Filed: 2/15/2024ACC: 0001104659-24-024182
📋 What this filing means
CAPRICORN INVESTMENT GROUP LLC filed this quarterly 13F‑HR report disclosing 8 equity positions with a total reported market value of $532.79M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
8
Positions
$532.79M
Total AUM (reported)
97.18M
Total Shares
Allocation by class
COMMON STOCK$240.78M45.2%
COM$137.29M25.8%
COM CL A$120.46M22.6%
CL A ORD SHS$21.54M4.0%
RNEW$12.71M2.4%
Portfolio Concentration
Top 3$421.17M79.0%
4–10$111.62M21.0%
Top 3 weight
79.0%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 97.18M
Sole
Full voting authority
97.18M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole8
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings8
Rows:
Joby Aviation
SOLEShares40.36M
TypeSH
Market value$240.78M
45.19%
Sole
40.36M
Shared
0.00
None
0.00
Quantumscape Corp.
SOLEShares14.79M
TypeSH
Market value$102.82M
19.30%
Sole
14.79M
Shared
0.00
None
0.00
Navitas Semiconductor
SOLEShares9.44M
TypeSH
Market value$77.57M
14.56%
Sole
9.44M
Shared
0.00
None
0.00
Tesla
SOLEShares196.19K
TypeSH
Market value$48.75M
9.15%
Sole
196.19K
Shared
0.00
None
0.00
SDCL EDGE Acquisition Corp (SPAC)
SOLEShares2M
TypeSH
Market value$21.54M
4.04%
Sole
2M
Shared
0.00
None
0.00
Planet Labs
SOLEShares7.14M
TypeSH
Market value$17.64M
3.31%
Sole
7.14M
Shared
0.00
None
0.00
Ecofin US Renewables Infrastructure PLC
SOLEShares22.50M
TypeSH
Market value$12.71M
2.39%
Sole
22.50M
Shared
0.00
None
0.00
Owl Rock Capital Corp.
SOLEShares743.79K
TypeSH
Market value$10.98M
2.06%
Sole
743.79K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Joby AviationSOLE | COMMON STOCK | 40.36M | SH | $240.78M 45.19% | 40.36M | 0.00 | 0.00 |
Quantumscape Corp.SOLE | COM CL A | 14.79M | SH | $102.82M 19.30% | 14.79M | 0.00 | 0.00 |
Navitas SemiconductorSOLE | COM | 9.44M | SH | $77.57M 14.56% | 9.44M | 0.00 | 0.00 |
TeslaSOLE | COM | 196.19K | SH | $48.75M 9.15% | 196.19K | 0.00 | 0.00 |
SDCL EDGE Acquisition Corp (SPAC)SOLE | CL A ORD SHS | 2M | SH | $21.54M 4.04% | 2M | 0.00 | 0.00 |
Planet LabsSOLE | COM CL A | 7.14M | SH | $17.64M 3.31% | 7.14M | 0.00 | 0.00 |
Ecofin US Renewables Infrastructure PLCSOLE | RNEW | 22.50M | SH | $12.71M 2.39% | 22.50M | 0.00 | 0.00 |
Owl Rock Capital Corp.SOLE | COM | 743.79K | SH | $10.98M 2.06% | 743.79K | 0.00 | 0.00 |