Filed: 2/14/2023ACC: 0001104659-23-021999
📋 What this filing means
CAPRICORN INVESTMENT GROUP LLC filed this quarterly 13F‑HR report disclosing 8 equity positions with a total reported market value of $325.38M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
8
Positions
$325.38M
Total AUM (reported)
76.70M
Total Shares
Allocation by class
COM CL A$114.95M35.3%
COMMON STOCK$111.12M34.2%
COM$66.55M20.5%
CL A ORD SHS$20.18M6.2%
UNIT 02/04/2026$12.57M3.9%
Portfolio Concentration
Top 3$228.76M70.3%
4–10$96.62M29.7%
Top 3 weight
70.3%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 76.70M
Sole
Full voting authority
76.70M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole8
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings8
Rows:
Joby Aviation
SOLEShares40.96M
TypeSH
Market value$111.12M
34.15%
Sole
40.96M
Shared
0.00
None
0.00
Quantumscape Corp.
SOLEShares14.79M
TypeSH
Market value$83.89M
25.78%
Sole
14.79M
Shared
0.00
None
0.00
Navitas Semiconductor
SOLEShares9.62M
TypeSH
Market value$33.76M
10.37%
Sole
9.62M
Shared
0.00
None
0.00
Planet Labs
SOLEShares7.14M
TypeSH
Market value$31.06M
9.55%
Sole
7.14M
Shared
0.00
None
0.00
Tesla
SOLEShares196.19K
TypeSH
Market value$24.17M
7.43%
Sole
196.19K
Shared
0.00
None
0.00
SDCL EDGE Acquisition Corp (SPAC)
SOLEShares2M
TypeSH
Market value$20.18M
6.20%
Sole
2M
Shared
0.00
None
0.00
Sustainable Development Acquisition I Corp (SPAC)
SOLEShares1.25M
TypeSH
Market value$12.57M
3.86%
Sole
1.25M
Shared
0.00
None
0.00
Owl Rock Capital Corp.
SOLEShares743.79K
TypeSH
Market value$8.63M
2.65%
Sole
743.79K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Joby AviationSOLE | COMMON STOCK | 40.96M | SH | $111.12M 34.15% | 40.96M | 0.00 | 0.00 |
Quantumscape Corp.SOLE | COM CL A | 14.79M | SH | $83.89M 25.78% | 14.79M | 0.00 | 0.00 |
Navitas SemiconductorSOLE | COM | 9.62M | SH | $33.76M 10.37% | 9.62M | 0.00 | 0.00 |
Planet LabsSOLE | COM CL A | 7.14M | SH | $31.06M 9.55% | 7.14M | 0.00 | 0.00 |
TeslaSOLE | COM | 196.19K | SH | $24.17M 7.43% | 196.19K | 0.00 | 0.00 |
SDCL EDGE Acquisition Corp (SPAC)SOLE | CL A ORD SHS | 2M | SH | $20.18M 6.20% | 2M | 0.00 | 0.00 |
Sustainable Development Acquisition I Corp (SPAC)SOLE | UNIT 02/04/2026 | 1.25M | SH | $12.57M 3.86% | 1.25M | 0.00 | 0.00 |
Owl Rock Capital Corp.SOLE | COM | 743.79K | SH | $8.63M 2.65% | 743.79K | 0.00 | 0.00 |