CAPASSE THOMAS E (Chief Executive Officer) sold 26.62K shares of READY CAPITAL CORP on the open market
Open‑market sale worth $284.9K. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 8/16/2023ACC: 0001104659-23-092702
DirectorOfficer· Chief Executive Officer
Since Aug 2018
-26.62K
Net shares
Net seller
$284.9K
Total sold
1
Open market trades
0B · 1S
3
Total transactions
26.62K acquired · 53.25K disposed
Non-Derivative Transactions3
Common Stock
Indirect
Shares
−26.62K
Price / share
—
Trade value
—
% of position
New position
8/14/2023
26.62K→0.00
Common Stock
Indirect
Shares
+26.62K
Price / share
—
Trade value
—
% of position
New position
8/14/2023
0.00→26.62K
Common Stock
Indirect
Shares
−26.62K
Price / share
$10.70
Trade value
$284.87K
% of position
New position
8/15/2023
26.62K→0.00
Total
Net shares
−26.62K
Net value
-$284.87K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 8/14/2023 | W · W | −26.62K | — | — | New position | 26.62K | 0.00 |
| Common Stock Indirect | 8/14/2023 | W · W | +26.62K | — | — | New position | 0.00 | 26.62K |
| Common Stock Indirect | 8/15/2023 | S · Sale | −26.62K | $10.70 | $284.87K | New position | 26.62K | 0.00 |
| Total | −26.62K | -$284.87K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)3
6.50% Series E Cumulative Redeemable Preferred Stock
DirectShares owned20K
Common Stock
DirectShares owned309.93K
Common Stock
IndirectShares owned91.99K
Total
329.93K direct·91.99K indirect421.92K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| 6.50% Series E Cumulative Redeemable Preferred Stock | 20K | Direct |
| Common Stock | 309.93K | Direct |
| Common Stock | 91.99K | Indirect |
| Total | 421.92K | 329.93K direct·91.99K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported