Filed: 2/14/2023ACC: 0001398344-23-003353
📋 What this filing means
CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC filed this quarterly 13F‑HR report disclosing 131 equity positions with a total reported market value of $147.21M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
131
Positions
$147.21M
Total AUM (reported)
2.55M
Total Shares
Allocation by class
COM$43.88M29.8%
TR UNIT$9.42M6.4%
UNIT SER 1$8.07M5.5%
PORTFOLI S&P1500$7.61M5.2%
FLTG RATE NT ETF$4.55M3.1%
CORE S&P MCP ETF$3.85M2.6%
SELECT DIVID ETF$3.16M2.1%
Portfolio Concentration
Top 3$25.10M17.1%
4–10$24.35M16.5%
11–25$34.73M23.6%
Rest$63.02M42.8%
Top 3 weight
17.1%
Top 10 weight
33.6%
Voting Authority Distribution
Total shares with voting rights: 2.55M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.55M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole131
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings131
Rows:
SPDR S&P 500 ETF TR
SOLEShares24.64K
TypeSH
Market value$9.42M
6.40%
Sole
0.00
Shared
0.00
None
24.64K
INVESCO QQQ TR
SOLEShares30.30K
TypeSH
Market value$8.07M
5.48%
Sole
0.00
Shared
0.00
None
30.30K
SPDR SER TR
SOLEShares160.92K
TypeSH
Market value$7.61M
5.17%
Sole
0.00
Shared
0.00
None
160.92K
ISHARES TR
SOLEShares90.36K
TypeSH
Market value$4.55M
3.09%
Sole
0.00
Shared
0.00
None
90.36K
ISHARES TR
SOLEShares15.91K
TypeSH
Market value$3.85M
2.61%
Sole
0.00
Shared
0.00
None
15.91K
HERCULES CAPITAL INC
SOLEShares281.79K
TypeSH
Market value$3.73M
2.53%
Sole
0.00
Shared
0.00
None
281.79K
ISHARES TR
SOLEShares26.19K
TypeSH
Market value$3.16M
2.15%
Sole
0.00
Shared
0.00
None
26.19K
SPDR SER TR
SOLEShares76.96K
TypeSH
Market value$3.05M
2.07%
Sole
0.00
Shared
0.00
None
76.96K
ISHARES TR
SOLEShares17.40K
TypeSH
Market value$3.03M
2.06%
Sole
0.00
Shared
0.00
None
17.40K
SPDR SER TR
SOLEShares59.07K
TypeSH
Market value$2.99M
2.03%
Sole
0.00
Shared
0.00
None
59.07K
RAYTHEON TECHNOLOGIES CORP
SOLEShares29.18K
TypeSH
Market value$2.95M
2.00%
Sole
0.00
Shared
0.00
None
29.18K
FIDELITY COVINGTON TRUST
SOLEShares45.64K
TypeSH
Market value$2.92M
1.98%
Sole
0.00
Shared
0.00
None
45.64K
SPDR GOLD TR
SOLEShares17.16K
TypeSH
Market value$2.91M
1.98%
Sole
0.00
Shared
0.00
None
17.16K
SPDR SER TR
SOLEShares22.79K
TypeSH
Market value$2.85M
1.94%
Sole
0.00
Shared
0.00
None
22.79K
RBB FD INC
SOLEShares87.37K
TypeSH
Market value$2.66M
1.81%
Sole
0.00
Shared
0.00
None
87.37K
INVESCO EXCHANGE TRADED FD T
SOLEShares126.35K
TypeSH
Market value$2.61M
1.78%
Sole
0.00
Shared
0.00
None
126.35K
CHEVRON CORP NEW
SOLEShares12.37K
TypeSH
Market value$2.22M
1.51%
Sole
0.00
Shared
0.00
None
12.37K
JPMORGAN CHASE & CO
SOLEShares101.52K
TypeSH
Market value$2.21M
1.50%
Sole
0.00
Shared
0.00
None
101.52K
INVESCO EXCHANGE TRADED FD T
SOLEShares46.96K
TypeSH
Market value$2.07M
1.40%
Sole
0.00
Shared
0.00
None
46.96K
WISDOMTREE TR
SOLEShares33.42K
TypeSH
Market value$2.03M
1.38%
Sole
0.00
Shared
0.00
