Filed: 1/17/2023ACC: 0001901361-23-000001
📋 What this filing means
CAPRICORN FUND MANAGERS LTD filed this quarterly 13F‑HR report disclosing 83 equity positions with a total reported market value of $390.7K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
83
Positions
$390.7K
Total AUM (reported)
10.64M
Total Shares
Allocation by class
COM$86.6K22.2%
SPONSORED ADS$66.9K17.1%
CL A$35.9K9.2%
GLOB HLTHCRE ETF$24.0K6.1%
SPONSORED ADR$23.9K6.1%
MSCI JPN ETF NEW$20.2K5.2%
COM CL A$13.9K3.6%
Portfolio Concentration
Top 3$87.1K22.3%
4–10$80.6K20.6%
11–25$100.9K25.8%
Rest$122.1K31.2%
Top 3 weight
22.3%
Top 10 weight
42.9%
Voting Authority Distribution
Total shares with voting rights: 10.64M
Sole
Full voting authority
10.64M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole83
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings83
Rows:
ALIBABA GROUP HLDG LTD
SOLEShares486.43K
TypeSH
Market value$42.9K
10.97%
Sole
486.43K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares283.04K
TypeSH
Market value$24.0K
6.15%
Sole
283.04K
Shared
0.00
None
0.00
ISHARES INC
SOLEShares370.82K
TypeSH
Market value$20.2K
5.17%
Sole
370.82K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares137.10K
TypeSH
Market value$13.7K
3.51%
Sole
137.10K
Shared
0.00
None
0.00
SHELL PLC
SOLEShares208.09K
TypeSH
Market value$11.9K
3.03%
Sole
208.09K
Shared
0.00
None
0.00
BOOZ ALLEN HAMILTON HLDG COR
SOLEShares111.60K
TypeSH
Market value$11.7K
2.99%
Sole
111.60K
Shared
0.00
None
0.00
VISA INC
SOLEShares54.20K
TypeSH
Market value$11.3K
2.88%
Sole
54.20K
Shared
0.00
None
0.00
LI AUTO INC
SOLEShares543.19K
TypeSH
Market value$11.1K
2.84%
Sole
543.19K
Shared
0.00
None
0.00
BAIDU INC
SOLEShares96.64K
TypeSH
Market value$11.1K
2.83%
Sole
96.64K
Shared
0.00
None
0.00
ZIPRECRUITER INC
SOLEShares608.25K
TypeSH
Market value$10.0K
2.56%
Sole
608.25K
Shared
0.00
None
0.00
TRIP COM GROUP LT
SOLEShares289.05K
TypeSH
Market value$9.9K
2.55%
Sole
289.05K
Shared
0.00
None
0.00
MITSUBISHI UFJ FINL GROUP IN
SOLEShares1.41M
TypeSH
Market value$9.4K
2.40%
Sole
1.41M
Shared
0.00
None
0.00
NOV INC
SOLEShares395.67K
TypeSH
Market value$8.3K
2.12%
Sole
395.67K
Shared
0.00
None
0.00
JD.COM INC
SOLEShares142.19K
TypeSH
Market value$8.0K
2.04%
Sole
142.19K
Shared
0.00
None
0.00
VANECK ETF TRUST
SOLEShares254K
TypeSH
Market value$7.3K
1.86%
Sole
254K
Shared
0.00
None
0.00
ICICI BANK LIMITED
SOLEShares315K
TypeSH
Market value$6.9K
1.76%
Sole
315K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares28.63K
TypeSH
Market value$6.9K
1.76%
Sole
28.63K
Shared
0.00
None
0.00
ACTIVISION BLIZZARD INC
SOLEShares88K
TypeSH
Market value$6.7K
1.72%
Sole
88K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares77.44K
TypeSH
Market value$6.4K
1.65%
Sole
77.44K
Shared
0.00
None
0.00
ANHEUSER BUSCH INBEV SA/NV
SOLEShares93.56K
TypeSH
Market value$5.6K
