Filed: 8/14/2023ACC: 0001104659-23-091531
📋 What this filing means
CAPRICORN INVESTMENT GROUP LLC filed this quarterly 13F‑HR report disclosing 9 equity positions with a total reported market value of $706.89M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
9
Positions
$706.89M
Total AUM (reported)
99.17M
Total Shares
Allocation by class
COMMON STOCK$356.22M50.4%
COM$161.99M22.9%
COM CL A$141.20M20.0%
CL A ORD SHS$20.96M3.0%
RNEW$13.61M1.9%
UNIT 02/04/2026$12.90M1.8%
Portfolio Concentration
Top 3$575.79M81.5%
4–10$131.10M18.5%
Top 3 weight
81.5%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 99.17M
Sole
Full voting authority
99.17M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole9
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings9
Rows:
Joby Aviation
SOLEShares40.96M
TypeSH
Market value$356.22M
50.39%
Sole
40.96M
Shared
0.00
None
0.00
Quantumscape Corp.
SOLEShares14.79M
TypeSH
Market value$118.21M
16.72%
Sole
14.79M
Shared
0.00
None
0.00
Navitas Semiconductor
SOLEShares9.62M
TypeSH
Market value$101.36M
14.34%
Sole
9.62M
Shared
0.00
None
0.00
Tesla
SOLEShares196.19K
TypeSH
Market value$51.36M
7.27%
Sole
196.19K
Shared
0.00
None
0.00
Planet Labs
SOLEShares7.14M
TypeSH
Market value$22.99M
3.25%
Sole
7.14M
Shared
0.00
None
0.00
SDCL EDGE Acquisition Corp (SPAC)
SOLEShares2M
TypeSH
Market value$20.96M
2.97%
Sole
2M
Shared
0.00
None
0.00
Ecofin US Renewables Infrastructure PLC
SOLEShares22.50M
TypeSH
Market value$13.61M
1.93%
Sole
22.50M
Shared
0.00
None
0.00
Sustainable Development Acquisition I Corp (SPAC)
SOLEShares1.25M
TypeSH
Market value$12.90M
1.82%
Sole
1.25M
Shared
0.00
None
0.00
Owl Rock Capital Corp.
SOLEShares711.33K
TypeSH
Market value$9.27M
1.31%
Sole
711.33K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Joby AviationSOLE | COMMON STOCK | 40.96M | SH | $356.22M 50.39% | 40.96M | 0.00 | 0.00 |
Quantumscape Corp.SOLE | COM CL A | 14.79M | SH | $118.21M 16.72% | 14.79M | 0.00 | 0.00 |
Navitas SemiconductorSOLE | COM | 9.62M | SH | $101.36M 14.34% | 9.62M | 0.00 | 0.00 |
TeslaSOLE | COM | 196.19K | SH | $51.36M 7.27% | 196.19K | 0.00 | 0.00 |
Planet LabsSOLE | COM CL A | 7.14M | SH | $22.99M 3.25% | 7.14M | 0.00 | 0.00 |
SDCL EDGE Acquisition Corp (SPAC)SOLE | CL A ORD SHS | 2M | SH | $20.96M 2.97% | 2M | 0.00 | 0.00 |
Ecofin US Renewables Infrastructure PLCSOLE | RNEW | 22.50M | SH | $13.61M 1.93% | 22.50M | 0.00 | 0.00 |
Sustainable Development Acquisition I Corp (SPAC)SOLE | UNIT 02/04/2026 | 1.25M | SH | $12.90M 1.82% | 1.25M | 0.00 | 0.00 |
Owl Rock Capital Corp.SOLE | COM | 711.33K | SH | $9.27M 1.31% | 711.33K | 0.00 | 0.00 |