Filed: 9/18/2023ACC: 0000936938-23-000004
📋 What this filing means
CAPE ANN SAVINGS BANK filed this quarterly 13F‑HR report disclosing 81 equity positions with a total reported market value of $136.55M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
81
Positions
$136.55M
Total AUM (reported)
1.39M
Total Shares
Allocation by class
COMMON STOCK$78.44M57.4%
EXCHANGE TRADED FUND$35.14M25.7%
FIXED INCOME ETF$13.98M10.2%
INTERNATIONAL EQUITY ETF$9.00M6.6%
Portfolio Concentration
Top 3$30.66M22.5%
4–10$35.98M26.3%
11–25$33.24M24.3%
Rest$36.67M26.9%
Top 3 weight
22.5%
Top 10 weight
48.8%
Voting Authority Distribution
Total shares with voting rights: 1.39M
Sole
Full voting authority
1.39M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole81
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings81
Rows:
ISHARES CORE S&P MID-CAP 400 ETF
SOLEShares63.70K
TypeSH
Market value$15.41M
11.28%
Sole
63.70K
Shared
0.00
None
0.00
VANGUARD SHORT TERM TREASURY ETF
SOLEShares136.04K
TypeSH
Market value$7.87M
5.76%
Sole
136.04K
Shared
0.00
None
0.00
ISHARES
SOLEShares112.57K
TypeSH
Market value$7.39M
5.41%
Sole
112.57K
Shared
0.00
None
0.00
ISHARES CORE S&P SMALL-CAP ETF
SOLEShares75.57K
TypeSH
Market value$7.15M
5.24%
Sole
75.57K
Shared
0.00
None
0.00
ISHARES GOLD TR
SOLEShares186.66K
TypeSH
Market value$6.46M
4.73%
Sole
186.66K
Shared
0.00
None
0.00
APPLE INC
SOLEShares44.54K
TypeSH
Market value$5.79M
4.24%
Sole
44.54K
Shared
0.00
None
0.00
PIMCO ETF TR
SOLEShares54.03K
TypeSH
Market value$4.82M
3.53%
Sole
54.03K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares19.25K
TypeSH
Market value$4.62M
3.38%
Sole
19.25K
Shared
0.00
None
0.00
JOHNSON & JOHNSON
SOLEShares21.11K
TypeSH
Market value$3.73M
2.73%
Sole
21.11K
Shared
0.00
None
0.00
PEPSICO INC
SOLEShares18.90K
TypeSH
Market value$3.41M
2.50%
Sole
18.90K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares37.24K
TypeSH
Market value$3.29M
2.41%
Sole
37.24K
Shared
0.00
None
0.00
ISHARES S&P 500
SOLEShares8.33K
TypeSH
Market value$3.20M
2.34%
Sole
8.33K
Shared
0.00
None
0.00
PROCTER & GAMBLE CO
SOLEShares19.30K
TypeSH
Market value$2.92M
2.14%
Sole
19.30K
Shared
0.00
None
0.00
CHEVRON CORP
SOLEShares14.88K
TypeSH
Market value$2.67M
1.96%
Sole
14.88K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC
SOLEShares4.73K
TypeSH
Market value$2.51M
1.84%
Sole
4.73K
Shared
0.00
None
0.00
DARDEN RESTAURANTS INC
SOLEShares15.26K
TypeSH
Market value$2.11M
1.55%
Sole
15.26K
Shared
0.00
None
0.00
MCDONALD'S CORP
SOLEShares7.67K
TypeSH
Market value$2.02M
1.48%
Sole
7.67K
Shared
0.00
None
0.00
ABBVIE INC
SOLEShares12.25K
TypeSH
Market value$1.98M
1.45%
Sole
12.25K
Shared
0.00
None
0.00
BLACKROCK INC
SOLEShares2.79K
TypeSH
Market value$1.98M
1.45%
Sole
2.79K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares15.82K
TypeSH
Market value$1.97M
1.44%
Sole
15.82K
Shared
0.00
None
0.00
HONEYWELL INTERNATIONAL INC
