CAPLAIN JACOB

PrivateCIK: 1728909
Location

NEW YORK, NY

CAPLAIN JACOB exercised options at BLACKROCK 2022 GLOBAL INCOME OPPORTUNITY TRUST

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise
Other
Since Jan 2019
-657.59
Net shares
Net seller
$6.4K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
657.59 acquired · 1.32K disposed
Non-Derivative Transactions2

Common Stock

Direct
M · Option Exercise

Shares

+657.59

Price / share

Trade value

% of position

219.2%
1/31/2020
300.00957.59

Common Stock

Direct
D · Disposition

Shares

657.59

Price / share

$9.75

Trade value

$6.41K

% of position

68.7%
1/31/2020
957.59300.00
Total

Net shares

+0.00

Net value

-$6.41K

Derivative Transactions1

Phantom Shares

Direct
M · Option Exercise
Converts to

Common Stock

657.59 shares

Shares

657.59

Strike price

Held after

1.32K

Exercisable

1/31/2020
CAPLAIN JACOB — Insider Transaction (Form 4) Filed Feb 4, 2020 | Finecho