CAPELLI CHRISTOPHER

PrivateCIK: 1768585
Location

HOUSTON, TX

CAPELLI CHRISTOPHER (CEO, President) reported 2 transactions at SOLITON, INC.

Review the transaction codes below to understand the nature of each event.

InsiderCAPELLI CHRISTOPHERCIK 1768585
IssuerSOLITON, INC.CIK 1548187
DirectorOfficer· CEO, President
Since Feb 2019
-1.54M
Net shares
Net seller
$9.91M
Total sold
0
Open market trades
0B · 0S
10
Total transactions
1.54M disposed
Non-Derivative Transactions2

Common Stock

Direct
D · Disposition

Shares

263.44K

Price / share

$22.60

Trade value

$5.95M

% of position

New position
12/16/2021
263.44K0.00

Common Stock

Indirect
D · Disposition

Shares

175K

Price / share

$22.60

Trade value

$3.96M

% of position

New position
12/16/2021
175K0.00
Total

Net shares

438.44K

Net value

-$9.91M

Derivative Transactions8

Stock option (right to buy)

Direct
D · Disposition
Converts to

Common Stock

725K shares

Shares

725K

Strike price

1.75

Held after

0.00

Exercisable

12/16/2021

Stock option (right to buy)

Direct
D · Disposition
Converts to

Common Stock

108.50K shares

Shares

108.50K

Strike price

1.75

Held after

0.00

Exercisable

12/16/2021

Stock option (right to buy)

Direct
D · Disposition
Converts to

Common Stock

35.15K shares

Shares

35.15K

Strike price

14.62

Held after

0.00

Exercisable

12/16/2021

Stock option (right to buy)

Direct
D · Disposition
Converts to

Common Stock

89.30K shares

Shares

89.30K

Strike price

11.71

Held after

0.00

Exercisable

12/16/2021

Stock option (right to buy)

Direct
D · Disposition
Converts to

Common Stock

113K shares

Shares

113K

Strike price

9.74

Held after

0.00

Exercisable

12/16/2021

Warrant (right to buy)

Direct
D · Disposition
Converts to

Common Stock

11.51K shares

Shares

11.51K

Strike price

1.75

Held after

0.00

Exercisable

12/16/2021

Warrant (right to buy)

Direct
D · Disposition
Converts to

Common Stock

8.63K shares

Shares

8.63K

Strike price

1.75

Held after

0.00

Exercisable

12/16/2021

Warrant (right to buy)

Direct
D · Disposition
Converts to

Common Stock

7.77K shares

Shares

7.77K

Strike price

1.75

Held after

0.00

Exercisable

12/16/2021
CAPELLI CHRISTOPHER — Insider Transaction (Form 4) Filed Dec 17, 2021 | Finecho