Filed: 4/18/2024ACC: 0001085146-24-001902
📋 What this filing means
CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC filed this quarterly 13F‑HR report disclosing 145 equity positions with a total reported market value of $210.88M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
145
Positions
$210.88M
Total AUM (reported)
2.96M
Total Shares
Allocation by class
COM$60.55M28.7%
TR UNIT$16.26M7.7%
UNIT SER 1$14.74M7.0%
PORTFOLI S&P1500$11.41M5.4%
BLOOMBERG INVT$5.41M2.6%
FLTG RATE NT ETF$5.36M2.5%
CORE S&P MCP ETF$5.07M2.4%
Portfolio Concentration
Top 3$42.41M20.1%
4–10$34.81M16.5%
11–25$43.78M20.8%
Rest$89.87M42.6%
Top 3 weight
20.1%
Top 10 weight
36.6%
Voting Authority Distribution
Total shares with voting rights: 2.96M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.96M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole145
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings145
Rows:
SPDR S&P 500 ETF TR
SOLEShares31.09K
TypeSH
Market value$16.26M
7.71%
Sole
0.00
Shared
0.00
None
31.09K
INVESCO QQQ TR
SOLEShares33.19K
TypeSH
Market value$14.74M
6.99%
Sole
0.00
Shared
0.00
None
33.19K
SPDR SER TR
SOLEShares177.92K
TypeSH
Market value$11.41M
5.41%
Sole
0.00
Shared
0.00
None
177.92K
HERCULES CAPITAL INC
SOLEShares303.82K
TypeSH
Market value$5.61M
2.66%
Sole
0.00
Shared
0.00
None
303.82K
SPDR SER TR
SOLEShares175.38K
TypeSH
Market value$5.41M
2.56%
Sole
0.00
Shared
0.00
None
175.38K
ISHARES TR
SOLEShares105.02K
TypeSH
Market value$5.36M
2.54%
Sole
0.00
Shared
0.00
None
105.02K
ISHARES TR
SOLEShares83.55K
TypeSH
Market value$5.07M
2.41%
Sole
0.00
Shared
0.00
None
83.55K
NVIDIA CORPORATION
SOLEShares5.10K
TypeSH
Market value$4.61M
2.19%
Sole
0.00
Shared
0.00
None
5.10K
SPDR SER TR
SOLEShares61.14K
TypeSH
Market value$4.47M
2.12%
Sole
0.00
Shared
0.00
None
61.14K
RBB FD INC
SOLEShares86.27K
TypeSH
Market value$4.28M
2.03%
Sole
0.00
Shared
0.00
None
86.27K
ISHARES TR
SOLEShares18.01K
TypeSH
Market value$3.79M
1.80%
Sole
0.00
Shared
0.00
None
18.01K
SPDR GOLD TR
SOLEShares17.54K
TypeSH
Market value$3.61M
1.71%
Sole
0.00
Shared
0.00
None
17.54K
MICROSOFT CORP
SOLEShares8.40K
TypeSH
Market value$3.54M
1.68%
Sole
0.00
Shared
0.00
None
8.40K
SPDR SER TR
SOLEShares62.62K
TypeSH
Market value$3.14M
1.49%
Sole
0.00
Shared
0.00
None
62.62K
INVESCO EXCHANGE TRADED FD T
SOLEShares145.35K
TypeSH
Market value$3.00M
1.42%
Sole
0.00
Shared
0.00
None
145.35K
SPDR DOW JONES INDL AVERAGE
SOLEShares7.52K
TypeSH
Market value$2.99M
1.42%
Sole
0.00
Shared
0.00
None
7.52K
RTX CORPORATION
SOLEShares29.52K
TypeSH
Market value$2.88M
1.37%
Sole
0.00
Shared
0.00
None
29.52K
FIDELITY COVINGTON TRUST
SOLEShares39.96K
TypeSH
Market value$2.79M
1.32%
Sole
0.00
Shared
0.00
None
39.96K
INVESCO EXCHANGE TRADED FD T
SOLEShares45.95K
TypeSH
Market value$2.78M
1.32%
Sole
0.00
Shared
0.00
None
45.95K
ELI LILLY & CO
SOLEShares3.56K
TypeSH
Market value$2.77M
1.31%
Sole
