Filed: 1/10/2024ACC: 0001085146-24-000128
📋 What this filing means
CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC filed this quarterly 13F‑HR report disclosing 143 equity positions with a total reported market value of $186.55M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
143
Positions
$186.55M
Total AUM (reported)
2.83M
Total Shares
Allocation by class
COM$51.11M27.4%
TR UNIT$14.49M7.8%
UNIT SER 1$13.35M7.2%
PORTFOLI S&P1500$10.36M5.6%
BLOOMBERG INVT$5.34M2.9%
FLTG RATE NT ETF$5.01M2.7%
CORE S&P MCP ETF$4.65M2.5%
Portfolio Concentration
Top 3$38.20M20.5%
4–10$31.08M16.7%
11–25$38.38M20.6%
Rest$78.89M42.3%
Top 3 weight
20.5%
Top 10 weight
37.1%
Voting Authority Distribution
Total shares with voting rights: 2.83M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.83M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole143
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings143
Rows:
SPDR S&P 500 ETF TR
SOLEShares30.48K
TypeSH
Market value$14.49M
7.77%
Sole
0.00
Shared
0.00
None
30.48K
INVESCO QQQ TR
SOLEShares32.60K
TypeSH
Market value$13.35M
7.16%
Sole
0.00
Shared
0.00
None
32.60K
SPDR SER TR
SOLEShares177.25K
TypeSH
Market value$10.36M
5.55%
Sole
0.00
Shared
0.00
None
177.25K
SPDR SER TR
SOLEShares174.67K
TypeSH
Market value$5.34M
2.86%
Sole
0.00
Shared
0.00
None
174.67K
ISHARES TR
SOLEShares98.94K
TypeSH
Market value$5.01M
2.68%
Sole
0.00
Shared
0.00
None
98.94K
HERCULES CAPITAL INC
SOLEShares279.10K
TypeSH
Market value$4.65M
2.49%
Sole
0.00
Shared
0.00
None
279.10K
ISHARES TR
SOLEShares16.76K
TypeSH
Market value$4.65M
2.49%
Sole
0.00
Shared
0.00
None
16.76K
SPDR SER TR
SOLEShares60.35K
TypeSH
Market value$3.93M
2.10%
Sole
0.00
Shared
0.00
None
60.35K
RBB FD INC
SOLEShares84.82K
TypeSH
Market value$3.79M
2.03%
Sole
0.00
Shared
0.00
None
84.82K
ISHARES TR
SOLEShares18.52K
TypeSH
Market value$3.72M
1.99%
Sole
0.00
Shared
0.00
None
18.52K
SPDR GOLD TR
SOLEShares16.34K
TypeSH
Market value$3.12M
1.67%
Sole
0.00
Shared
0.00
None
16.34K
MICROSOFT CORP
SOLEShares8.12K
TypeSH
Market value$3.05M
1.64%
Sole
0.00
Shared
0.00
None
8.12K
NVIDIA CORPORATION
SOLEShares6.01K
TypeSH
Market value$2.97M
1.59%
Sole
0.00
Shared
0.00
None
6.01K
APPLE INC
SOLEShares14.87K
TypeSH
Market value$2.86M
1.53%
Sole
0.00
Shared
0.00
None
14.87K
INVESCO EXCHANGE TRADED FD T
SOLEShares127.19K
TypeSH
Market value$2.69M
1.44%
Sole
0.00
Shared
0.00
None
127.19K
SPDR DOW JONES INDL AVERAGE
SOLEShares7.12K
TypeSH
Market value$2.68M
1.44%
Sole
0.00
Shared
0.00
None
7.12K
FIDELITY COVINGTON TRUST
SOLEShares39.69K
TypeSH
Market value$2.57M
1.38%
Sole
0.00
Shared
0.00
None
39.69K
INVESCO EXCHANGE TRADED FD T
SOLEShares45.91K
TypeSH
Market value$2.48M
1.33%
Sole
0.00
Shared
0.00
None
45.91K
JPMORGAN CHASE & CO
SOLEShares93.57K
TypeSH
Market value$2.37M
1.27%
Sole
0.00
Shared
0.00
None
93.57K
SPDR S&P MIDCAP 400 ETF TR
SOLEShares4.66K
TypeSH
Market value$2.36M
