Filed: 5/13/2024ACC: 0001104659-24-060049
📋 What this filing means
CAPRICORN INVESTMENT GROUP LLC filed this quarterly 13F‑HR report disclosing 8 equity positions with a total reported market value of $429.74M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
8
Positions
$429.74M
Total AUM (reported)
97.18M
Total Shares
Allocation by class
COMMON STOCK$193.45M45.0%
COM CL A$111.27M25.9%
COM$90.97M21.2%
CL A ORD SHS$21.90M5.1%
RNEW$12.15M2.8%
Portfolio Concentration
Top 3$331.55M77.2%
4–10$98.19M22.8%
Top 3 weight
77.2%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 97.18M
Sole
Full voting authority
97.18M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole8
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings8
Rows:
Joby Aviation
SOLEShares40.36M
TypeSH
Market value$193.45M
45.02%
Sole
40.36M
Shared
0.00
None
0.00
Quantumscape Corp.
SOLEShares14.79M
TypeSH
Market value$93.06M
21.65%
Sole
14.79M
Shared
0.00
None
0.00
Navitas Semiconductor
SOLEShares9.44M
TypeSH
Market value$45.04M
10.48%
Sole
9.44M
Shared
0.00
None
0.00
Tesla
SOLEShares196.19K
TypeSH
Market value$34.49M
8.03%
Sole
196.19K
Shared
0.00
None
0.00
SDCL EDGE Acquisition Corp (SPAC)
SOLEShares2M
TypeSH
Market value$21.90M
5.10%
Sole
2M
Shared
0.00
None
0.00
Planet Labs
SOLEShares7.14M
TypeSH
Market value$18.21M
4.24%
Sole
7.14M
Shared
0.00
None
0.00
Ecofin US Renewables Infrastructure PLC
SOLEShares22.50M
TypeSH
Market value$12.15M
2.83%
Sole
22.50M
Shared
0.00
None
0.00
Owl Rock Capital Corp.
SOLEShares743.79K
TypeSH
Market value$11.44M
2.66%
Sole
743.79K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Joby AviationSOLE | COMMON STOCK | 40.36M | SH | $193.45M 45.02% | 40.36M | 0.00 | 0.00 |
Quantumscape Corp.SOLE | COM CL A | 14.79M | SH | $93.06M 21.65% | 14.79M | 0.00 | 0.00 |
Navitas SemiconductorSOLE | COM | 9.44M | SH | $45.04M 10.48% | 9.44M | 0.00 | 0.00 |
TeslaSOLE | COM | 196.19K | SH | $34.49M 8.03% | 196.19K | 0.00 | 0.00 |
SDCL EDGE Acquisition Corp (SPAC)SOLE | CL A ORD SHS | 2M | SH | $21.90M 5.10% | 2M | 0.00 | 0.00 |
Planet LabsSOLE | COM CL A | 7.14M | SH | $18.21M 4.24% | 7.14M | 0.00 | 0.00 |
Ecofin US Renewables Infrastructure PLCSOLE | RNEW | 22.50M | SH | $12.15M 2.83% | 22.50M | 0.00 | 0.00 |
Owl Rock Capital Corp.SOLE | COM | 743.79K | SH | $11.44M 2.66% | 743.79K | 0.00 | 0.00 |