CAPONE VINCENT S. (GENERAL COUNSEL) received a stock award from SPECTRAL AI, INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

CAPONE VINCENT S.

Filed: 5/13/2024ACC: 0001213900-24-042423

InsiderCAPONE VINCENT S.CIK 1992121

→

IssuerSPECTRAL AI, INC.CIK 1833498

Officer· GENERAL COUNSEL

Since Sep 2023

+10K

Net shares

Net buyer

$17.3K

Total acquired

Open market trades

0B · 0S

Total transactions

10K acquired

Non-Derivative Transactions1

Common Stock

Direct

A · Award

+10K

Price / share

$1.73

Trade value

$17.30K

% of position

103.1%

5/10/2024

9.70K→19.70K

Total

Net shares

+10K

Net value

$17.30K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	5/10/2024	A · Award	+10K	$1.73	$17.30K	103.1%	9.70K	19.70K
Total			+10K		$17.30K

Derivative Transactions0

No derivative transactions reported

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)7

ISO

Direct

Underlying security

Common Stock

Underlying shares

62.04K

Shares owned

62.04K

Exercise price

4.36

Expiration

—

Exercise window

—

Restricted Stock Unit

Direct

Underlying security

Common Stock

Underlying shares

150K

Shares owned

150K

Exercise price

0.00

Expiration

—

Exercise window

—

ISO

Direct

Underlying security

Common Stock

Underlying shares

6.12K

Shares owned

6.12K

Exercise price

4.41

Expiration

—

Exercise window

—

NQSO

Direct

Underlying security

Common Stock

Underlying shares

7.06K

Shares owned

7.06K

Exercise price

4.36

Expiration

—

Exercise window

—

ISO

Direct

Underlying security

Common Stock

Underlying shares

6.58K

Shares owned

6.58K

Exercise price

5.47

Expiration

—

Exercise window

—

NQSO

Direct

Underlying security

Common Stock

Underlying shares

12.24K

Shares owned

12.24K

Exercise price

4.41

Expiration

—

Exercise window

—

NQSO

Direct

Underlying security

Common Stock

Underlying shares

13.16K

Shares owned

13.16K

Exercise price

5.47

Expiration

—

Exercise window

—

Total

Underlying

257.20K

Owned

257.20K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
ISO Direct	Common Stock	4.36	—	—	62.04K	62.04K
Restricted Stock Unit Direct	Common Stock	0.00	—	—	150K	150K
ISO Direct	Common Stock	4.41	—	—	6.12K	6.12K
NQSO Direct	Common Stock	4.36	—	—	7.06K	7.06K
ISO Direct	Common Stock	5.47	—	—	6.58K	6.58K
NQSO Direct	Common Stock	4.41	—	—	12.24K	12.24K
NQSO Direct	Common Stock	5.47	—	—	13.16K	13.16K
Total					257.20K	257.20K