1.27%
Sole
0.00
Shared
0.00
None
4.66K
SPDR SER TR
SOLEShares49.72K
TypeSH
Market value$2.32M
1.24%
Sole
0.00
Shared
0.00
None
49.72K
RTX CORPORATION
SOLEShares27.35K
TypeSH
Market value$2.30M
1.23%
Sole
0.00
Shared
0.00
None
27.35K
ISHARES TR
SOLEShares19.54K
TypeSH
Market value$2.29M
1.23%
Sole
0.00
Shared
0.00
None
19.54K
WISDOMTREE TR
SOLEShares33.58K
TypeSH
Market value$2.20M
1.18%
Sole
0.00
Shared
0.00
None
33.58K
CHEVRON CORP NEW
SOLEShares14.13K
TypeSH
Market value$2.11M
1.13%
Sole
0.00
Shared
0.00
None
14.13K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 30.48K | SH | $14.49M 7.77% | 0.00 | 0.00 | 30.48K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 32.60K | SH | $13.35M 7.16% | 0.00 | 0.00 | 32.60K |
SPDR SER TRSOLE | PORTFOLI S&P1500 | 177.25K | SH | $10.36M 5.55% | 0.00 | 0.00 | 177.25K |
SPDR SER TRSOLE | BLOOMBERG INVT | 174.67K | SH | $5.34M 2.86% | 0.00 | 0.00 | 174.67K |
ISHARES TRSOLE | FLTG RATE NT ETF | 98.94K | SH | $5.01M 2.68% | 0.00 | 0.00 | 98.94K |
HERCULES CAPITAL INCSOLE | COM | 279.10K | SH | $4.65M 2.49% | 0.00 | 0.00 | 279.10K |
ISHARES TRSOLE | CORE S&P MCP ETF | 16.76K | SH | $4.65M 2.49% | 0.00 | 0.00 | 16.76K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 60.35K | SH | $3.93M 2.10% | 0.00 | 0.00 | 60.35K |
RBB FD INCSOLE | MOTLEY FOL ETF | 84.82K | SH | $3.79M 2.03% | 0.00 | 0.00 | 84.82K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 18.52K | SH | $3.72M 1.99% | 0.00 | 0.00 | 18.52K |
SPDR GOLD TRSOLE | GOLD SHS | 16.34K | SH | $3.12M 1.67% | 0.00 | 0.00 | 16.34K |
MICROSOFT CORPSOLE | COM | 8.12K | SH | $3.05M 1.64% | 0.00 | 0.00 | 8.12K |
NVIDIA CORPORATIONSOLE | COM | 6.01K | SH | $2.97M 1.59% | 0.00 | 0.00 | 6.01K |
APPLE INCSOLE | COM | 14.87K | SH | $2.86M 1.53% | 0.00 | 0.00 | 14.87K |
INVESCO EXCHANGE TRADED FD TSOLE | HIG YLD EQ DIV | 127.19K | SH | $2.69M 1.44% | 0.00 | 0.00 | 127.19K |
SPDR DOW JONES INDL AVERAGESOLE | UT SER 1 | 7.12K | SH | $2.68M 1.44% | 0.00 | 0.00 | 7.12K |
FIDELITY COVINGTON TRUSTSOLE | MSCI HLTH CARE I | 39.69K | SH | $2.57M 1.38% | 0.00 | 0.00 | 39.69K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 QUALITY | 45.91K | SH | $2.48M 1.33% | 0.00 | 0.00 | 45.91K |
JPMORGAN CHASE & COSOLE | ALERIAN ML ETN | 93.57K | SH | $2.37M 1.27% | 0.00 | 0.00 | 93.57K |
SPDR S&P MIDCAP 400 ETF TRSOLE | UTSER1 S&PDCRP | 4.66K | SH | $2.36M 1.27% | 0.00 | 0.00 | 4.66K |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 49.72K | SH | $2.32M 1.24% | 0.00 | 0.00 | 49.72K |
RTX CORPORATIONSOLE | COM | 27.35K | SH | $2.30M 1.23% | 0.00 | 0.00 | 27.35K |
ISHARES TRSOLE | SELECT DIVID ETF | 19.54K | SH | $2.29M 1.23% | 0.00 | 0.00 | 19.54K |
WISDOMTREE TRSOLE | US TOTAL DIVIDND | 33.58K | SH | $2.20M 1.18% | 0.00 | 0.00 | 33.58K |
CHEVRON CORP NEWSOLE | COM | 14.13K | SH | $2.11M 1.13% | 0.00 | 0.00 | 14.13K |
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