CAPLAIN JACOB

PrivateCIK: 1728909
Location

NEW YORK, NY

CAPLAIN JACOB exercised options at BLACKROCK 2022 GLOBAL INCOME OPPORTUNITY TRUST

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise
Other
Since Jan 2019
-705.09
Net shares
Net seller
$6.4K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
705.09 acquired · 1.41K disposed
Non-Derivative Transactions2

Common Stock

Direct
M · Option Exercise

Shares

+705.09

Price / share

Trade value

% of position

235.0%
1/29/2021
300.001.01K

Common Stock

Direct
D · Disposition

Shares

705.09

Price / share

$9.11

Trade value

$6.42K

% of position

70.2%
1/29/2021
1.01K300.00
Total

Net shares

+0.00

Net value

-$6.42K

Derivative Transactions1

Phantom Shares

Direct
M · Option Exercise
Converts to

Common Stock

705.09 shares

Shares

705.09

Strike price

Held after

705.09

Exercisable

1/29/2021
CAPLAIN JACOB — Insider Transaction (Form 4) Filed Feb 2, 2021 | Finecho