$6.03M
2.16%
Sole
152.63K
Shared
0.00
None
0.00
BAIDU INC
SOLEShares38.73K
TypeSH
Market value$5.30M
1.90%
Sole
38.73K
Shared
0.00
None
0.00
BANK AMERICA CORP
SOLEShares166.58K
TypeSH
Market value$4.78M
1.72%
Sole
166.58K
Shared
0.00
None
0.00
FARFETCH LTD
SOLEShares780.78K
TypeSH
Market value$4.72M
1.69%
Sole
780.78K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
SOLEShares13.78K
TypeSH
Market value$4.70M
1.69%
Sole
13.78K
Shared
0.00
None
0.00
PAYPAL HLDGS INC
SOLEShares66.20K
TypeSH
Market value$4.42M
1.59%
Sole
66.20K
Shared
0.00
None
0.00
CHEVRON CORP NEW
SOLEShares20.17K
TypeSH
Market value$3.17M
1.14%
Sole
20.17K
Shared
0.00
None
0.00
BLOCK INC
SOLEShares47.23K
TypeSH
Market value$3.14M
1.13%
Sole
47.23K
Shared
0.00
None
0.00
NOKIA CORP
SOLEShares721.77K
TypeSH
Market value$3.00M
1.08%
Sole
721.77K
Shared
0.00
None
0.00
CHEWY INC
SOLEShares72.80K
TypeSH
Market value$2.87M
1.03%
Sole
72.80K
Shared
0.00
None
0.00
BROADCOM INC
SOLEShares3.10K
TypeSH
Market value$2.69M
0.97%
Sole
3.10K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
SOLEShares5.00
TypeSH
Market value$2.59M
0.93%
Sole
5.00
Shared
0.00
None
0.00
H WORLD GROUP LTD
SOLEShares63.73K
TypeSH
Market value$2.47M
0.89%
Sole
63.73K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | 0-3 MNTH TREASRY | 369.06K | SH | $37.14M 13.33% | 369.06K | 0.00 | 0.00 |
HONDA MOTOR LTDSOLE | AMERN SHS | 834.91K | SH | $25.31M 9.09% | 834.91K | 0.00 | 0.00 |
ISHARES TRSOLE | CHINA LG-CAP ETF | 829.09K | SH | $22.54M 8.09% | 829.09K | 0.00 | 0.00 |
BHP GROUP LTDSOLE | SPONSORED ADS | 294.35K | SH | $17.56M 6.31% | 294.35K | 0.00 | 0.00 |
TRIP COM GROUP LTSOLE | ADS | 400.90K | SH | $14.03M 5.04% | 400.90K | 0.00 | 0.00 |
TAKEDA PHARMACEUTICAL CO LTDSOLE | SPONSORED ADS | 868.42K | SH | $13.64M 4.90% | 868.42K | 0.00 | 0.00 |
RESMED INCSOLE | COM | 61.23K | SH | $13.38M 4.80% | 61.23K | 0.00 | 0.00 |
NETEASE INCSOLE | SPONSORED ADS | 124.02K | SH | $11.99M 4.31% | 124.02K | 0.00 | 0.00 |
BILIBILI INCSOLE | SPONS ADS REP Z | 744.65K | SH | $11.24M 4.04% | 744.65K | 0.00 | 0.00 |
LI AUTO INCSOLE | SPONSORED ADS | 297.69K | SH | $10.45M 3.75% | 297.69K | 0.00 | 0.00 |
MITSUBISHI UFJ FINL GROUP INSOLE | SPONSORED ADS | 1.07M | SH | $7.91M 2.84% | 1.07M | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 48.99K | SH | $6.39M 2.29% | 48.99K | 0.00 | 0.00 |
NEW ORIENTAL ED & TECHNOLOGYSOLE | SPON ADR | 152.63K | SH | $6.03M 2.16% | 152.63K | 0.00 | 0.00 |
BAIDU INCSOLE | SPON ADR REP A | 38.73K | SH | $5.30M 1.90% | 38.73K | 0.00 | 0.00 |
BANK AMERICA CORPSOLE | COM | 166.58K | SH | $4.78M 1.72% | 166.58K | 0.00 | 0.00 |
FARFETCH LTDSOLE | ORD SH CL A | 780.78K | SH | $4.72M 1.69% | 780.78K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 13.78K | SH | $4.70M 1.69% | 13.78K | 0.00 | 0.00 |
PAYPAL HLDGS INCSOLE | COM | 66.20K | SH | $4.42M 1.59% | 66.20K | 0.00 | 0.00 |
CHEVRON CORP NEWSOLE | COM | 20.17K | SH | $3.17M 1.14% | 20.17K | 0.00 | 0.00 |
BLOCK INCSOLE | CL A | 47.23K | SH | $3.14M 1.13% | 47.23K | 0.00 | 0.00 |
NOKIA CORPSOLE | SPONSORED ADR | 721.77K | SH | $3.00M 1.08% | 721.77K | 0.00 | 0.00 |
CHEWY INCSOLE | CL A | 72.80K | SH | $2.87M 1.03% | 72.80K | 0.00 | 0.00 |
BROADCOM INCSOLE | COM | 3.10K | SH | $2.69M 0.97% | 3.10K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELSOLE | CL A | 5.00 | SH | $2.59M 0.93% | 5.00 | 0.00 | 0.00 |
H WORLD GROUP LTDSOLE | SPONSORED ADS | 63.73K | SH | $2.47M 0.89% | 63.73K | 0.00 | 0.00 |
Page 1 of 3