Filed: 11/9/2022ACC: 0001597878-22-000004
📋 What this filing means
CAPITAL ADVISORS, LTD. LLC filed this quarterly 13F‑HR report disclosing 1477 equity positions with a total reported market value of $513.7K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1477
Positions
$513.7K
Total AUM (reported)
7.13M
Total Shares
Allocation by class
COM$50.9K9.9%
TR UNIT$42.0K8.2%
RUS 1000 GRW ETF$31.7K6.2%
DIV APP ETF$21.9K4.3%
S&P DIVID ETF$19.0K3.7%
MSCI USA MIN VOL$18.6K3.6%
RUS 1000 VAL ETF$17.0K3.3%
Portfolio Concentration
Top 3$95.6K18.6%
4–10$109.1K21.2%
11–25$112.4K21.9%
Rest$196.5K38.3%
Top 3 weight
18.6%
Top 10 weight
39.9%
Voting Authority Distribution
Total shares with voting rights: 7.13M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
7.13M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole1477
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings1477
Rows:
SPDR S&P 500 ETF TR
SOLEShares117.46K
TypeSH
Market value$42.0K
8.17%
Sole
0.00
Shared
0.00
None
117.46K
ISHARES TR
SOLEShares150.80K
TypeSH
Market value$31.7K
6.18%
Sole
0.00
Shared
0.00
None
150.80K
VANGUARD SPECIALIZED FUNDS
SOLEShares162.20K
TypeSH
Market value$21.9K
4.27%
Sole
0.00
Shared
0.00
None
162.20K
SPDR SER TR
SOLEShares170.27K
TypeSH
Market value$19.0K
3.70%
Sole
0.00
Shared
0.00
None
170.27K
ISHARES TR
SOLEShares280.68K
TypeSH
Market value$18.6K
3.61%
Sole
0.00
Shared
0.00
None
280.68K
ISHARES TR
SOLEShares125.15K
TypeSH
Market value$17.0K
3.31%
Sole
0.00
Shared
0.00
None
125.15K
VANGUARD INDEX FDS
SOLEShares84.19K
TypeSH
Market value$15.1K
2.94%
Sole
0.00
Shared
0.00
None
84.19K
ISHARES TR
SOLEShares233.65K
TypeSH
Market value$14.7K
2.87%
Sole
0.00
Shared
0.00
None
233.65K
INVESCO EXCH TRADED FD TR II
SOLEShares229.90K
TypeSH
Market value$13.3K
2.59%
Sole
0.00
Shared
0.00
None
229.90K
ISHARES TR
SOLEShares127.19K
TypeSH
Market value$11.4K
2.23%
Sole
0.00
Shared
0.00
None
127.19K
ISHARES TR
SOLEShares100.96K
TypeSH
Market value$10.5K
2.04%
Sole
0.00
Shared
0.00
None
100.96K
INVESCO EXCHANGE TRADED FD T
SOLEShares82.08K
TypeSH
Market value$10.4K
2.03%
Sole
0.00
Shared
0.00
None
82.08K
ISHARES TR
SOLEShares232.06K
TypeSH
Market value$10.3K
2.01%
Sole
0.00
Shared
0.00
None
232.06K
ISHARES TR
SOLEShares147.57K
TypeSH
Market value$8.5K
1.66%
Sole
0.00
Shared
0.00
None
147.57K
ISHARES TR
SOLEShares79.99K
TypeSH
Market value$8.1K
1.58%
Sole
0.00
Shared
0.00
None
79.99K
INVESCO ACTIVELY MANAGED ETF
SOLEShares152.60K
TypeSH
Market value$7.5K
1.47%
Sole
0.00
Shared
0.00
None
152.60K
GOLDMAN SACHS ETF TR
SOLEShares105.95K
TypeSH
Market value$7.5K
1.46%
Sole
0.00
Shared
0.00
None
105.95K
VANECK ETF TRUST
SOLEShares217.60K
TypeSH
Market value$7.1K
1.38%
Sole
0.00
Shared
0.00
None
217.60K
ISHARES TR
SOLEShares81.75K
TypeSH
Market value$6.7K
1.31%
Sole
0.00
Shared
0.00
None
81.75K
VANGUARD INDEX FDS
SOLEShares40.73K
TypeSH
Market value$6.7K
1.30%
Sole
0.00
Shared
0.00
None
40.73K
CAESARS ENTERTAINMENT INC NE
