Filed: 5/3/2023ACC: 0001597878-23-000003
📋 What this filing means
CAPITAL ADVISORS, LTD. LLC filed this quarterly 13F‑HR report disclosing 1403 equity positions with a total reported market value of $608.4K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1403
Positions
$608.4K
Total AUM (reported)
7.23M
Total Shares
Allocation by class
COM$84.3K13.9%
TR UNIT$48.8K8.0%
RUS 1000 GRW ETF$37.2K6.1%
DIV APP ETF$25.8K4.2%
S&P DIVID ETF$21.1K3.5%
MSCI USA MIN VOL$20.2K3.3%
RUS 1000 VAL ETF$19.2K3.2%
Portfolio Concentration
Top 3$124.7K20.5%
4–10$134.2K22.1%
11–25$133.2K21.9%
Rest$216.3K35.6%
Top 3 weight
20.5%
Top 10 weight
42.6%
Voting Authority Distribution
Total shares with voting rights: 7.23M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
7.23M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole1403
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings1403
Rows:
SPDR S&P 500 ETF TR
SOLEShares119.31K
TypeSH
Market value$48.8K
8.03%
Sole
0.00
Shared
0.00
None
119.31K
CAESARS ENTERTAINMENT INC NE
SOLEShares792.09K
TypeSH
Market value$38.7K
6.35%
Sole
0.00
Shared
0.00
None
792.09K
ISHARES TR
SOLEShares152.12K
TypeSH
Market value$37.2K
6.11%
Sole
0.00
Shared
0.00
None
152.12K
VANGUARD SPECIALIZED FUNDS
SOLEShares167.34K
TypeSH
Market value$25.8K
4.24%
Sole
0.00
Shared
0.00
None
167.34K
SPDR SER TR
SOLEShares170.70K
TypeSH
Market value$21.1K
3.47%
Sole
0.00
Shared
0.00
None
170.70K
ISHARES TR
SOLEShares278.34K
TypeSH
Market value$20.2K
3.33%
Sole
0.00
Shared
0.00
None
278.34K
ISHARES TR
SOLEShares125.96K
TypeSH
Market value$19.2K
3.15%
Sole
0.00
Shared
0.00
None
125.96K
VANGUARD INDEX FDS
SOLEShares82.12K
TypeSH
Market value$16.8K
2.76%
Sole
0.00
Shared
0.00
None
82.12K
ISHARES TR
SOLEShares233.66K
TypeSH
Market value$16.7K
2.75%
Sole
0.00
Shared
0.00
None
233.66K
INVESCO EXCH TRADED FD TR II
SOLEShares231.16K
TypeSH
Market value$14.4K
2.37%
Sole
0.00
Shared
0.00
None
231.16K
ISHARES TR
SOLEShares109.88K
TypeSH
Market value$13.6K
2.24%
Sole
0.00
Shared
0.00
None
109.88K
ISHARES TR
SOLEShares127.06K
TypeSH
Market value$13.1K
2.15%
Sole
0.00
Shared
0.00
None
127.06K
ISHARES TR
SOLEShares254.09K
TypeSH
Market value$12.7K
2.09%
Sole
0.00
Shared
0.00
None
254.09K
INVESCO EXCHANGE TRADED FD T
SOLEShares84.53K
TypeSH
Market value$12.2K
2.01%
Sole
0.00
Shared
0.00
None
84.53K
ISHARES TR
SOLEShares151.31K
TypeSH
Market value$9.7K
1.59%
Sole
0.00
Shared
0.00
None
151.31K
ISHARES TR
SOLEShares81.93K
TypeSH
Market value$9.0K
1.48%
Sole
0.00
Shared
0.00
None
81.93K
GOLDMAN SACHS ETF TR
SOLEShares108.05K
TypeSH
Market value$8.8K
1.44%
Sole
0.00
Shared
0.00
None
108.05K
VANGUARD INDEX FDS
SOLEShares43.96K
TypeSH
Market value$8.2K
1.35%
Sole
0.00
Shared
0.00
None
43.96K
VANGUARD INDEX FDS
SOLEShares31.23K
TypeSH
Market value$7.8K
1.28%
Sole
0.00
Shared
0.00
None
31.23K
ISHARES TR
SOLEShares82.90K
TypeSH
Market value$7.8K
1.28%
Sole
0.00
Shared
0.00
None
82.90K
INVESCO QQQ TR
