CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC

Filed: 10/18/2023ACC: 0001085146-23-003776

📋 What this filing means

CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC filed this quarterly 13F‑HR report disclosing 149 equity positions with a total reported market value of $176.20M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

149

Positions

$176.20M

Total AUM (reported)

3.03M

Total Shares

Allocation by class

COM$47.85M27.2%

UNIT SER 1$11.68M6.6%

TR UNIT$11.62M6.6%

PORTFOLI S&P1500$8.79M5.0%

BLOOMBERG INVT$5.07M2.9%

FLTG RATE NT ETF$5.02M2.9%

CORE S&P MCP ETF$4.23M2.4%

Portfolio Concentration

Top 3$32.10M18.2%

4–10$29.14M16.5%

11–25$36.25M20.6%

Rest$78.72M44.7%

Top 3 weight

18.2%

Top 10 weight

34.8%

Voting Authority Distribution

Total shares with voting rights: 3.03M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.03M

% of voting shares100.0%

Investment Discretion (by position count)

Sole149

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings149

Rows:

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares32.60K

TypeSH

Market value$11.68M

6.63%

Sole

0.00

Shared

0.00

None

32.60K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares27.19K

TypeSH

Market value$11.62M

6.60%

Sole

0.00

Shared

0.00

None

27.19K

SPDR SER TR

SOLE

PORTFOLI S&P1500

Shares167.55K

TypeSH

Market value$8.79M

4.99%

Sole

0.00

Shared

0.00

None

167.55K

SPDR SER TR

SOLE

BLOOMBERG INVT

Shares164.94K

TypeSH

Market value$5.07M

2.88%

Sole

0.00

Shared

0.00

None

164.94K

ISHARES TR

SOLE

FLTG RATE NT ETF

Shares98.73K

TypeSH

Market value$5.02M

2.85%

Sole

0.00

Shared

0.00

None

98.73K

HERCULES CAPITAL INC

SOLE

COM

Shares278.93K

TypeSH

Market value$4.58M

2.60%

Sole

0.00

Shared

0.00

None

278.93K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares16.95K

TypeSH

Market value$4.23M

2.40%

Sole

0.00

Shared

0.00

None

16.95K

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares59.23K

TypeSH

Market value$3.51M

1.99%

Sole

0.00

Shared

0.00

None

59.23K

SPDR SER TR

SOLE

PRTFLO S&P500 HI

Shares97.65K

TypeSH

Market value$3.42M

1.94%

Sole

0.00

Shared

0.00

None

97.65K

RBB FD INC

SOLE

MOTLEY FOL ETF

Shares84.03K

TypeSH

Market value$3.30M

1.87%

Sole

0.00

Shared

0.00

None

84.03K

ISHARES TR

SOLE

RUSSELL 2000 ETF

Shares18.52K

TypeSH

Market value$3.27M

1.86%

Sole

0.00

Shared

0.00

None

18.52K

SPDR GOLD TR

SOLE

GOLD SHS

Shares16.42K

TypeSH

Market value$2.82M

1.60%

Sole

0.00

Shared

0.00

None

16.42K

ISHARES TR

SOLE

SELECT DIVID ETF

Shares23.56K

TypeSH

Market value$2.54M

1.44%

Sole

0.00

Shared

0.00

None

23.56K

MICROSOFT CORP

SOLE

COM

Shares8.03K

TypeSH

Market value$2.53M

1.44%

Sole

0.00

Shared

0.00

None

8.03K

FIDELITY COVINGTON TRUST

SOLE

MSCI HLTH CARE I

Shares40.81K

TypeSH

Market value$2.47M

1.40%

Sole

0.00

Shared

0.00

None

40.81K

