Filed: 5/15/2023ACC: 0001104659-23-059925
📋 What this filing means
CAPRICORN INVESTMENT GROUP LLC filed this quarterly 13F‑HR report disclosing 9 equity positions with a total reported market value of $464.85M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
9
Positions
$464.85M
Total AUM (reported)
99.17M
Total Shares
Allocation by class
COMMON STOCK$148.82M32.0%
COM CL A$145.33M31.3%
COM$120.01M25.8%
CL A ORD SHS$20.28M4.4%
RNEW$17.66M3.8%
UNIT 02/04/2026$12.75M2.7%
Portfolio Concentration
Top 3$336.11M72.3%
4–10$128.74M27.7%
Top 3 weight
72.3%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 99.17M
Sole
Full voting authority
99.17M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole9
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings9
Rows:
Joby Aviation
SOLEShares40.96M
TypeSH
Market value$148.82M
32.01%
Sole
40.96M
Shared
0.00
None
0.00
Quantumscape Corp.
SOLEShares14.79M
TypeSH
Market value$116.99M
25.17%
Sole
14.79M
Shared
0.00
None
0.00
Navitas Semiconductor
SOLEShares9.62M
TypeSH
Market value$70.30M
15.12%
Sole
9.62M
Shared
0.00
None
0.00
Tesla
SOLEShares196.19K
TypeSH
Market value$40.70M
8.76%
Sole
196.19K
Shared
0.00
None
0.00
Planet Labs
SOLEShares7.14M
TypeSH
Market value$28.34M
6.10%
Sole
7.14M
Shared
0.00
None
0.00
SDCL EDGE Acquisition Corp (SPAC)
SOLEShares2M
TypeSH
Market value$20.28M
4.36%
Sole
2M
Shared
0.00
None
0.00
Ecofin US Renewables Infrastructure PLC
SOLEShares22.50M
TypeSH
Market value$17.66M
3.80%
Sole
22.50M
Shared
0.00
None
0.00
Sustainable Development Acquisition I Corp (SPAC)
SOLEShares1.25M
TypeSH
Market value$12.75M
2.74%
Sole
1.25M
Shared
0.00
None
0.00
Owl Rock Capital Corp.
SOLEShares711.33K
TypeSH
Market value$9.01M
1.94%
Sole
711.33K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Joby AviationSOLE | COMMON STOCK | 40.96M | SH | $148.82M 32.01% | 40.96M | 0.00 | 0.00 |
Quantumscape Corp.SOLE | COM CL A | 14.79M | SH | $116.99M 25.17% | 14.79M | 0.00 | 0.00 |
Navitas SemiconductorSOLE | COM | 9.62M | SH | $70.30M 15.12% | 9.62M | 0.00 | 0.00 |
TeslaSOLE | COM | 196.19K | SH | $40.70M 8.76% | 196.19K | 0.00 | 0.00 |
Planet LabsSOLE | COM CL A | 7.14M | SH | $28.34M 6.10% | 7.14M | 0.00 | 0.00 |
SDCL EDGE Acquisition Corp (SPAC)SOLE | CL A ORD SHS | 2M | SH | $20.28M 4.36% | 2M | 0.00 | 0.00 |
Ecofin US Renewables Infrastructure PLCSOLE | RNEW | 22.50M | SH | $17.66M 3.80% | 22.50M | 0.00 | 0.00 |
Sustainable Development Acquisition I Corp (SPAC)SOLE | UNIT 02/04/2026 | 1.25M | SH | $12.75M 2.74% | 1.25M | 0.00 | 0.00 |
Owl Rock Capital Corp.SOLE | COM | 711.33K | SH | $9.01M 1.94% | 711.33K | 0.00 | 0.00 |