Filed: 5/14/2026ACC: 0001904373-26-000002
📋 What this filing means
CALDWELL INVESTMENT MANAGEMENT LTD. filed this quarterly 13F‑HR report disclosing 57 equity positions with a total reported market value of $255.17M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
57
Positions
$255.17M
Total AUM (reported)
3.69M
Total Shares
Allocation by class
COM$185.26M72.6%
COM NEW$62.80M24.6%
COM CL A$3.26M1.3%
CL A$1.59M0.6%
CL A SUB VTG$937.3K0.4%
CAP STK CL A$684.6K0.3%
SHS CLASS A$632.9K0.2%
Portfolio Concentration
Top 3$97.92M38.4%
4–10$82.30M32.3%
11–25$41.63M16.3%
Rest$33.32M13.1%
Top 3 weight
38.4%
Top 10 weight
70.6%
Voting Authority Distribution
Total shares with voting rights: 3.69M
Sole
Full voting authority
3.69M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole57
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings57
Rows:
MORGAN STANLEY
SOLEShares250K
TypeSH
Market value$39.64M
15.54%
Sole
250K
Shared
0.00
None
0.00
CBOE GLOBAL MKTS INC
SOLEShares118K
TypeSH
Market value$33.35M
13.07%
Sole
118K
Shared
0.00
None
0.00
MIAMI INTL HLDGS INC
SOLEShares663.81K
TypeSH
Market value$24.92M
9.77%
Sole
663.81K
Shared
0.00
None
0.00
KKR & CO INC
SOLEShares200K
TypeSH
Market value$18.09M
7.09%
Sole
200K
Shared
0.00
None
0.00
BANK AMERICA CORP
SOLEShares350K
TypeSH
Market value$16.55M
6.49%
Sole
350K
Shared
0.00
None
0.00
INTERCONTINENTAL EXCH IN
SOLEShares100K
TypeSH
Market value$15.71M
6.16%
Sole
100K
Shared
0.00
None
0.00
ENERFLEX LTD
SOLEShares411K
TypeSH
Market value$8.45M
3.31%
Sole
411K
Shared
0.00
None
0.00
CITIGROUP INC
SOLEShares75K
TypeSH
Market value$8.06M
3.16%
Sole
75K
Shared
0.00
None
0.00
CENOVUS ENERGY INC
SOLEShares290.80K
TypeSH
Market value$7.74M
3.03%
Sole
290.80K
Shared
0.00
None
0.00
SPROTT INC
SOLEShares57.30K
TypeSH
Market value$7.70M
3.02%
Sole
57.30K
Shared
0.00
None
0.00
AGNICO EAGLE MINES LTD
SOLEShares37K
TypeSH
Market value$7.10M
2.78%
Sole
37K
Shared
0.00
None
0.00
KINROSS GOLD CORP
SOLEShares170.30K
TypeSH
Market value$4.88M
1.91%
Sole
170.30K
Shared
0.00
None
0.00
CAMECO CORP
SOLEShares41K
TypeSH
Market value$4.22M
1.65%
Sole
41K
Shared
0.00
None
0.00
ELECTROVAYA INC
SOLEShares398K
TypeSH
Market value$2.87M
1.13%
Sole
398K
Shared
0.00
None
0.00
L3HARRIS TECHNOLOGIES INC
SOLEShares7.60K
TypeSH
Market value$2.59M
1.01%
Sole
7.60K
Shared
0.00
None
0.00
ROYAL BK CDA
SOLEShares15.60K
TypeSH
Market value$2.46M
0.97%
Sole
15.60K
Shared
0.00
None
0.00
CELESTICA INC
SOLEShares8.90K
TypeSH
Market value$2.29M
0.90%
Sole
8.90K
Shared
0.00
None
0.00
OVINTIV INC
SOLEShares34.90K
TypeSH
Market value$2.12M
0.83%
Sole
34.90K
Shared
0.00
None
0.00
PFIZER INC
SOLEShares75K
TypeSH
Market value$2.09M