SOLEShares9.04K
TypeSH
Market value$1.94M
1.42%
Sole
9.04K
Shared
0.00
None
0.00
APPLIED MATERIALS INC
SOLEShares19.13K
TypeSH
Market value$1.86M
1.36%
Sole
19.13K
Shared
0.00
None
0.00
GENERAL DYNAMICS CORP
SOLEShares6.99K
TypeSH
Market value$1.74M
1.27%
Sole
6.99K
Shared
0.00
None
0.00
AMAZON.COM INC
SOLEShares18.20K
TypeSH
Market value$1.53M
1.12%
Sole
18.20K
Shared
0.00
None
0.00
VISA INC
SOLEShares7.36K
TypeSH
Market value$1.53M
1.12%
Sole
7.36K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES CORE S&P MID-CAP 400 ETFSOLE | Exchange Traded Fund | 63.70K | SH | $15.41M 11.28% | 63.70K | 0.00 | 0.00 |
VANGUARD SHORT TERM TREASURY ETFSOLE | Fixed Income ETF | 136.04K | SH | $7.87M 5.76% | 136.04K | 0.00 | 0.00 |
ISHARESSOLE | International Equity ETF | 112.57K | SH | $7.39M 5.41% | 112.57K | 0.00 | 0.00 |
ISHARES CORE S&P SMALL-CAP ETFSOLE | Exchange Traded Fund | 75.57K | SH | $7.15M 5.24% | 75.57K | 0.00 | 0.00 |
ISHARES GOLD TRSOLE | Exchange Traded Fund | 186.66K | SH | $6.46M 4.73% | 186.66K | 0.00 | 0.00 |
APPLE INCSOLE | Common Stock | 44.54K | SH | $5.79M 4.24% | 44.54K | 0.00 | 0.00 |
PIMCO ETF TRSOLE | Fixed Income ETF | 54.03K | SH | $4.82M 3.53% | 54.03K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | Common Stock | 19.25K | SH | $4.62M 3.38% | 19.25K | 0.00 | 0.00 |
JOHNSON & JOHNSONSOLE | Common Stock | 21.11K | SH | $3.73M 2.73% | 21.11K | 0.00 | 0.00 |
PEPSICO INCSOLE | Common Stock | 18.90K | SH | $3.41M 2.50% | 18.90K | 0.00 | 0.00 |
ALPHABET INCSOLE | Common Stock | 37.24K | SH | $3.29M 2.41% | 37.24K | 0.00 | 0.00 |
ISHARES S&P 500SOLE | Exchange Traded Fund | 8.33K | SH | $3.20M 2.34% | 8.33K | 0.00 | 0.00 |
PROCTER & GAMBLE COSOLE | Common Stock | 19.30K | SH | $2.92M 2.14% | 19.30K | 0.00 | 0.00 |
CHEVRON CORPSOLE | Common Stock | 14.88K | SH | $2.67M 1.96% | 14.88K | 0.00 | 0.00 |
UNITEDHEALTH GROUP INCSOLE | Common Stock | 4.73K | SH | $2.51M 1.84% | 4.73K | 0.00 | 0.00 |
DARDEN RESTAURANTS INCSOLE | Common Stock | 15.26K | SH | $2.11M 1.55% | 15.26K | 0.00 | 0.00 |
MCDONALD'S CORPSOLE | Common Stock | 7.67K | SH | $2.02M 1.48% | 7.67K | 0.00 | 0.00 |
ABBVIE INCSOLE | Common Stock | 12.25K | SH | $1.98M 1.45% | 12.25K | 0.00 | 0.00 |
BLACKROCK INCSOLE | Common Stock | 2.79K | SH | $1.98M 1.45% | 2.79K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | Common Stock | 15.82K | SH | $1.97M 1.44% | 15.82K | 0.00 | 0.00 |
HONEYWELL INTERNATIONAL INCSOLE | Common Stock | 9.04K | SH | $1.94M 1.42% | 9.04K | 0.00 | 0.00 |
APPLIED MATERIALS INCSOLE | Common Stock | 19.13K | SH | $1.86M 1.36% | 19.13K | 0.00 | 0.00 |
GENERAL DYNAMICS CORPSOLE | Common Stock | 6.99K | SH | $1.74M 1.27% | 6.99K | 0.00 | 0.00 |
AMAZON.COM INCSOLE | Common Stock | 18.20K | SH | $1.53M 1.12% | 18.20K | 0.00 | 0.00 |
VISA INCSOLE | Common Stock | 7.36K | SH | $1.53M 1.12% | 7.36K | 0.00 | 0.00 |
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