CAPITAL MARKET STRATEGIES LLC

Filed: 1/8/2024ACC: 0001810158-24-000001

📋 What this filing means

CAPITAL MARKET STRATEGIES LLC filed this quarterly 13F‑HR report disclosing 148 equity positions with a total reported market value of $114.63M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

148

Positions

$114.63M

Total AUM (reported)

1.84M

Total Shares

Allocation by class

STOCK$72.49M63.2%

ETF$34.31M29.9%

CEF$4.62M4.0%

ADR$1.92M1.7%

CONVERTIBLE PREFERRED$777.4K0.7%

REIT$462.7K0.4%

CONVERTIBLE$51.5K0.0%

Portfolio Concentration

Top 3$27.53M24.0%

4–10$19.86M17.3%

11–25$18.89M16.5%

Rest$48.34M42.2%

Top 3 weight

24.0%

Top 10 weight

41.3%

Voting Authority Distribution

Total shares with voting rights: 1.84M

Sole

Full voting authority

1.84M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole148

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings148

Rows:

APPLE INC COM

SOLE

Stock

Shares69.34K

TypeSH

Market value$13.35M

11.65%

Sole

69.34K

Shared

0.00

None

0.00

NVIDIA CORPORATION COM

SOLE

Stock

Shares17.12K

TypeSH

Market value$8.48M

7.40%

Sole

17.12K

Shared

0.00

None

0.00

MICROSOFT CORP COM

SOLE

Stock

Shares15.15K

TypeSH

Market value$5.70M

4.97%

Sole

15.15K

Shared

0.00

None

0.00

FIRST BK WILLIAMSTOWN NEW JERS COM

SOLE

Stock

Shares331.60K

TypeSH

Market value$4.87M

4.25%

Sole

331.60K

Shared

0.00

None

0.00

INVESCO FTSE RAFI US 1000 ETF

SOLE

ETF

Shares98.69K

TypeSH

Market value$3.47M

3.03%

Sole

98.69K

Shared

0.00

None

0.00

INVESCO S&P 500 EQUAL WEIGHT TECHNOLOGY ETF

SOLE

ETF

Shares85.68K

TypeSH

Market value$2.80M

2.44%

Sole

85.68K

Shared

0.00

None

0.00

ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF

SOLE

ETF

Shares26.55K

TypeSH

Market value$2.79M

2.44%

Sole

26.55K

Shared

0.00

None

0.00

HOME DEPOT INC COM

SOLE

Stock

Shares6.18K

TypeSH

Market value$2.14M

1.87%

Sole

6.18K

Shared

0.00

None

0.00

ELI LILLY & CO COM

SOLE

Stock

Shares3.45K

TypeSH

Market value$2.01M

1.75%

Sole

3.45K

Shared

0.00

None

0.00

INVESCO QQQ TRUST SERIES I

SOLE

ETF

Shares4.33K

TypeSH

Market value$1.77M

1.55%

Sole

4.33K

Shared

0.00

None

0.00

ABBVIE INC COM

SOLE

Stock

Shares10.90K

TypeSH

Market value$1.69M

1.47%

Sole

10.90K

Shared

0.00

None

0.00

SCHWAB US DIVIDEND EQUITY ETF

SOLE

ETF

Shares21.14K

TypeSH

Market value$1.61M

1.40%

Sole

21.14K

Shared

0.00

None

0.00

ALPHABET INC CAP STK CL A

SOLE

Stock

Shares10.62K

TypeSH

Market value$1.48M

1.29%

Sole

10.62K

Shared

0.00

None

0.00

COSTCO WHSL CORP NEW COM

SOLE

Stock

Shares2.25K

TypeSH

Market value$1.48M

1.29%

Sole

2.25K

Shared

0.00

None

0.00

ISHARES MSCI USA MIN VOL FACTOR ETF

SOLE

ETF

Shares18.55K

TypeSH

Market value$1.45M

1.26%

Sole

18.55K

Shared

0.00

None

0.00

UNITEDHEALTH GROUP INC COM

SOLE

Stock

Shares2.49K

TypeSH

