Filed: 11/15/2022ACC: 0001104659-22-118849
📋 What this filing means
CAPRICORN INVESTMENT GROUP LLC filed this quarterly 13F‑HR report disclosing 8 equity positions with a total reported market value of $445.2K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
8
Positions
$445.2K
Total AUM (reported)
76.77M
Total Shares
Allocation by class
COM CL A$163.2K36.7%
COMMON STOCK$143.6K32.3%
COM$106.3K23.9%
CL A ORD SHS$19.8K4.4%
UNIT 02/04/2026$12.3K2.8%
Portfolio Concentration
Top 3$324.0K72.8%
4–10$121.2K27.2%
Top 3 weight
72.8%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 76.77M
Sole
Full voting authority
76.77M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole8
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings8
Rows:
Joby Aviation
SOLEShares40.96M
TypeSH
Market value$143.6K
32.26%
Sole
40.96M
Shared
0.00
None
0.00
Quantumscape Corp.
SOLEShares14.79M
TypeSH
Market value$124.4K
27.95%
Sole
14.79M
Shared
0.00
None
0.00
Tesla
SOLEShares210.96K
TypeSH
Market value$56.0K
12.57%
Sole
210.96K
Shared
0.00
None
0.00
Navitas Semiconductor
SOLEShares9.62M
TypeSH
Market value$42.0K
9.43%
Sole
9.62M
Shared
0.00
None
0.00
Planet Labs
SOLEShares7.14M
TypeSH
Market value$38.8K
8.71%
Sole
7.14M
Shared
0.00
None
0.00
SDCL EDGE Acquisition Corp (SPAC)
SOLEShares2M
TypeSH
Market value$19.8K
4.45%
Sole
2M
Shared
0.00
None
0.00
Sustainable Development Acquisition I Corp (SPAC)
SOLEShares1.25M
TypeSH
Market value$12.3K
2.76%
Sole
1.25M
Shared
0.00
None
0.00
Owl Rock Capital Corp.
SOLEShares805.48K
TypeSH
Market value$8.4K
1.88%
Sole
805.48K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Joby AviationSOLE | COMMON STOCK | 40.96M | SH | $143.6K 32.26% | 40.96M | 0.00 | 0.00 |
Quantumscape Corp.SOLE | COM CL A | 14.79M | SH | $124.4K 27.95% | 14.79M | 0.00 | 0.00 |
TeslaSOLE | COM | 210.96K | SH | $56.0K 12.57% | 210.96K | 0.00 | 0.00 |
Navitas SemiconductorSOLE | COM | 9.62M | SH | $42.0K 9.43% | 9.62M | 0.00 | 0.00 |
Planet LabsSOLE | COM CL A | 7.14M | SH | $38.8K 8.71% | 7.14M | 0.00 | 0.00 |
SDCL EDGE Acquisition Corp (SPAC)SOLE | CL A ORD SHS | 2M | SH | $19.8K 4.45% | 2M | 0.00 | 0.00 |
Sustainable Development Acquisition I Corp (SPAC)SOLE | UNIT 02/04/2026 | 1.25M | SH | $12.3K 2.76% | 1.25M | 0.00 | 0.00 |
Owl Rock Capital Corp.SOLE | COM | 805.48K | SH | $8.4K 1.88% | 805.48K | 0.00 | 0.00 |