0.82%
Sole
75K
Shared
0.00
None
0.00
COMFORT SYS USA INC
SOLEShares1.60K
TypeSH
Market value$2.04M
0.80%
Sole
1.60K
Shared
0.00
None
0.00
MCKESSON CORP
SOLEShares2.20K
TypeSH
Market value$1.89M
0.74%
Sole
2.20K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares9.30K
TypeSH
Market value$1.87M
0.73%
Sole
9.30K
Shared
0.00
None
0.00
MOTOROLA SOLUTIONS INC
SOLEShares4.20K
TypeSH
Market value$1.79M
0.70%
Sole
4.20K
Shared
0.00
None
0.00
TJX COS INC NEW
SOLEShares11.10K
TypeSH
Market value$1.73M
0.68%
Sole
11.10K
Shared
0.00
None
0.00
CAE INC
SOLEShares66.10K
TypeSH
Market value$1.69M
0.66%
Sole
66.10K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
MORGAN STANLEYSOLE | COM NEW | 250K | SH | $39.64M 15.54% | 250K | 0.00 | 0.00 |
CBOE GLOBAL MKTS INCSOLE | COM | 118K | SH | $33.35M 13.07% | 118K | 0.00 | 0.00 |
MIAMI INTL HLDGS INCSOLE | COM | 663.81K | SH | $24.92M 9.77% | 663.81K | 0.00 | 0.00 |
KKR & CO INCSOLE | COM | 200K | SH | $18.09M 7.09% | 200K | 0.00 | 0.00 |
BANK AMERICA CORPSOLE | COM | 350K | SH | $16.55M 6.49% | 350K | 0.00 | 0.00 |
INTERCONTINENTAL EXCH INSOLE | COM | 100K | SH | $15.71M 6.16% | 100K | 0.00 | 0.00 |
ENERFLEX LTDSOLE | COM | 411K | SH | $8.45M 3.31% | 411K | 0.00 | 0.00 |
CITIGROUP INCSOLE | COM NEW | 75K | SH | $8.06M 3.16% | 75K | 0.00 | 0.00 |
CENOVUS ENERGY INCSOLE | COM | 290.80K | SH | $7.74M 3.03% | 290.80K | 0.00 | 0.00 |
SPROTT INCSOLE | COM NEW | 57.30K | SH | $7.70M 3.02% | 57.30K | 0.00 | 0.00 |
AGNICO EAGLE MINES LTDSOLE | COM | 37K | SH | $7.10M 2.78% | 37K | 0.00 | 0.00 |
KINROSS GOLD CORPSOLE | COM | 170.30K | SH | $4.88M 1.91% | 170.30K | 0.00 | 0.00 |
CAMECO CORPSOLE | COM | 41K | SH | $4.22M 1.65% | 41K | 0.00 | 0.00 |
ELECTROVAYA INCSOLE | COM NEW | 398K | SH | $2.87M 1.13% | 398K | 0.00 | 0.00 |
L3HARRIS TECHNOLOGIES INCSOLE | COM | 7.60K | SH | $2.59M 1.01% | 7.60K | 0.00 | 0.00 |
ROYAL BK CDASOLE | COM | 15.60K | SH | $2.46M 0.97% | 15.60K | 0.00 | 0.00 |
CELESTICA INCSOLE | COM | 8.90K | SH | $2.29M 0.90% | 8.90K | 0.00 | 0.00 |
OVINTIV INCSOLE | COM | 34.90K | SH | $2.12M 0.83% | 34.90K | 0.00 | 0.00 |
PFIZER INCSOLE | COM | 75K | SH | $2.09M 0.82% | 75K | 0.00 | 0.00 |
COMFORT SYS USA INCSOLE | COM | 1.60K | SH | $2.04M 0.80% | 1.60K | 0.00 | 0.00 |
MCKESSON CORPSOLE | COM | 2.20K | SH | $1.89M 0.74% | 2.20K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 9.30K | SH | $1.87M 0.73% | 9.30K | 0.00 | 0.00 |
MOTOROLA SOLUTIONS INCSOLE | COM NEW | 4.20K | SH | $1.79M 0.70% | 4.20K | 0.00 | 0.00 |
TJX COS INC NEWSOLE | COM | 11.10K | SH | $1.73M 0.68% | 11.10K | 0.00 | 0.00 |
CAE INCSOLE | COM | 66.10K | SH | $1.69M 0.66% | 66.10K | 0.00 | 0.00 |
Page 1 of 3