Filed: 7/14/2023ACC: 0001085146-23-002673
📋 What this filing means
CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC filed this quarterly 13F‑HR report disclosing 79 equity positions with a total reported market value of $139.8K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
79
Positions
$139.8K
Total AUM (reported)
2.84M
Total Shares
Allocation by class
COM$26.6K19.0%
TR UNIT$11.9K8.5%
UNIT SER 1$11.8K8.4%
PORTFOLI S&P1500$8.8K6.3%
FLTG RATE NT ETF$5.4K3.9%
BLOOMBERG INVT$4.8K3.4%
CORE S&P MCP ETF$4.3K3.1%
Portfolio Concentration
Top 3$32.5K23.2%
4–10$29.7K21.2%
11–25$37.4K26.7%
Rest$40.3K28.9%
Top 3 weight
23.2%
Top 10 weight
44.4%
Voting Authority Distribution
Total shares with voting rights: 2.84M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.84M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole79
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings79
Rows:
SPDR S&P 500 ETF TR
SOLEShares26.74K
TypeSH
Market value$11.9K
8.48%
Sole
0.00
Shared
0.00
None
26.74K
INVESCO QQQ TR
SOLEShares31.82K
TypeSH
Market value$11.8K
8.41%
Sole
0.00
Shared
0.00
None
31.82K
SPDR SER TR
SOLEShares162.43K
TypeSH
Market value$8.8K
6.32%
Sole
0.00
Shared
0.00
None
162.43K
ISHARES TR
SOLEShares106.56K
TypeSH
Market value$5.4K
3.87%
Sole
0.00
Shared
0.00
None
106.56K
SPDR SER TR
SOLEShares155.92K
TypeSH
Market value$4.8K
3.42%
Sole
0.00
Shared
0.00
None
155.92K
HERCULES CAPITAL INC
SOLEShares303.03K
TypeSH
Market value$4.5K
3.21%
Sole
0.00
Shared
0.00
None
303.03K
ISHARES TR
SOLEShares16.58K
TypeSH
Market value$4.3K
3.10%
Sole
0.00
Shared
0.00
None
16.58K
SPDR SER TR
SOLEShares59.20K
TypeSH
Market value$3.6K
2.58%
Sole
0.00
Shared
0.00
None
59.20K
RBB FD INC
SOLEShares87.18K
TypeSH
Market value$3.6K
2.54%
Sole
0.00
Shared
0.00
None
87.18K
SPDR SER TR
SOLEShares93.81K
TypeSH
Market value$3.5K
2.49%
Sole
0.00
Shared
0.00
None
93.81K
ISHARES TR
SOLEShares18.08K
TypeSH
Market value$3.4K
2.42%
Sole
0.00
Shared
0.00
None
18.08K
SPDR GOLD TR
SOLEShares17.17K
TypeSH
Market value$3.1K
2.19%
Sole
0.00
Shared
0.00
None
17.17K
RAYTHEON TECHNOLOGIES CORP
SOLEShares29.57K
TypeSH
Market value$2.9K
2.07%
Sole
0.00
Shared
0.00
None
29.57K
FIDELITY COVINGTON TRUST
SOLEShares45.39K
TypeSH
Market value$2.9K
2.05%
Sole
0.00
Shared
0.00
None
45.39K
ISHARES TR
SOLEShares25.16K
TypeSH
Market value$2.9K
2.04%
Sole
0.00
Shared
0.00
None
25.16K
APPLE INC
SOLEShares14.43K
TypeSH
Market value$2.8K
2.00%
Sole
0.00
Shared
0.00
None
14.43K
INVESCO EXCHANGE TRADED FD T
SOLEShares131.44K
TypeSH
Market value$2.5K
1.81%
Sole
0.00
Shared
0.00
None
131.44K
SPDR SER TR
SOLEShares19.64K
TypeSH
Market value$2.4K
1.72%
Sole
0.00
Shared
0.00
None
19.64K
JPMORGAN CHASE & CO
SOLEShares101.99K
TypeSH
Market value$2.3K
1.67%
Sole
0.00
Shared
0.00
None
101.99K
INVESCO EXCHANGE TRADED FD T
SOLEShares45.94K
TypeSH
Market value$2.3K
1.66%
Sole
