CAPONE VINCENT S.

PrivateCIK: 1992121

Location

LOWER GWYNEDD, PA

CAPONE VINCENT S. (GENERAL COUNSEL) received a stock award from SPECTRAL AI, INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

CAPONE VINCENT S.

Filed: 4/30/2025ACC: 0001213900-25-037720

InsiderCAPONE VINCENT S.CIK 1992121

→

IssuerSPECTRAL AI, INC.CIK 1833498

Officer· GENERAL COUNSEL

Since Sep 2023

+100K

Net shares

Net buyer

$0.00

Total acquired

0

Open market trades

0B · 0S

1

Total transactions

100K acquired

Non-Derivative Transactions1

Common Stock

Direct

A · Award

Shares

+100K

Price / share

—

Trade value

—

% of position

507.6%

4/30/2025

19.70K→119.70K

Total

Net shares

+100K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	4/30/2025	A · Award	+100K	—	—	507.6%	19.70K	119.70K
Total			+100K		$0.00

Derivative Transactions0

No derivative transactions reported

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)8

Restricted Stock Unit

Direct

Underlying security

Common Stock

Underlying shares

50K

Shares owned

50K

Exercise price

0.00

Expiration

—

Exercise window

—

ISO

Direct

Underlying security

Common Stock

Underlying shares

6.12K

Shares owned

6.12K

Exercise price

4.41

Expiration

—

Exercise window

—

NQSO

Direct

Underlying security

Common Stock

Underlying shares

12.24K

Shares owned

12.24K

Exercise price

4.41

Expiration

—

Exercise window

—

NQSO

Direct

Underlying security

Common Stock

Underlying shares

13.16K

Shares owned

13.16K

Exercise price

5.47

Expiration

—

Exercise window

—

ISO

Direct

Underlying security

Common Stock

Underlying shares

6.58K

Shares owned

6.58K

Exercise price

5.47

Expiration

—

Exercise window

—

NQSO

Direct

Underlying security

Common Stock

Underlying shares

7.06K

Shares owned

7.06K

Exercise price

4.36

Expiration

—

Exercise window

—

NQSO

Direct

Underlying security

Common Stock

Underlying shares

75K

Shares owned

75K

Exercise price

1.20

Expiration

—

Exercise window

—

ISO

Direct

Underlying security

Common Stock

Underlying shares

62.04K

Shares owned

62.04K

Exercise price

4.36

Expiration

—

Exercise window

—

Total

Underlying

232.20K

Owned

232.20K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Restricted Stock Unit Direct	Common Stock	0.00	—	—	50K	50K
ISO Direct	Common Stock	4.41	—	—	6.12K	6.12K
NQSO Direct	Common Stock	4.41	—	—	12.24K	12.24K
NQSO Direct	Common Stock	5.47	—	—	13.16K	13.16K
ISO Direct	Common Stock	5.47	—	—	6.58K	6.58K
NQSO Direct	Common Stock	4.36	—	—	7.06K	7.06K
NQSO Direct	Common Stock	1.20	—	—	75K	75K
ISO Direct	Common Stock	4.36	—	—	62.04K	62.04K
Total					232.20K	232.20K

CAPONE VINCENT S. — Insider Transaction (Form 4) Filed Apr 30, 2025 | Finecho