CAPELOTO KIM J (EVP/CRB Officer) exercised options at RIVERVIEW BANCORP INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 6/5/2020ACC: 0000939057-20-000249
Officer· EVP/CRB Officer
Since Jun 2019
0.00
Net shares
Net seller
$9.8K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
5K acquired · 5K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+5K
Price / share
$1.97
Trade value
$9.85K
% of position
3.7%
6/4/2020
135.95K→140.95K
Total
Net shares
+5K
Net value
$9.85K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 6/4/2020 | M · Option Exercise | +5K | $1.97 | $9.85K | 3.7% | 135.95K | 140.95K |
| Total | +5K | $9.85K | ||||||
Derivative Transactions1
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
5K shares
Shares
−5K
Strike price
1.97
Held after
6K
Exercisable
—
6/4/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock5K shares | 6/4/2020 | M · Option Exercise | −5K | 1.97 | — | 6K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned3.24K
Total
3.24K indirect3.24K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 3.24K | Indirect |
| Total | 3.24K | 3.24K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported