Filed: 11/14/2023ACC: 0001104659-23-117946
📋 What this filing means
CAPRICORN INVESTMENT GROUP LLC filed this quarterly 13F‑HR report disclosing 8 equity positions with a total reported market value of $511.49M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
8
Positions
$511.49M
Total AUM (reported)
97.95M
Total Shares
Allocation by class
COMMON STOCK$233.14M45.6%
COM$126.23M24.7%
COM CL A$117.54M23.0%
CL A ORD SHS$20.96M4.1%
RNEW$13.61M2.7%
Portfolio Concentration
Top 3$398.96M78.0%
4–10$112.53M22.0%
Top 3 weight
78.0%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 97.95M
Sole
Full voting authority
97.95M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole8
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings8
Rows:
Joby Aviation
SOLEShares40.96M
TypeSH
Market value$233.14M
45.58%
Sole
40.96M
Shared
0.00
None
0.00
Quantumscape Corp.
SOLEShares14.79M
TypeSH
Market value$98.98M
19.35%
Sole
14.79M
Shared
0.00
None
0.00
Navitas Semiconductor
SOLEShares9.62M
TypeSH
Market value$66.84M
13.07%
Sole
9.62M
Shared
0.00
None
0.00
Tesla
SOLEShares196.19K
TypeSH
Market value$49.09M
9.60%
Sole
196.19K
Shared
0.00
None
0.00
SDCL EDGE Acquisition Corp (SPAC)
SOLEShares2M
TypeSH
Market value$20.96M
4.10%
Sole
2M
Shared
0.00
None
0.00
Planet Labs
SOLEShares7.14M
TypeSH
Market value$18.57M
3.63%
Sole
7.14M
Shared
0.00
None
0.00
Ecofin US Renewables Infrastructure PLC
SOLEShares22.50M
TypeSH
Market value$13.61M
2.66%
Sole
22.50M
Shared
0.00
None
0.00
Owl Rock Capital Corp.
SOLEShares743.79K
TypeSH
Market value$10.30M
2.01%
Sole
743.79K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Joby AviationSOLE | COMMON STOCK | 40.96M | SH | $233.14M 45.58% | 40.96M | 0.00 | 0.00 |
Quantumscape Corp.SOLE | COM CL A | 14.79M | SH | $98.98M 19.35% | 14.79M | 0.00 | 0.00 |
Navitas SemiconductorSOLE | COM | 9.62M | SH | $66.84M 13.07% | 9.62M | 0.00 | 0.00 |
TeslaSOLE | COM | 196.19K | SH | $49.09M 9.60% | 196.19K | 0.00 | 0.00 |
SDCL EDGE Acquisition Corp (SPAC)SOLE | CL A ORD SHS | 2M | SH | $20.96M 4.10% | 2M | 0.00 | 0.00 |
Planet LabsSOLE | COM CL A | 7.14M | SH | $18.57M 3.63% | 7.14M | 0.00 | 0.00 |
Ecofin US Renewables Infrastructure PLCSOLE | RNEW | 22.50M | SH | $13.61M 2.66% | 22.50M | 0.00 | 0.00 |
Owl Rock Capital Corp.SOLE | COM | 743.79K | SH | $10.30M 2.01% | 743.79K | 0.00 | 0.00 |