0.00
Shared
0.00
None
3.56K
CHEVRON CORP NEW
SOLEShares16.40K
TypeSH
Market value$2.59M
1.23%
Sole
0.00
Shared
0.00
None
16.40K
SPDR S&P MIDCAP 400 ETF TR
SOLEShares4.60K
TypeSH
Market value$2.56M
1.21%
Sole
0.00
Shared
0.00
None
4.60K
BERKSHIRE HATHAWAY INC DEL
SOLEShares5.93K
TypeSH
Market value$2.49M
1.18%
Sole
0.00
Shared
0.00
None
5.93K
APPLE INC
SOLEShares14.29K
TypeSH
Market value$2.45M
1.16%
Sole
0.00
Shared
0.00
None
14.29K
WISDOMTREE TR
SOLEShares34.23K
TypeSH
Market value$2.42M
1.15%
Sole
0.00
Shared
0.00
None
34.23K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 31.09K | SH | $16.26M 7.71% | 0.00 | 0.00 | 31.09K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 33.19K | SH | $14.74M 6.99% | 0.00 | 0.00 | 33.19K |
SPDR SER TRSOLE | PORTFOLI S&P1500 | 177.92K | SH | $11.41M 5.41% | 0.00 | 0.00 | 177.92K |
HERCULES CAPITAL INCSOLE | COM | 303.82K | SH | $5.61M 2.66% | 0.00 | 0.00 | 303.82K |
SPDR SER TRSOLE | BLOOMBERG INVT | 175.38K | SH | $5.41M 2.56% | 0.00 | 0.00 | 175.38K |
ISHARES TRSOLE | FLTG RATE NT ETF | 105.02K | SH | $5.36M 2.54% | 0.00 | 0.00 | 105.02K |
ISHARES TRSOLE | CORE S&P MCP ETF | 83.55K | SH | $5.07M 2.41% | 0.00 | 0.00 | 83.55K |
NVIDIA CORPORATIONSOLE | COM | 5.10K | SH | $4.61M 2.19% | 0.00 | 0.00 | 5.10K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 61.14K | SH | $4.47M 2.12% | 0.00 | 0.00 | 61.14K |
RBB FD INCSOLE | MOTLEY FOL ETF | 86.27K | SH | $4.28M 2.03% | 0.00 | 0.00 | 86.27K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 18.01K | SH | $3.79M 1.80% | 0.00 | 0.00 | 18.01K |
SPDR GOLD TRSOLE | GOLD SHS | 17.54K | SH | $3.61M 1.71% | 0.00 | 0.00 | 17.54K |
MICROSOFT CORPSOLE | COM | 8.40K | SH | $3.54M 1.68% | 0.00 | 0.00 | 8.40K |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 62.62K | SH | $3.14M 1.49% | 0.00 | 0.00 | 62.62K |
INVESCO EXCHANGE TRADED FD TSOLE | HIG YLD EQ DIV | 145.35K | SH | $3.00M 1.42% | 0.00 | 0.00 | 145.35K |
SPDR DOW JONES INDL AVERAGESOLE | UT SER 1 | 7.52K | SH | $2.99M 1.42% | 0.00 | 0.00 | 7.52K |
RTX CORPORATIONSOLE | COM | 29.52K | SH | $2.88M 1.37% | 0.00 | 0.00 | 29.52K |
FIDELITY COVINGTON TRUSTSOLE | MSCI HLTH CARE I | 39.96K | SH | $2.79M 1.32% | 0.00 | 0.00 | 39.96K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 QUALITY | 45.95K | SH | $2.78M 1.32% | 0.00 | 0.00 | 45.95K |
ELI LILLY & COSOLE | COM | 3.56K | SH | $2.77M 1.31% | 0.00 | 0.00 | 3.56K |
CHEVRON CORP NEWSOLE | COM | 16.40K | SH | $2.59M 1.23% | 0.00 | 0.00 | 16.40K |
SPDR S&P MIDCAP 400 ETF TRSOLE | UTSER1 S&PDCRP | 4.60K | SH | $2.56M 1.21% | 0.00 | 0.00 | 4.60K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 5.93K | SH | $2.49M 1.18% | 0.00 | 0.00 | 5.93K |
APPLE INCSOLE | COM | 14.29K | SH | $2.45M 1.16% | 0.00 | 0.00 | 14.29K |
WISDOMTREE TRSOLE | US TOTAL DIVIDND | 34.23K | SH | $2.42M 1.15% | 0.00 | 0.00 | 34.23K |
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