CAP 1 LLC reported 4 transactions at PEAK RESORTS INC
Review the transaction codes below to understand the nature of each event.
Common Stock
Shares
−1.80M
Price / share
$11.00
Trade value
$19.77M
% of position
Common Stock
Shares
−102.59K
Price / share
$11.00
Trade value
$1.13M
% of position
Common Stock
Shares
−26.20K
Price / share
$11.00
Trade value
$288.20K
% of position
Common Stock
Shares
−100K
Price / share
$11.00
Trade value
$1.10M
% of position
Net shares
−2.03M
Net value
-$22.29M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/24/2019 | D · Disposition | −1.80M | $11.00 | $19.77M | New position | 1.80M | 0.00 |
| Common Stock Indirect | 9/24/2019 | D · Disposition | −102.59K | $11.00 | $1.13M | New position | 102.59K | 0.00 |
| Common Stock Indirect | 9/24/2019 | D · Disposition | −26.20K | $11.00 | $288.20K | New position | 26.20K | 0.00 |
| Common Stock Indirect | 9/24/2019 | D · Disposition | −100K | $11.00 | $1.10M | New position | 100K | 0.00 |
| Total | −2.03M | -$22.29M | ||||||
Series A Cumulative Convertible Preferred Stock
Common Stock
3.18M shares
Shares
−20K
Strike price
Held after
0.00
Exercisable
—
Series A Cumulative Convertible Preferred Stock
Common Stock
3.18M shares
Shares
−20K
Strike price
Held after
0.00
Exercisable
—
Warrant No. 1
Common Stock
1.54M shares
Shares
−1.54M
Strike price
6.50
Held after
0.00
Exercisable
—
Warrant No. 2
Common Stock
625K shares
Shares
−625K
Strike price
8
Held after
0.00
Exercisable
—
Warrant No. 3
Common Stock
555.56K shares
Shares
−555.56K
Strike price
9
Held after
0.00
Exercisable
—
Warrant No. 4
Common Stock
1.54M shares
Shares
−1.54M
Strike price
6.50
Held after
0.00
Exercisable
—
Warrant No. 5
Common Stock
625K shares
Shares
−625K
Strike price
8.0
Held after
0.00
Exercisable
—
Warrant No. 6
Common Stock
555.56K shares
Shares
−555.56K
Strike price
9.0
Held after
0.00
Exercisable
—
Financing Warrant
Common Stock
1.75M shares
Shares
−1.75M
Strike price
10
Held after
0.00
Exercisable
—
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Series A Cumulative Convertible Preferred Stock Direct | Common Stock3.18M shares | 9/24/2019 | D · Disposition | −20K | — | 0.00 | |
| Series A Cumulative Convertible Preferred Stock Direct | Common Stock3.18M shares | 9/24/2019 | D · Disposition | −20K | — | 0.00 | |
| Warrant No. 1 Direct | Common Stock1.54M shares | 9/24/2019 | D · Disposition | −1.54M | 6.50 | — | 0.00 |
| Warrant No. 2 Direct | Common Stock625K shares | 9/24/2019 | D · Disposition | −625K | 8 | — | 0.00 |
| Warrant No. 3 Direct | Common Stock555.56K shares | 9/24/2019 | D · Disposition | −555.56K | 9 | — | 0.00 |
| Warrant No. 4 Direct | Common Stock1.54M shares | 9/24/2019 | D · Disposition | −1.54M | 6.50 | — | 0.00 |
| Warrant No. 5 Direct | Common Stock625K shares | 9/24/2019 | D · Disposition | −625K | 8.0 | — | 0.00 |
| Warrant No. 6 Direct | Common Stock555.56K shares | 9/24/2019 | D · Disposition | −555.56K | 9.0 | — | 0.00 |
| Financing Warrant Direct | Common Stock1.75M shares | 9/24/2019 | D · Disposition | −1.75M | 10 | — | 0.00 |