Filed: 11/9/2022ACC: 0001901361-22-000005
📋 What this filing means
CAPRICORN FUND MANAGERS LTD filed this quarterly 13F‑HR report disclosing 85 equity positions with a total reported market value of $318.5K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
85
Positions
$318.5K
Total AUM (reported)
10.13M
Total Shares
Allocation by class
COM$84.6K26.5%
CL A$52.9K16.6%
SPONSORED ADS$45.2K14.2%
SPONSORED ADR$25.7K8.1%
GLOB HLTHCRE ETF$21.3K6.7%
MSCI JPN ETF NEW$18.1K5.7%
0-3 MNTH TREASRY$13.7K4.3%
Portfolio Concentration
Top 3$70.4K22.1%
4–10$70.9K22.3%
11–25$71.2K22.4%
Rest$106.0K33.3%
Top 3 weight
22.1%
Top 10 weight
44.4%
Voting Authority Distribution
Total shares with voting rights: 10.13M
Sole
Full voting authority
10.13M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole85
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings85
Rows:
ALIBABA GROUP HLDG LTD
SOLEShares386.94K
TypeSH
Market value$31.0K
9.72%
Sole
386.94K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares283.04K
TypeSH
Market value$21.3K
6.70%
Sole
283.04K
Shared
0.00
None
0.00
ISHARES INC
SOLEShares370.82K
TypeSH
Market value$18.1K
5.69%
Sole
370.82K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares137.10K
TypeSH
Market value$13.7K
4.32%
Sole
137.10K
Shared
0.00
None
0.00
ZipRecruiter
SOLEShares758K
TypeSH
Market value$12.5K
3.93%
Sole
758K
Shared
0.00
None
0.00
Booz Allen Hamilton Holding Corp
SOLEShares111.60K
TypeSH
Market value$10.3K
3.24%
Sole
111.60K
Shared
0.00
None
0.00
TRIP COM GROUP LTD
SOLEShares337.31K
TypeSH
Market value$9.2K
2.89%
Sole
337.31K
Shared
0.00
None
0.00
VISA Inc
SOLEShares50.54K
TypeSH
Market value$9.0K
2.82%
Sole
50.54K
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares59.94K
TypeSH
Market value$8.1K
2.55%
Sole
59.94K
Shared
0.00
None
0.00
NOV Inc
SOLEShares495.67K
TypeSH
Market value$8.0K
2.52%
Sole
495.67K
Shared
0.00
None
0.00
Microsoft Corp
SOLEShares30.81K
TypeSH
Market value$7.2K
2.25%
Sole
30.81K
Shared
0.00
None
0.00
ICICI Bank Limited
SOLEShares315K
TypeSH
Market value$6.6K
2.07%
Sole
315K
Shared
0.00
None
0.00
NEW ORIENTAL ED & TECHNOLOGY
SOLEShares258.36K
TypeSH
Market value$6.2K
1.94%
Sole
258.36K
Shared
0.00
None
0.00
VANECK ETF TRUST
SOLEShares254K
TypeSH
Market value$6.1K
1.92%
Sole
254K
Shared
0.00
None
0.00
ACTIVISION BLIZZARD INC
SOLEShares71K
TypeSH
Market value$5.3K
1.66%
Sole
71K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares85K
TypeSH
Market value$5.0K
1.57%
Sole
85K
Shared
0.00
None
0.00
Sumitomo Mitsui Financial Group
SOLEShares870.22K
TypeSH
Market value$4.8K
1.50%
Sole
870.22K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares55K
TypeSH
Market value$4.4K
1.37%
Sole
55K
Shared
0.00
None
0.00
Deere & Company
SOLEShares12.80K
TypeSH
Market value$4.3K
1.34%
Sole
12.80K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares80K
