Filed: 10/27/2023ACC: 0001597878-23-000005
📋 What this filing means
CAPITAL ADVISORS, LTD. LLC filed this quarterly 13F‑HR report disclosing 1444 equity positions with a total reported market value of $652.8K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1444
Positions
$652.8K
Total AUM (reported)
7.90M
Total Shares
Allocation by class
COM$104.5K16.0%
TR UNIT$52.8K8.1%
RUS 1000 GRW ETF$40.6K6.2%
DIV APP ETF$26.3K4.0%
MSCI USA MIN VOL$20.0K3.1%
S&P DIVID ETF$19.8K3.0%
RUS 1000 VAL ETF$19.3K2.9%
Portfolio Concentration
Top 3$134.4K20.6%
4–10$135.4K20.7%
11–25$140.3K21.5%
Rest$242.7K37.2%
Top 3 weight
20.6%
Top 10 weight
41.3%
Voting Authority Distribution
Total shares with voting rights: 7.90M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
7.90M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole1444
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings1444
Rows:
SPDR S&P 500 ETF TR
SOLEShares123.50K
TypeSH
Market value$52.8K
8.09%
Sole
0.00
Shared
0.00
None
123.50K
CAESARS ENTERTAINMENT INC NE
SOLEShares884.68K
TypeSH
Market value$41.0K
6.28%
Sole
0.00
Shared
0.00
None
884.68K
ISHARES TR
SOLEShares152.46K
TypeSH
Market value$40.6K
6.21%
Sole
0.00
Shared
0.00
None
152.46K
VANGUARD SPECIALIZED FUNDS
SOLEShares169.21K
TypeSH
Market value$26.3K
4.03%
Sole
0.00
Shared
0.00
None
169.21K
ISHARES TR
SOLEShares276.97K
TypeSH
Market value$20.0K
3.07%
Sole
0.00
Shared
0.00
None
276.97K
SPDR SER TR
SOLEShares172.54K
TypeSH
Market value$19.8K
3.04%
Sole
0.00
Shared
0.00
None
172.54K
ISHARES TR
SOLEShares126.80K
TypeSH
Market value$19.3K
2.95%
Sole
0.00
Shared
0.00
None
126.80K
VANGUARD INDEX FDS
SOLEShares81.36K
TypeSH
Market value$17.3K
2.65%
Sole
0.00
Shared
0.00
None
81.36K
ISHARES TR
SOLEShares232.62K
TypeSH
Market value$16.8K
2.57%
Sole
0.00
Shared
0.00
None
232.62K
ISHARES TR
SOLEShares120.64K
TypeSH
Market value$15.9K
2.44%
Sole
0.00
Shared
0.00
None
120.64K
INVESCO EXCH TRADED FD TR II
SOLEShares228.24K
TypeSH
Market value$13.4K
2.06%
Sole
0.00
Shared
0.00
None
228.24K
ISHARES TR
SOLEShares269.83K
TypeSH
Market value$13.4K
2.05%
Sole
0.00
Shared
0.00
None
269.83K
ISHARES TR
SOLEShares126.29K
TypeSH
Market value$12.7K
1.95%
Sole
0.00
Shared
0.00
None
126.29K
INVESCO EXCHANGE TRADED FD T
SOLEShares84.40K
TypeSH
Market value$12.0K
1.83%
Sole
0.00
Shared
0.00
None
84.40K
ISHARES TR
SOLEShares153.87K
TypeSH
Market value$10.5K
1.61%
Sole
0.00
Shared
0.00
None
153.87K
GOLDMAN SACHS ETF TR
SOLEShares107.42K
TypeSH
Market value$9.0K
1.39%
Sole
0.00
Shared
0.00
None
107.42K
ISHARES TR
SOLEShares81.71K
TypeSH
Market value$9.0K
1.37%
Sole
0.00
Shared
0.00
None
81.71K
VANGUARD INDEX FDS
SOLEShares44.99K
TypeSH
Market value$8.8K
1.35%
Sole
0.00
Shared
0.00
None
44.99K
INVESCO QQQ TR
SOLEShares24.37K
TypeSH
Market value$8.7K
1.34%
Sole
0.00
Shared
0.00
None
24.37K
VANGUARD INDEX FDS
SOLEShares31.10K
TypeSH
Market value$8.5K
1.30%
Sole
0.00
Shared
0.00
None
31.10K
ISHARES TR
SOLEShares82.69K
