CAPONE VINCENT S. (GENERAL COUNSEL) reported 1 transaction at SPECTRAL AI, INC.

Review the transaction codes below to understand the nature of each event.

CAPONE VINCENT S.

Filed: 9/13/2023ACC: 0001213900-23-076414

InsiderCAPONE VINCENT S.CIK 1992121

→

IssuerSPECTRAL AI, INC.CIK 1833498

Officer· GENERAL COUNSEL

Since Sep 2023

+114.56K

Net shares

Net buyer

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

114.56K acquired

Non-Derivative Transactions1

COMMON STOCK

Direct

J · J

+9.70K

Price / share

—

Trade value

—

% of position

New position

9/11/2023

0.00→9.70K

Total

Net shares

+9.70K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
COMMON STOCK Direct	9/11/2023	J · J	+9.70K	—	—	New position	0.00	9.70K
Total			+9.70K		$0.00

Derivative Transactions6

INCENTIVE STOCK OPTION

Direct

J · J

Converts to

COMMON STOCK

60.95K shares

+60.95K

Strike price

4.43

Held after

60.95K

Exercisable

—

9/11/2023

NON-QUALIFIED STOCK OPTION

Direct

J · J

Converts to

COMMON STOCK

6.47K shares

+6.47K

Strike price

4.43

Held after

67.42K

Exercisable

—

9/11/2023

INCENTIVE STOCK OPTION

Direct

J · J

Converts to

COMMON STOCK

6.01K shares

+6.01K

Strike price

4.54

Held after

73.43K

Exercisable

—

9/11/2023

NON-QUALIFIED STOCK OPTION

Direct

J · J

Converts to

COMMON STOCK

12.03K shares

+12.03K

Strike price

4.54

Held after

85.46K

Exercisable

—

9/11/2023

INCENTIVE STOCK OPTION

Direct

J · J

Converts to

COMMON STOCK

6.47K shares

+6.47K

Strike price

5.57

Held after

91.93K

Exercisable

—

9/11/2023

NON-QUALIFIED STOCK OPTION

Direct

J · J

Converts to

COMMON STOCK

12.93K shares

+12.93K

Strike price

5.57

Held after

104.86K

Exercisable

—

9/11/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
INCENTIVE STOCK OPTION Direct	COMMON STOCK60.95K shares	9/11/2023	J · J	+60.95K	4.43	—	60.95K
NON-QUALIFIED STOCK OPTION Direct	COMMON STOCK6.47K shares	9/11/2023	J · J	+6.47K	4.43	—	67.42K
INCENTIVE STOCK OPTION Direct	COMMON STOCK6.01K shares	9/11/2023	J · J	+6.01K	4.54	—	73.43K
NON-QUALIFIED STOCK OPTION Direct	COMMON STOCK12.03K shares	9/11/2023	J · J	+12.03K	4.54	—	85.46K
INCENTIVE STOCK OPTION Direct	COMMON STOCK6.47K shares	9/11/2023	J · J	+6.47K	5.57	—	91.93K
NON-QUALIFIED STOCK OPTION Direct	COMMON STOCK12.93K shares	9/11/2023	J · J	+12.93K	5.57	—	104.86K