TypeSH
Market value$3.8K
1.18%
Sole
80K
Shared
0.00
None
0.00
Amphenol Corp
SOLEShares54.95K
TypeSH
Market value$3.7K
1.16%
Sole
54.95K
Shared
0.00
None
0.00
Alphabet Inc
SOLEShares37.87K
TypeSH
Market value$3.6K
1.14%
Sole
37.87K
Shared
0.00
None
0.00
TAKEDA PHARMACEUTICAL CO LTD
SOLEShares277.78K
TypeSH
Market value$3.6K
1.13%
Sole
277.78K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares35.20K
TypeSH
Market value$3.4K
1.06%
Sole
35.20K
Shared
0.00
None
0.00
JD.COM INC
SOLEShares65.94K
TypeSH
Market value$3.3K
1.04%
Sole
65.94K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ALIBABA GROUP HLDG LTDSOLE | SPONSORED ADS | 386.94K | SH | $31.0K 9.72% | 386.94K | 0.00 | 0.00 |
ISHARES TRSOLE | GLOB HLTHCRE ETF | 283.04K | SH | $21.3K 6.70% | 283.04K | 0.00 | 0.00 |
ISHARES INCSOLE | MSCI JPN ETF NEW | 370.82K | SH | $18.1K 5.69% | 370.82K | 0.00 | 0.00 |
ISHARES TRSOLE | 0-3 MNTH TREASRY | 137.10K | SH | $13.7K 4.32% | 137.10K | 0.00 | 0.00 |
ZipRecruiterSOLE | CL A | 758K | SH | $12.5K 3.93% | 758K | 0.00 | 0.00 |
Booz Allen Hamilton Holding CorpSOLE | CL A | 111.60K | SH | $10.3K 3.24% | 111.60K | 0.00 | 0.00 |
TRIP COM GROUP LTDSOLE | COM | 337.31K | SH | $9.2K 2.89% | 337.31K | 0.00 | 0.00 |
VISA IncSOLE | CL A | 50.54K | SH | $9.0K 2.82% | 50.54K | 0.00 | 0.00 |
META PLATFORMS INCSOLE | CL A | 59.94K | SH | $8.1K 2.55% | 59.94K | 0.00 | 0.00 |
NOV IncSOLE | COM | 495.67K | SH | $8.0K 2.52% | 495.67K | 0.00 | 0.00 |
Microsoft CorpSOLE | COM | 30.81K | SH | $7.2K 2.25% | 30.81K | 0.00 | 0.00 |
ICICI Bank LimitedSOLE | ADR | 315K | SH | $6.6K 2.07% | 315K | 0.00 | 0.00 |
NEW ORIENTAL ED & TECHNOLOGYSOLE | SPON ADR | 258.36K | SH | $6.2K 1.94% | 258.36K | 0.00 | 0.00 |
VANECK ETF TRUSTSOLE | GOLD MINERS ETF | 254K | SH | $6.1K 1.92% | 254K | 0.00 | 0.00 |
ACTIVISION BLIZZARD INCSOLE | COM | 71K | SH | $5.3K 1.66% | 71K | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P REGL BKG | 85K | SH | $5.0K 1.57% | 85K | 0.00 | 0.00 |
Sumitomo Mitsui Financial GroupSOLE | SPONSORED ADR | 870.22K | SH | $4.8K 1.50% | 870.22K | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P BIOTECH | 55K | SH | $4.4K 1.37% | 55K | 0.00 | 0.00 |
Deere & CompanySOLE | COM | 12.80K | SH | $4.3K 1.34% | 12.80K | 0.00 | 0.00 |
ISHARES TRSOLE | U.S. MED DVC ETF | 80K | SH | $3.8K 1.18% | 80K | 0.00 | 0.00 |
Amphenol CorpSOLE | CL A | 54.95K | SH | $3.7K 1.16% | 54.95K | 0.00 | 0.00 |
Alphabet IncSOLE | CAP STK CL C | 37.87K | SH | $3.6K 1.14% | 37.87K | 0.00 | 0.00 |
TAKEDA PHARMACEUTICAL CO LTDSOLE | SPONSORED ADS | 277.78K | SH | $3.6K 1.13% | 277.78K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 35.20K | SH | $3.4K 1.06% | 35.20K | 0.00 | 0.00 |
JD.COM INCSOLE | SPON ADR CL A | 65.94K | SH | $3.3K 1.04% | 65.94K | 0.00 | 0.00 |
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