Filed: 10/27/2025ACC: 0001904373-25-000009
📋 What this filing means
CALDWELL INVESTMENT MANAGEMENT LTD. filed this quarterly 13F‑HR report disclosing 26 equity positions with a total reported market value of $152.36M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
26
Positions
$152.36M
Total AUM (reported)
2.29M
Total Shares
Allocation by class
COM$105.34M69.1%
COM ADDED$27.06M17.8%
CL A$9.19M6.0%
COM CL A$3.60M2.4%
ADR$3.60M2.4%
COM NEW$2.42M1.6%
CL A SUB VTG$1.15M0.8%
Portfolio Concentration
Top 3$74.45M48.9%
4–10$52.02M34.1%
11–25$25.10M16.5%
Rest$790.2K0.5%
Top 3 weight
48.9%
Top 10 weight
83.0%
Voting Authority Distribution
Total shares with voting rights: 2.29M
Sole
Full voting authority
2.29M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole26
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings26
Rows:
CBOE GLOBAL MKTS INC
SOLEShares118K
TypeSH
Market value$29.05M
19.07%
Sole
118K
Shared
0.00
None
0.00
MIAMI INTERNATIONAL INC
SOLEShares663.81K
TypeSH
Market value$27.06M
17.76%
Sole
663.81K
Shared
0.00
None
0.00
BANK OF AMERICA INC
SOLEShares350K
TypeSH
Market value$18.34M
12.04%
Sole
350K
Shared
0.00
None
0.00
INTERCONTINENTAL EXCH INC.
SOLEShares100K
TypeSH
Market value$16.79M
11.02%
Sole
100K
Shared
0.00
None
0.00
AGNICO EAGLE MINES LTD
SOLEShares58.70K
TypeSH
Market value$9.79M
6.43%
Sole
58.70K
Shared
0.00
None
0.00
STANTEC INC
SOLEShares57.90K
TypeSH
Market value$6.12M
4.02%
Sole
57.90K
Shared
0.00
None
0.00
RB GLOBAL INC
SOLEShares54.80K
TypeSH
Market value$5.89M
3.87%
Sole
54.80K
Shared
0.00
None
0.00
ALAMOS GOLD INC
SOLEShares168K
TypeSH
Market value$5.82M
3.82%
Sole
168K
Shared
0.00
None
0.00
JP MORGAN CHASE & CO
SOLEShares12.70K
TypeSH
Market value$4.01M
2.63%
Sole
12.70K
Shared
0.00
None
0.00
ALIBABA GRP HLDG LTD
SOLEShares20K
TypeSH
Market value$3.60M
2.36%
Sole
20K
Shared
0.00
None
0.00
CAMECO CORPORATION
SOLEShares31.50K
TypeSH
Market value$2.66M
1.75%
Sole
31.50K
Shared
0.00
None
0.00
ELECTROVAYA INC
SOLEShares398K
TypeSH
Market value$2.42M
1.59%
Sole
398K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares9.30K
TypeSH
Market value$2.07M
1.36%
Sole
9.30K
Shared
0.00
None
0.00
INTERDIGITAL INC
SOLEShares5.50K
TypeSH
Market value$1.92M
1.26%
Sole
5.50K
Shared
0.00
None
0.00
CENOVUS ENERGY INC
SOLEShares110.80K
TypeSH
Market value$1.91M
1.26%
Sole
110.80K
Shared
0.00
None
0.00
INTERACTIVE BROKERS GROUP IN
SOLEShares27.10K
TypeSH
Market value$1.86M
1.22%
Sole
27.10K
Shared
0.00
None
0.00
VISA INC
SOLEShares5.10K
TypeSH
Market value$1.73M
1.14%
Sole
5.10K
Shared
0.00
None
0.00
MCKESSON CORP
SOLEShares2.20K
TypeSH
Market value$1.68M
1.10%
Sole
2.20K
Shared
0.00
None
0.00
ATS CORP CDA
SOLEShares60.80K
TypeSH
Market value$1.60M
1.05%
Sole
