CALDWELL JOEL K exercised options at LADRX CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 8/13/2020ACC: 0001493152-20-015590
-174.63K
Net shares
Net seller
$117.0K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
450K acquired · 624.63K disposed
Non-Derivative Transactions2
Common Stock, par value $0.001 per share
Direct
Shares
+450K
Price / share
$0.26
Trade value
$117K
% of position
750.0%
8/7/2020
60K→510K
Common Stock, par value $0.001 per share
Direct
Shares
−174.63K
Price / share
$0.67
Trade value
$117K
% of position
34.2%
8/7/2020
510K→335.37K
Total
Net shares
+275.37K
Net value
-$0.09
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share Direct | 8/7/2020 | M · Option Exercise | +450K | $0.26 | $117K | 750.0% | 60K | 510K |
| Common Stock, par value $0.001 per share Direct | 8/7/2020 | F · Tax Withholding | −174.63K | $0.67 | $117K | 34.2% | 510K | 335.37K |
| Total | +275.37K | -$0.09 | ||||||
Derivative Transactions1
Stock Option (right to buy)
Direct
Converts to
CytRx Common Stock
450K shares
Shares
−450K
Strike price
0.26
Held after
0.00
Exercisable
—
8/7/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | CytRx Common Stock450K shares | 8/7/2020 | M · Option Exercise | −450K | 0.26 | — | 0.00 |