INVESCO EXCHANGE TRADED FD T

SOLE

HIG YLD EQ DIV

Shares126.73K

TypeSH

Market value$2.43M

1.38%

Sole

0.00

Shared

0.00

None

126.73K

SPDR DOW JONES INDL AVERAGE

SOLE

UT SER 1

Shares7.14K

TypeSH

Market value$2.39M

1.36%

Sole

0.00

Shared

0.00

None

7.14K

APPLE INC

SOLE

COM

Shares13.70K

TypeSH

Market value$2.35M

1.33%

Sole

0.00

Shared

0.00

None

13.70K

JPMORGAN CHASE & CO

SOLE

ALERIAN ML ETN

Shares94.31K

TypeSH

Market value$2.33M

1.32%

Sole

0.00

Shared

0.00

None

94.31K

CHEVRON CORP NEW

SOLE

COM

Shares13.72K

TypeSH

Market value$2.31M

1.31%

Sole

0.00

Shared

0.00

None

13.72K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 QUALITY

Shares45.84K

TypeSH

Market value$2.29M

1.30%

Sole

0.00

Shared

0.00

None

45.84K

SPDR SER TR

SOLE

S&P DIVID ETF

Shares19.42K

TypeSH

Market value$2.23M

1.27%

Sole

0.00

Shared

0.00

None

19.42K

RTX CORPORATION

SOLE

COM

Shares29.58K

TypeSH

Market value$2.13M

1.21%

Sole

0.00

Shared

0.00

None

29.58K

SPDR S&P MIDCAP 400 ETF TR

SOLE

UTSER1 S&PDCRP

Shares4.57K

TypeSH

Market value$2.09M

1.18%

Sole

0.00

Shared

0.00

None

4.57K

WISDOMTREE TR

SOLE

US TOTAL DIVIDND

Shares34.28K

TypeSH

Market value$2.06M

1.17%

Sole

0.00

Shared

0.00

None

34.28K

Issuer	Class	Shares	Type	Value / Portfolio %	None
INVESCO QQQ TRSOLE	UNIT SER 1	32.60K	SH	$11.68M 6.63%	32.60K
SPDR S&P 500 ETF TRSOLE	TR UNIT	27.19K	SH	$11.62M 6.60%	27.19K
SPDR SER TRSOLE	PORTFOLI S&P1500	167.55K	SH	$8.79M 4.99%	167.55K
SPDR SER TRSOLE	BLOOMBERG INVT	164.94K	SH	$5.07M 2.88%	164.94K
ISHARES TRSOLE	FLTG RATE NT ETF	98.73K	SH	$5.02M 2.85%	98.73K
HERCULES CAPITAL INCSOLE	COM	278.93K	SH	$4.58M 2.60%	278.93K
ISHARES TRSOLE	CORE S&P MCP ETF	16.95K	SH	$4.23M 2.40%	16.95K
SPDR SER TRSOLE	PRTFLO S&P500 GW	59.23K	SH	$3.51M 1.99%	59.23K
SPDR SER TRSOLE	PRTFLO S&P500 HI	97.65K	SH	$3.42M 1.94%	97.65K
RBB FD INCSOLE	MOTLEY FOL ETF	84.03K	SH	$3.30M 1.87%	84.03K
ISHARES TRSOLE	RUSSELL 2000 ETF	18.52K	SH	$3.27M 1.86%	18.52K
SPDR GOLD TRSOLE	GOLD SHS	16.42K	SH	$2.82M 1.60%	16.42K
ISHARES TRSOLE	SELECT DIVID ETF	23.56K	SH	$2.54M 1.44%	23.56K
MICROSOFT CORPSOLE	COM	8.03K	SH	$2.53M 1.44%	8.03K
FIDELITY COVINGTON TRUSTSOLE	MSCI HLTH CARE I	40.81K	SH	$2.47M 1.40%	40.81K
INVESCO EXCHANGE TRADED FD TSOLE	HIG YLD EQ DIV	126.73K	SH	$2.43M 1.38%	126.73K
SPDR DOW JONES INDL AVERAGESOLE	UT SER 1	7.14K	SH	$2.39M 1.36%	7.14K
APPLE INCSOLE	COM	13.70K	SH	$2.35M 1.33%	13.70K
JPMORGAN CHASE & COSOLE	ALERIAN ML ETN	94.31K	SH	$2.33M 1.32%	94.31K
CHEVRON CORP NEWSOLE	COM	13.72K	SH	$2.31M 1.31%	13.72K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 QUALITY	45.84K	SH	$2.29M 1.30%	45.84K
SPDR SER TRSOLE	S&P DIVID ETF	19.42K	SH	$2.23M 1.27%	19.42K
RTX CORPORATIONSOLE	COM	29.58K	SH	$2.13M 1.21%	29.58K
SPDR S&P MIDCAP 400 ETF TRSOLE	UTSER1 S&PDCRP	4.57K	SH	$2.09M 1.18%	4.57K
WISDOMTREE TRSOLE	US TOTAL DIVIDND	34.28K	SH	$2.06M 1.17%	34.28K

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