SOLEShares22.88K
TypeSH
Market value$7.3K
1.21%
Sole
0.00
Shared
0.00
None
22.88K
INVESCO ACTIVELY MANAGED ETF
SOLEShares144.97K
TypeSH
Market value$7.2K
1.18%
Sole
0.00
Shared
0.00
None
144.97K
SELECT SECTOR SPDR TR
SOLEShares72.22K
TypeSH
Market value$6.0K
0.98%
Sole
0.00
Shared
0.00
None
72.22K
APPLE INC
SOLEShares32.61K
TypeSH
Market value$5.4K
0.88%
Sole
0.00
Shared
0.00
None
32.61K
ISHARES TR
SOLEShares24K
TypeSH
Market value$4.5K
0.74%
Sole
0.00
Shared
0.00
None
24K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 119.31K | SH | $48.8K 8.03% | 0.00 | 0.00 | 119.31K |
CAESARS ENTERTAINMENT INC NESOLE | COM | 792.09K | SH | $38.7K 6.35% | 0.00 | 0.00 | 792.09K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 152.12K | SH | $37.2K 6.11% | 0.00 | 0.00 | 152.12K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 167.34K | SH | $25.8K 4.24% | 0.00 | 0.00 | 167.34K |
SPDR SER TRSOLE | S&P DIVID ETF | 170.70K | SH | $21.1K 3.47% | 0.00 | 0.00 | 170.70K |
ISHARES TRSOLE | MSCI USA MIN VOL | 278.34K | SH | $20.2K 3.33% | 0.00 | 0.00 | 278.34K |
ISHARES TRSOLE | RUS 1000 VAL ETF | 125.96K | SH | $19.2K 3.15% | 0.00 | 0.00 | 125.96K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 82.12K | SH | $16.8K 2.76% | 0.00 | 0.00 | 82.12K |
ISHARES TRSOLE | S&P MC 400GR ETF | 233.66K | SH | $16.7K 2.75% | 0.00 | 0.00 | 233.66K |
INVESCO EXCH TRADED FD TR IISOLE | S&P500 LOW VOL | 231.16K | SH | $14.4K 2.37% | 0.00 | 0.00 | 231.16K |
ISHARES TRSOLE | MSCI USA QLT FCT | 109.88K | SH | $13.6K 2.24% | 0.00 | 0.00 | 109.88K |
ISHARES TRSOLE | S&P MC 400VL ETF | 127.06K | SH | $13.1K 2.15% | 0.00 | 0.00 | 127.06K |
ISHARES TRSOLE | CORE DIV GRWTH | 254.09K | SH | $12.7K 2.09% | 0.00 | 0.00 | 254.09K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 84.53K | SH | $12.2K 2.01% | 0.00 | 0.00 | 84.53K |
ISHARES TRSOLE | S&P 500 GRWT ETF | 151.31K | SH | $9.7K 1.59% | 0.00 | 0.00 | 151.31K |
ISHARES TRSOLE | S&P SML 600 GWT | 81.93K | SH | $9.0K 1.48% | 0.00 | 0.00 | 81.93K |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA US LG | 108.05K | SH | $8.8K 1.44% | 0.00 | 0.00 | 108.05K |
VANGUARD INDEX FDSSOLE | LARGE CAP ETF | 43.96K | SH | $8.2K 1.35% | 0.00 | 0.00 | 43.96K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 31.23K | SH | $7.8K 1.28% | 0.00 | 0.00 | 31.23K |
ISHARES TRSOLE | SP SMCP600VL ETF | 82.90K | SH | $7.8K 1.28% | 0.00 | 0.00 | 82.90K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 22.88K | SH | $7.3K 1.21% | 0.00 | 0.00 | 22.88K |
INVESCO ACTIVELY MANAGED ETFSOLE | ULTRA SHRT DUR | 144.97K | SH | $7.2K 1.18% | 0.00 | 0.00 | 144.97K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 72.22K | SH | $6.0K 0.98% | 0.00 | 0.00 | 72.22K |
APPLE INCSOLE | COM | 32.61K | SH | $5.4K 0.88% | 0.00 | 0.00 | 32.61K |
ISHARES TRSOLE | S&P 100 ETF | 24K | SH | $4.5K 0.74% | 0.00 | 0.00 | 24K |
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