SOLEShares201.06K
TypeSH
Market value$6.5K
1.26%
Sole
0.00
Shared
0.00
None
201.06K
VANGUARD INDEX FDS
SOLEShares29.14K
TypeSH
Market value$6.2K
1.21%
Sole
0.00
Shared
0.00
None
29.14K
INVESCO QQQ TR
SOLEShares21.71K
TypeSH
Market value$5.8K
1.13%
Sole
0.00
Shared
0.00
None
21.71K
SELECT SECTOR SPDR TR
SOLEShares73.14K
TypeSH
Market value$5.3K
1.03%
Sole
0.00
Shared
0.00
None
73.14K
LISTED FD TR
SOLEShares392K
TypeSH
Market value$5.1K
1.00%
Sole
0.00
Shared
0.00
None
392K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 117.46K | SH | $42.0K 8.17% | 0.00 | 0.00 | 117.46K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 150.80K | SH | $31.7K 6.18% | 0.00 | 0.00 | 150.80K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 162.20K | SH | $21.9K 4.27% | 0.00 | 0.00 | 162.20K |
SPDR SER TRSOLE | S&P DIVID ETF | 170.27K | SH | $19.0K 3.70% | 0.00 | 0.00 | 170.27K |
ISHARES TRSOLE | MSCI USA MIN VOL | 280.68K | SH | $18.6K 3.61% | 0.00 | 0.00 | 280.68K |
ISHARES TRSOLE | RUS 1000 VAL ETF | 125.15K | SH | $17.0K 3.31% | 0.00 | 0.00 | 125.15K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 84.19K | SH | $15.1K 2.94% | 0.00 | 0.00 | 84.19K |
ISHARES TRSOLE | S&P MC 400GR ETF | 233.65K | SH | $14.7K 2.87% | 0.00 | 0.00 | 233.65K |
INVESCO EXCH TRADED FD TR IISOLE | S&P500 LOW VOL | 229.90K | SH | $13.3K 2.59% | 0.00 | 0.00 | 229.90K |
ISHARES TRSOLE | S&P MC 400VL ETF | 127.19K | SH | $11.4K 2.23% | 0.00 | 0.00 | 127.19K |
ISHARES TRSOLE | MSCI USA QLT FCT | 100.96K | SH | $10.5K 2.04% | 0.00 | 0.00 | 100.96K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 82.08K | SH | $10.4K 2.03% | 0.00 | 0.00 | 82.08K |
ISHARES TRSOLE | CORE DIV GRWTH | 232.06K | SH | $10.3K 2.01% | 0.00 | 0.00 | 232.06K |
ISHARES TRSOLE | S&P 500 GRWT ETF | 147.57K | SH | $8.5K 1.66% | 0.00 | 0.00 | 147.57K |
ISHARES TRSOLE | S&P SML 600 GWT | 79.99K | SH | $8.1K 1.58% | 0.00 | 0.00 | 79.99K |
INVESCO ACTIVELY MANAGED ETFSOLE | ULTRA SHRT DUR | 152.60K | SH | $7.5K 1.47% | 0.00 | 0.00 | 152.60K |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA US LG | 105.95K | SH | $7.5K 1.46% | 0.00 | 0.00 | 105.95K |
VANECK ETF TRUSTSOLE | GAMING ETF | 217.60K | SH | $7.1K 1.38% | 0.00 | 0.00 | 217.60K |
ISHARES TRSOLE | SP SMCP600VL ETF | 81.75K | SH | $6.7K 1.31% | 0.00 | 0.00 | 81.75K |
VANGUARD INDEX FDSSOLE | LARGE CAP ETF | 40.73K | SH | $6.7K 1.30% | 0.00 | 0.00 | 40.73K |
CAESARS ENTERTAINMENT INC NESOLE | COM | 201.06K | SH | $6.5K 1.26% | 0.00 | 0.00 | 201.06K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 29.14K | SH | $6.2K 1.21% | 0.00 | 0.00 | 29.14K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 21.71K | SH | $5.8K 1.13% | 0.00 | 0.00 | 21.71K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 73.14K | SH | $5.3K 1.03% | 0.00 | 0.00 | 73.14K |
LISTED FD TRSOLE | ROUNDHILL SPORTS | 392K | SH | $5.1K 1.00% | 0.00 | 0.00 | 392K |
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