TypeSH
Market value$7.4K
1.13%
Sole
0.00
Shared
0.00
None
82.69K
APPLE INC
SOLEShares41.12K
TypeSH
Market value$7.0K
1.08%
Sole
0.00
Shared
0.00
None
41.12K
SPDR SER TR
SOLEShares74.13K
TypeSH
Market value$6.8K
1.04%
Sole
0.00
Shared
0.00
None
74.13K
INVESCO ACTIVELY MANAGED ETF
SOLEShares131.19K
TypeSH
Market value$6.5K
1.00%
Sole
0.00
Shared
0.00
None
131.19K
SELECT SECTOR SPDR TR
SOLEShares72.06K
TypeSH
Market value$6.5K
1.00%
Sole
0.00
Shared
0.00
None
72.06K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 123.50K | SH | $52.8K 8.09% | 0.00 | 0.00 | 123.50K |
CAESARS ENTERTAINMENT INC NESOLE | COM | 884.68K | SH | $41.0K 6.28% | 0.00 | 0.00 | 884.68K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 152.46K | SH | $40.6K 6.21% | 0.00 | 0.00 | 152.46K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 169.21K | SH | $26.3K 4.03% | 0.00 | 0.00 | 169.21K |
ISHARES TRSOLE | MSCI USA MIN VOL | 276.97K | SH | $20.0K 3.07% | 0.00 | 0.00 | 276.97K |
SPDR SER TRSOLE | S&P DIVID ETF | 172.54K | SH | $19.8K 3.04% | 0.00 | 0.00 | 172.54K |
ISHARES TRSOLE | RUS 1000 VAL ETF | 126.80K | SH | $19.3K 2.95% | 0.00 | 0.00 | 126.80K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 81.36K | SH | $17.3K 2.65% | 0.00 | 0.00 | 81.36K |
ISHARES TRSOLE | S&P MC 400GR ETF | 232.62K | SH | $16.8K 2.57% | 0.00 | 0.00 | 232.62K |
ISHARES TRSOLE | MSCI USA QLT FCT | 120.64K | SH | $15.9K 2.44% | 0.00 | 0.00 | 120.64K |
INVESCO EXCH TRADED FD TR IISOLE | S&P500 LOW VOL | 228.24K | SH | $13.4K 2.06% | 0.00 | 0.00 | 228.24K |
ISHARES TRSOLE | CORE DIV GRWTH | 269.83K | SH | $13.4K 2.05% | 0.00 | 0.00 | 269.83K |
ISHARES TRSOLE | S&P MC 400VL ETF | 126.29K | SH | $12.7K 1.95% | 0.00 | 0.00 | 126.29K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 84.40K | SH | $12.0K 1.83% | 0.00 | 0.00 | 84.40K |
ISHARES TRSOLE | S&P 500 GRWT ETF | 153.87K | SH | $10.5K 1.61% | 0.00 | 0.00 | 153.87K |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA US LG | 107.42K | SH | $9.0K 1.39% | 0.00 | 0.00 | 107.42K |
ISHARES TRSOLE | S&P SML 600 GWT | 81.71K | SH | $9.0K 1.37% | 0.00 | 0.00 | 81.71K |
VANGUARD INDEX FDSSOLE | LARGE CAP ETF | 44.99K | SH | $8.8K 1.35% | 0.00 | 0.00 | 44.99K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 24.37K | SH | $8.7K 1.34% | 0.00 | 0.00 | 24.37K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 31.10K | SH | $8.5K 1.30% | 0.00 | 0.00 | 31.10K |
ISHARES TRSOLE | SP SMCP600VL ETF | 82.69K | SH | $7.4K 1.13% | 0.00 | 0.00 | 82.69K |
APPLE INCSOLE | COM | 41.12K | SH | $7.0K 1.08% | 0.00 | 0.00 | 41.12K |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 74.13K | SH | $6.8K 1.04% | 0.00 | 0.00 | 74.13K |
INVESCO ACTIVELY MANAGED ETFSOLE | ULTRA SHRT DUR | 131.19K | SH | $6.5K 1.00% | 0.00 | 0.00 | 131.19K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 72.06K | SH | $6.5K 1.00% | 0.00 | 0.00 | 72.06K |
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