Filed: 11/27/2018ACC: 0001567619-18-006995
+4.49M
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
5
Total transactions
4.49M acquired
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions5
Series A Cumulative Convertible Preferred Stock
Direct
Converts to
Common Stock
3.18M shares
Shares
+20K
Strike price
Held after
6.36M
Exercisable
—
11/21/2018
Warrant No. 4
Direct
Converts to
Common Stock
1.54M shares
Shares
+1.54M
Strike price
6.50
Held after
1.54M
Exercisable
—
11/21/2018
Warrant No. 5
Direct
Converts to
Common Stock
625K shares
Shares
+625K
Strike price
8
Held after
625K
Exercisable
—
11/21/2018
Warrant No. 6
Direct
Converts to
Common Stock
555.56K shares
Shares
+555.56K
Strike price
9
Held after
555.56K
Exercisable
—
11/21/2018
Financing Warrant
Direct
Converts to
Common Stock
1.75M shares
Shares
+1.75M
Strike price
10
Held after
1.75M
Exercisable
—
11/21/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Series A Cumulative Convertible Preferred Stock Direct | Common Stock3.18M shares | 11/21/2018 | P · Purchase | +20K | — | 6.36M | |
| Warrant No. 4 Direct | Common Stock1.54M shares | 11/21/2018 | P · Purchase | +1.54M | 6.50 | — | 1.54M |
| Warrant No. 5 Direct | Common Stock625K shares | 11/21/2018 | P · Purchase | +625K | 8 | — | 625K |
| Warrant No. 6 Direct | Common Stock555.56K shares | 11/21/2018 | P · Purchase | +555.56K | 9 | — | 555.56K |
| Financing Warrant Direct | Common Stock1.75M shares | 11/21/2018 | P · Purchase | +1.75M | 10 | — | 1.75M |