Filed: 4/21/2020ACC: 0000950103-20-007902
-4.41M
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
4.41M disposed
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions3
5.00% Unsecured Convertible Note due 2022
Direct
Converts to
Series E Convertible Preferred Stock
1.45M shares
Shares
−2.50M
Strike price
3.1
Held after
0.00
Exercisable
—
4/16/2020
Common Stock Warrants
Direct
Converts to
Common Stock
937.50K shares
Shares
−937.50K
Strike price
2
Held after
0.00
Exercisable
—
4/20/2020
Series E Convertible Preferred Stock
Direct
Converts to
Common Stock
1.50M shares
Shares
−967.74K
Strike price
2
Held after
0.00
Exercisable
—
4/20/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| 5.00% Unsecured Convertible Note due 2022 Direct | Series E Convertible Preferred Stock1.45M shares | 4/16/2020 | S · Sale | −2.50M | 3.1 | — | 0.00 |
| Common Stock Warrants Direct | Common Stock937.50K shares | 4/20/2020 | S · Sale | −937.50K | 2 | — | 0.00 |
| Series E Convertible Preferred Stock Direct | Common Stock1.50M shares | 4/20/2020 | S · Sale | −967.74K | 2 | — | 0.00 |