None
33.42K
SPDR S&P MIDCAP 400 ETF TR
SOLEShares4.56K
TypeSH
Market value$2.02M
1.37%
Sole
0.00
Shared
0.00
None
4.56K
SPDR DOW JONES INDL AVERAGE
SOLEShares5.76K
TypeSH
Market value$1.91M
1.30%
Sole
0.00
Shared
0.00
None
5.76K
MICROSOFT CORP
SOLEShares7.70K
TypeSH
Market value$1.85M
1.25%
Sole
0.00
Shared
0.00
None
7.70K
INVESCO EXCHANGE TRADED FD T
SOLEShares48.72K
TypeSH
Market value$1.78M
1.21%
Sole
0.00
Shared
0.00
None
48.72K
APPLE INC
SOLEShares13.48K
TypeSH
Market value$1.75M
1.19%
Sole
0.00
Shared
0.00
None
13.48K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 24.64K | SH | $9.42M 6.40% | 0.00 | 0.00 | 24.64K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 30.30K | SH | $8.07M 5.48% | 0.00 | 0.00 | 30.30K |
SPDR SER TRSOLE | PORTFOLI S&P1500 | 160.92K | SH | $7.61M 5.17% | 0.00 | 0.00 | 160.92K |
ISHARES TRSOLE | FLTG RATE NT ETF | 90.36K | SH | $4.55M 3.09% | 0.00 | 0.00 | 90.36K |
ISHARES TRSOLE | CORE S&P MCP ETF | 15.91K | SH | $3.85M 2.61% | 0.00 | 0.00 | 15.91K |
HERCULES CAPITAL INCSOLE | COM | 281.79K | SH | $3.73M 2.53% | 0.00 | 0.00 | 281.79K |
ISHARES TRSOLE | SELECT DIVID ETF | 26.19K | SH | $3.16M 2.15% | 0.00 | 0.00 | 26.19K |
SPDR SER TRSOLE | PRTFLO S&P500 HI | 76.96K | SH | $3.05M 2.07% | 0.00 | 0.00 | 76.96K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 17.40K | SH | $3.03M 2.06% | 0.00 | 0.00 | 17.40K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 59.07K | SH | $2.99M 2.03% | 0.00 | 0.00 | 59.07K |
RAYTHEON TECHNOLOGIES CORPSOLE | COM | 29.18K | SH | $2.95M 2.00% | 0.00 | 0.00 | 29.18K |
FIDELITY COVINGTON TRUSTSOLE | MSCI HLTH CARE I | 45.64K | SH | $2.92M 1.98% | 0.00 | 0.00 | 45.64K |
SPDR GOLD TRSOLE | GOLD SHS | 17.16K | SH | $2.91M 1.98% | 0.00 | 0.00 | 17.16K |
SPDR SER TRSOLE | S&P DIVID ETF | 22.79K | SH | $2.85M 1.94% | 0.00 | 0.00 | 22.79K |
RBB FD INCSOLE | MOTLEY FOL ETF | 87.37K | SH | $2.66M 1.81% | 0.00 | 0.00 | 87.37K |
INVESCO EXCHANGE TRADED FD TSOLE | HIG YLD EQ DIV | 126.35K | SH | $2.61M 1.78% | 0.00 | 0.00 | 126.35K |
CHEVRON CORP NEWSOLE | COM | 12.37K | SH | $2.22M 1.51% | 0.00 | 0.00 | 12.37K |
JPMORGAN CHASE & COSOLE | ALERIAN ML ETN | 101.52K | SH | $2.21M 1.50% | 0.00 | 0.00 | 101.52K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 QUALITY | 46.96K | SH | $2.07M 1.40% | 0.00 | 0.00 | 46.96K |
WISDOMTREE TRSOLE | US TOTAL DIVIDND | 33.42K | SH | $2.03M 1.38% | 0.00 | 0.00 | 33.42K |
SPDR S&P MIDCAP 400 ETF TRSOLE | UTSER1 S&PDCRP | 4.56K | SH | $2.02M 1.37% | 0.00 | 0.00 | 4.56K |
SPDR DOW JONES INDL AVERAGESOLE | UT SER 1 | 5.76K | SH | $1.91M 1.30% | 0.00 | 0.00 | 5.76K |
MICROSOFT CORPSOLE | COM | 7.70K | SH | $1.85M 1.25% | 0.00 | 0.00 | 7.70K |
INVESCO EXCHANGE TRADED FD TSOLE | DIVID ACHIEVEV | 48.72K | SH | $1.78M 1.21% | 0.00 | 0.00 | 48.72K |
APPLE INCSOLE | COM | 13.48K | SH | $1.75M 1.19% | 0.00 | 0.00 | 13.48K |
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