60.80K
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares2.10K
TypeSH
Market value$1.56M
1.02%
Sole
2.10K
Shared
0.00
None
0.00
SERVICENOW INC
SOLEShares1.40K
TypeSH
Market value$1.32M
0.86%
Sole
1.40K
Shared
0.00
None
0.00
BOOKING HOLDINGS INC
SOLEShares225.00
TypeSH
Market value$1.23M
0.81%
Sole
225.00
Shared
0.00
None
0.00
CGI INC
SOLEShares12.91K
TypeSH
Market value$1.15M
0.75%
Sole
12.91K
Shared
0.00
None
0.00
TKA GROUP HOLDINGS INC
SOLEShares5K
TypeSH
Market value$1.03M
0.67%
Sole
5K
Shared
0.00
None
0.00
O REILLY AUTOMOTIVE INC
SOLEShares9K
TypeSH
Market value$967.7K
0.64%
Sole
9K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
CBOE GLOBAL MKTS INCSOLE | COM | 118K | SH | $29.05M 19.07% | 118K | 0.00 | 0.00 |
MIAMI INTERNATIONAL INCSOLE | COM ADDED | 663.81K | SH | $27.06M 17.76% | 663.81K | 0.00 | 0.00 |
BANK OF AMERICA INCSOLE | COM | 350K | SH | $18.34M 12.04% | 350K | 0.00 | 0.00 |
INTERCONTINENTAL EXCH INC.SOLE | COM | 100K | SH | $16.79M 11.02% | 100K | 0.00 | 0.00 |
AGNICO EAGLE MINES LTDSOLE | COM | 58.70K | SH | $9.79M 6.43% | 58.70K | 0.00 | 0.00 |
STANTEC INCSOLE | COM | 57.90K | SH | $6.12M 4.02% | 57.90K | 0.00 | 0.00 |
RB GLOBAL INCSOLE | COM | 54.80K | SH | $5.89M 3.87% | 54.80K | 0.00 | 0.00 |
ALAMOS GOLD INCSOLE | CL A | 168K | SH | $5.82M 3.82% | 168K | 0.00 | 0.00 |
JP MORGAN CHASE & COSOLE | COM | 12.70K | SH | $4.01M 2.63% | 12.70K | 0.00 | 0.00 |
ALIBABA GRP HLDG LTDSOLE | ADR | 20K | SH | $3.60M 2.36% | 20K | 0.00 | 0.00 |
CAMECO CORPORATIONSOLE | COM | 31.50K | SH | $2.66M 1.75% | 31.50K | 0.00 | 0.00 |
ELECTROVAYA INCSOLE | COM NEW | 398K | SH | $2.42M 1.59% | 398K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 9.30K | SH | $2.07M 1.36% | 9.30K | 0.00 | 0.00 |
INTERDIGITAL INCSOLE | COM | 5.50K | SH | $1.92M 1.26% | 5.50K | 0.00 | 0.00 |
CENOVUS ENERGY INCSOLE | COM | 110.80K | SH | $1.91M 1.26% | 110.80K | 0.00 | 0.00 |
INTERACTIVE BROKERS GROUP INSOLE | COM CL A | 27.10K | SH | $1.86M 1.22% | 27.10K | 0.00 | 0.00 |
VISA INCSOLE | COM CL A | 5.10K | SH | $1.73M 1.14% | 5.10K | 0.00 | 0.00 |
MCKESSON CORPSOLE | COM | 2.20K | SH | $1.68M 1.10% | 2.20K | 0.00 | 0.00 |
ATS CORP CDASOLE | COM | 60.80K | SH | $1.60M 1.05% | 60.80K | 0.00 | 0.00 |
META PLATFORMS INCSOLE | CL A | 2.10K | SH | $1.56M 1.02% | 2.10K | 0.00 | 0.00 |
SERVICENOW INCSOLE | COM | 1.40K | SH | $1.32M 0.86% | 1.40K | 0.00 | 0.00 |
BOOKING HOLDINGS INCSOLE | COM | 225.00 | SH | $1.23M 0.81% | 225.00 | 0.00 | 0.00 |
CGI INCSOLE | CL A SUB VTG | 12.91K | SH | $1.15M 0.75% | 12.91K | 0.00 | 0.00 |
TKA GROUP HOLDINGS INCSOLE | CL A | 5K | SH | $1.03M 0.67% | 5K | 0.00 | 0.00 |
O REILLY AUTOMOTIVE INCSOLE | COM | 9K | SH | $967.7K 0.64% | 9K | 0.00 | 0.00 |
Page 1 of 2