Market value$1.31M

1.14%

Sole

2.49K

Shared

0.00

None

0.00

PROSHARES LARGE CAP CORE PLUS

SOLE

ETF

Shares22.61K

TypeSH

Market value$1.24M

1.08%

Sole

22.61K

Shared

0.00

None

0.00

ISHARES SEMICONDUCTOR ETF

SOLE

ETF

Shares2.12K

TypeSH

Market value$1.22M

1.07%

Sole

2.12K

Shared

0.00

None

0.00

JOHNSON & JOHNSON COM

SOLE

Stock

Shares7.55K

TypeSH

Market value$1.18M

1.03%

Sole

7.55K

Shared

0.00

None

0.00

BERKSHIRE HATHAWAY INC DEL CL B NEW

SOLE

Stock

Shares3.29K

TypeSH

Market value$1.17M

1.02%

Sole

3.29K

Shared

0.00

None

0.00

AMAZON COM INC COM

SOLE

Stock

Shares7.23K

TypeSH

Market value$1.10M

0.96%

Sole

7.23K

Shared

0.00

None

0.00

NEXTERA ENERGY INC COM

SOLE

Stock

Shares17.02K

TypeSH

Market value$1.03M

0.90%

Sole

17.02K

Shared

0.00

None

0.00

GOLDMAN SACHS BDC INC SHS

SOLE

CEF

Shares67.73K

TypeSH

Market value$992.2K

0.87%

Sole

67.73K

Shared

0.00

None

0.00

ALPHABET INC CAP STK CL C

SOLE

Stock

Shares6.96K

TypeSH

Market value$980.3K

0.86%

Sole

6.96K

Shared

0.00

None

0.00

NOVO-NORDISK A S ADR

SOLE

ADR

Shares9.16K

TypeSH

Market value$948.0K

0.83%

Sole

9.16K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
APPLE INC COMSOLE	Stock	69.34K	SH	$13.35M 11.65%	69.34K
NVIDIA CORPORATION COMSOLE	Stock	17.12K	SH	$8.48M 7.40%	17.12K
MICROSOFT CORP COMSOLE	Stock	15.15K	SH	$5.70M 4.97%	15.15K
FIRST BK WILLIAMSTOWN NEW JERS COMSOLE	Stock	331.60K	SH	$4.87M 4.25%	331.60K
INVESCO FTSE RAFI US 1000 ETFSOLE	ETF	98.69K	SH	$3.47M 3.03%	98.69K
INVESCO S&P 500 EQUAL WEIGHT TECHNOLOGY ETFSOLE	ETF	85.68K	SH	$2.80M 2.44%	85.68K
ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETFSOLE	ETF	26.55K	SH	$2.79M 2.44%	26.55K
HOME DEPOT INC COMSOLE	Stock	6.18K	SH	$2.14M 1.87%	6.18K
ELI LILLY & CO COMSOLE	Stock	3.45K	SH	$2.01M 1.75%	3.45K
INVESCO QQQ TRUST SERIES ISOLE	ETF	4.33K	SH	$1.77M 1.55%	4.33K
ABBVIE INC COMSOLE	Stock	10.90K	SH	$1.69M 1.47%	10.90K
SCHWAB US DIVIDEND EQUITY ETFSOLE	ETF	21.14K	SH	$1.61M 1.40%	21.14K
ALPHABET INC CAP STK CL ASOLE	Stock	10.62K	SH	$1.48M 1.29%	10.62K
COSTCO WHSL CORP NEW COMSOLE	Stock	2.25K	SH	$1.48M 1.29%	2.25K
ISHARES MSCI USA MIN VOL FACTOR ETFSOLE	ETF	18.55K	SH	$1.45M 1.26%	18.55K
UNITEDHEALTH GROUP INC COMSOLE	Stock	2.49K	SH	$1.31M 1.14%	2.49K
PROSHARES LARGE CAP CORE PLUSSOLE	ETF	22.61K	SH	$1.24M 1.08%	22.61K
ISHARES SEMICONDUCTOR ETFSOLE	ETF	2.12K	SH	$1.22M 1.07%	2.12K
JOHNSON & JOHNSON COMSOLE	Stock	7.55K	SH	$1.18M 1.03%	7.55K
BERKSHIRE HATHAWAY INC DEL CL B NEWSOLE	Stock	3.29K	SH	$1.17M 1.02%	3.29K
AMAZON COM INC COMSOLE	Stock	7.23K	SH	$1.10M 0.96%	7.23K
NEXTERA ENERGY INC COMSOLE	Stock	17.02K	SH	$1.03M 0.90%	17.02K
GOLDMAN SACHS BDC INC SHSSOLE	CEF	67.73K	SH	$992.2K 0.87%	67.73K
ALPHABET INC CAP STK CL CSOLE	Stock	6.96K	SH	$980.3K 0.86%	6.96K
NOVO-NORDISK A S ADRSOLE	ADR	9.16K	SH	$948.0K 0.83%	9.16K

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