1.44%
Sole
93.56K
Shared
0.00
None
0.00
STMICROELECTRONICS N V
SOLEShares155.12K
TypeSH
Market value$5.5K
1.41%
Sole
155.12K
Shared
0.00
None
0.00
DEERE & CO
SOLEShares12.80K
TypeSH
Market value$5.5K
1.40%
Sole
12.80K
Shared
0.00
None
0.00
NEW ORIENTAL ED & TECHNOLOGY
SOLEShares152.12K
TypeSH
Market value$5.3K
1.36%
Sole
152.12K
Shared
0.00
None
0.00
YUM CHINA HLDGS INC
SOLEShares85.61K
TypeSH
Market value$4.7K
1.20%
Sole
85.61K
Shared
0.00
None
0.00
HONDA MOTOR LTD
SOLEShares198.50K
TypeSH
Market value$4.5K
1.16%
Sole
198.50K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ALIBABA GROUP HLDG LTDSOLE | SPONSORED ADS | 486.43K | SH | $42.9K 10.97% | 486.43K | 0.00 | 0.00 |
ISHARES TRSOLE | GLOB HLTHCRE ETF | 283.04K | SH | $24.0K 6.15% | 283.04K | 0.00 | 0.00 |
ISHARES INCSOLE | MSCI JPN ETF NEW | 370.82K | SH | $20.2K 5.17% | 370.82K | 0.00 | 0.00 |
ISHARES TRSOLE | 0-3 MNTH TREASRY | 137.10K | SH | $13.7K 3.51% | 137.10K | 0.00 | 0.00 |
SHELL PLCSOLE | SPON ADS | 208.09K | SH | $11.9K 3.03% | 208.09K | 0.00 | 0.00 |
BOOZ ALLEN HAMILTON HLDG CORSOLE | CL A | 111.60K | SH | $11.7K 2.99% | 111.60K | 0.00 | 0.00 |
VISA INCSOLE | COM CL A | 54.20K | SH | $11.3K 2.88% | 54.20K | 0.00 | 0.00 |
LI AUTO INCSOLE | SPONSORED ADS | 543.19K | SH | $11.1K 2.84% | 543.19K | 0.00 | 0.00 |
BAIDU INCSOLE | SPON ADR REP A | 96.64K | SH | $11.1K 2.83% | 96.64K | 0.00 | 0.00 |
ZIPRECRUITER INCSOLE | CL A | 608.25K | SH | $10.0K 2.56% | 608.25K | 0.00 | 0.00 |
TRIP COM GROUP LTSOLE | ADS | 289.05K | SH | $9.9K 2.55% | 289.05K | 0.00 | 0.00 |
MITSUBISHI UFJ FINL GROUP INSOLE | SPONSORED ADS | 1.41M | SH | $9.4K 2.40% | 1.41M | 0.00 | 0.00 |
NOV INCSOLE | COM | 395.67K | SH | $8.3K 2.12% | 395.67K | 0.00 | 0.00 |
JD.COM INCSOLE | SPON ADR CL A | 142.19K | SH | $8.0K 2.04% | 142.19K | 0.00 | 0.00 |
VANECK ETF TRUSTSOLE | GOLD MINERS ETF | 254K | SH | $7.3K 1.86% | 254K | 0.00 | 0.00 |
ICICI BANK LIMITEDSOLE | ADR | 315K | SH | $6.9K 1.76% | 315K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 28.63K | SH | $6.9K 1.76% | 28.63K | 0.00 | 0.00 |
ACTIVISION BLIZZARD INCSOLE | COM | 88K | SH | $6.7K 1.72% | 88K | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P BIOTECH | 77.44K | SH | $6.4K 1.65% | 77.44K | 0.00 | 0.00 |
ANHEUSER BUSCH INBEV SA/NVSOLE | SPONSORED ADR | 93.56K | SH | $5.6K 1.44% | 93.56K | 0.00 | 0.00 |
STMICROELECTRONICS N VSOLE | NY REGISTRY | 155.12K | SH | $5.5K 1.41% | 155.12K | 0.00 | 0.00 |
DEERE & COSOLE | COM | 12.80K | SH | $5.5K 1.40% | 12.80K | 0.00 | 0.00 |
NEW ORIENTAL ED & TECHNOLOGYSOLE | SPON ADR | 152.12K | SH | $5.3K 1.36% | 152.12K | 0.00 | 0.00 |
YUM CHINA HLDGS INCSOLE | COM | 85.61K | SH | $4.7K 1.20% | 85.61K | 0.00 | 0.00 |
HONDA MOTOR LTDSOLE | AMERN SHS | 198.50K | SH | $4.5K 1.16% | 198.50K | 0.00 | 0.00 |
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