0.00
Shared
0.00
None
45.94K
WISDOMTREE TR
SOLEShares35.05K
TypeSH
Market value$2.2K
1.56%
Sole
0.00
Shared
0.00
None
35.05K
CHEVRON CORP NEW
SOLEShares13.70K
TypeSH
Market value$2.2K
1.54%
Sole
0.00
Shared
0.00
None
13.70K
ISHARES TR
SOLEShares17.87K
TypeSH
Market value$1.9K
1.39%
Sole
0.00
Shared
0.00
None
17.87K
INVESCO EXCHANGE TRADED FD T
SOLEShares49.11K
TypeSH
Market value$1.9K
1.34%
Sole
0.00
Shared
0.00
None
49.11K
SPDR SER TR
SOLEShares41.07K
TypeSH
Market value$1.8K
1.27%
Sole
0.00
Shared
0.00
None
41.07K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 26.74K | SH | $11.9K 8.48% | 0.00 | 0.00 | 26.74K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 31.82K | SH | $11.8K 8.41% | 0.00 | 0.00 | 31.82K |
SPDR SER TRSOLE | PORTFOLI S&P1500 | 162.43K | SH | $8.8K 6.32% | 0.00 | 0.00 | 162.43K |
ISHARES TRSOLE | FLTG RATE NT ETF | 106.56K | SH | $5.4K 3.87% | 0.00 | 0.00 | 106.56K |
SPDR SER TRSOLE | BLOOMBERG INVT | 155.92K | SH | $4.8K 3.42% | 0.00 | 0.00 | 155.92K |
HERCULES CAPITAL INCSOLE | COM | 303.03K | SH | $4.5K 3.21% | 0.00 | 0.00 | 303.03K |
ISHARES TRSOLE | CORE S&P MCP ETF | 16.58K | SH | $4.3K 3.10% | 0.00 | 0.00 | 16.58K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 59.20K | SH | $3.6K 2.58% | 0.00 | 0.00 | 59.20K |
RBB FD INCSOLE | MOTLEY FOL ETF | 87.18K | SH | $3.6K 2.54% | 0.00 | 0.00 | 87.18K |
SPDR SER TRSOLE | PRTFLO S&P500 HI | 93.81K | SH | $3.5K 2.49% | 0.00 | 0.00 | 93.81K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 18.08K | SH | $3.4K 2.42% | 0.00 | 0.00 | 18.08K |
SPDR GOLD TRSOLE | GOLD SHS | 17.17K | SH | $3.1K 2.19% | 0.00 | 0.00 | 17.17K |
RAYTHEON TECHNOLOGIES CORPSOLE | COM | 29.57K | SH | $2.9K 2.07% | 0.00 | 0.00 | 29.57K |
FIDELITY COVINGTON TRUSTSOLE | MSCI HLTH CARE I | 45.39K | SH | $2.9K 2.05% | 0.00 | 0.00 | 45.39K |
ISHARES TRSOLE | SELECT DIVID ETF | 25.16K | SH | $2.9K 2.04% | 0.00 | 0.00 | 25.16K |
APPLE INCSOLE | COM | 14.43K | SH | $2.8K 2.00% | 0.00 | 0.00 | 14.43K |
INVESCO EXCHANGE TRADED FD TSOLE | HIG YLD EQ DIV | 131.44K | SH | $2.5K 1.81% | 0.00 | 0.00 | 131.44K |
SPDR SER TRSOLE | S&P DIVID ETF | 19.64K | SH | $2.4K 1.72% | 0.00 | 0.00 | 19.64K |
JPMORGAN CHASE & COSOLE | ALERIAN ML ETN | 101.99K | SH | $2.3K 1.67% | 0.00 | 0.00 | 101.99K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 QUALITY | 45.94K | SH | $2.3K 1.66% | 0.00 | 0.00 | 45.94K |
WISDOMTREE TRSOLE | US TOTAL DIVIDND | 35.05K | SH | $2.2K 1.56% | 0.00 | 0.00 | 35.05K |
CHEVRON CORP NEWSOLE | COM | 13.70K | SH | $2.2K 1.54% | 0.00 | 0.00 | 13.70K |
ISHARES TRSOLE | U.S. TECH ETF | 17.87K | SH | $1.9K 1.39% | 0.00 | 0.00 | 17.87K |
INVESCO EXCHANGE TRADED FD TSOLE | DIVID ACHIEVEV | 49.11K | SH | $1.9K 1.34% | 0.00 | 0.00 | 49.11K |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 41.07K | SH | $1.8K 1.27% | 0.00 | 0.00 | 41.07K |
Page 1 of 4