Filed: 11/7/2024ACC: 0001904373-24-000010
📋 What this filing means
CALDWELL INVESTMENT MANAGEMENT LTD. filed this quarterly 13F‑HR report disclosing 32 equity positions with a total reported market value of $142.61M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
32
Positions
$142.61M
Total AUM (reported)
1.74M
Total Shares
Allocation by class
COM$120.39M84.4%
SUB VTG SHS$6.68M4.7%
NEW COM$4.28M3.0%
CL A$3.05M2.1%
COM CL A$2.39M1.7%
SHS$1.85M1.3%
CL A SUB VTG$1.47M1.0%
Portfolio Concentration
Top 3$65.40M45.9%
4–10$46.49M32.6%
11–25$25.22M17.7%
Rest$5.50M3.9%
Top 3 weight
45.9%
Top 10 weight
78.5%
Voting Authority Distribution
Total shares with voting rights: 1.74M
Sole
Full voting authority
1.74M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole32
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings32
Rows:
KKR & CO INC
SOLEShares206.50K
TypeSH
Market value$27.27M
19.12%
Sole
206.50K
Shared
0.00
None
0.00
CBOE GLOBAL MKTS INC
SOLEShares110K
TypeSH
Market value$22.28M
15.62%
Sole
110K
Shared
0.00
None
0.00
INTERCONTINENTAL EXCH INC.
SOLEShares100K
TypeSH
Market value$15.85M
11.12%
Sole
100K
Shared
0.00
None
0.00
BANK OF AMERICA CORP
SOLEShares350K
TypeSH
Market value$13.78M
9.66%
Sole
350K
Shared
0.00
None
0.00
CELESTICA INC
SOLEShares130.80K
TypeSH
Market value$6.68M
4.69%
Sole
130.80K
Shared
0.00
None
0.00
AGNICO EAGLE MINES LTD
SOLEShares78.30K
TypeSH
Market value$6.41M
4.49%
Sole
78.30K
Shared
0.00
None
0.00
PRIMO WATER CORP
SOLEShares247K
TypeSH
Market value$6.17M
4.33%
Sole
247K
Shared
0.00
None
0.00
MANULIFE FINL CORP
SOLEShares181K
TypeSH
Market value$5.34M
3.75%
Sole
181K
Shared
0.00
None
0.00
RB GLOBAL INC
SOLEShares54.80K
TypeSH
Market value$4.40M
3.08%
Sole
54.80K
Shared
0.00
None
0.00
WASTE CONNECTIONS INC
SOLEShares20.90K
TypeSH
Market value$3.71M
2.60%
Sole
20.90K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares12K
TypeSH
Market value$2.25M
1.58%
Sole
12K
Shared
0.00
None
0.00
TETRA TECH INC
SOLEShares46.50K
TypeSH
Market value$2.16M
1.51%
Sole
46.50K
Shared
0.00
None
0.00
COSTCO WHSL CORP
SOLEShares2.40K
TypeSH
Market value$2.12M
1.49%
Sole
2.40K
Shared
0.00
None
0.00
FTAI AVIATION LTD
SOLEShares14.30K
TypeSH
Market value$1.85M
1.30%
Sole
14.30K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares8.30K
TypeSH
Market value$1.75M
1.22%
Sole
8.30K
Shared
0.00
None
0.00
JACOBS SOLUTIONS INC
SOLEShares11K
TypeSH
Market value$1.71M
1.20%
Sole
11K
Shared
0.00
None
0.00
STANTEC INC
SOLEShares20.90K
TypeSH
Market value$1.68M
1.18%
Sole
20.90K
Shared
0.00
None
0.00
BOOZ ALLEN HAMILTON CLA
SOLEShares10.30K
TypeSH
Market value$1.67M
1.17%
Sole
10.30K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC
SOLEShares2.69K
TypeSH
Market value$1.56M
1.10%
Sole
2.69K
Shared
0.00
None
0.00
ANSYS INC
SOLEShares4.80K
TypeSH
Market value$1.56M
1.09%
Sole
4.80K
Shared
0.00
None
0.00
CGI INC
SOLEShares12.91K
TypeSH
Market value$1.47M
1.03%
Sole
12.91K
Shared
0.00
None
0.00
ATS CORP CDA
SOLEShares48.10K
TypeSH
Market value$1.43M
1.00%
Sole
48.10K
Shared
0.00
None
0.00
VISA INC
SOLEShares5.10K
TypeSH
Market value$1.40M
0.98%
Sole
5.10K
Shared
0.00
None
0.00
MASTERCARD INCORPORATED
SOLEShares2.80K
TypeSH
Market value$1.38M
0.97%
Sole
2.80K
Shared
0.00
None
0.00
CARRIER GLOBAL CORP
SOLEShares15.10K
TypeSH
Market value$1.22M
0.85%
Sole
15.10K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
KKR & CO INCSOLE | COM | 206.50K | SH | $27.27M 19.12% | 206.50K | 0.00 | 0.00 |
CBOE GLOBAL MKTS INCSOLE | COM | 110K | SH | $22.28M 15.62% | 110K | 0.00 | 0.00 |
INTERCONTINENTAL EXCH INC.SOLE | COM | 100K | SH | $15.85M 11.12% | 100K | 0.00 | 0.00 |
BANK OF AMERICA CORPSOLE | COM | 350K | SH | $13.78M 9.66% | 350K | 0.00 | 0.00 |
CELESTICA INCSOLE | SUB VTG SHS | 130.80K | SH | $6.68M 4.69% | 130.80K | 0.00 | 0.00 |
AGNICO EAGLE MINES LTDSOLE | COM | 78.30K | SH | $6.41M 4.49% | 78.30K | 0.00 | 0.00 |
PRIMO WATER CORPSOLE | COM | 247K | SH | $6.17M 4.33% | 247K | 0.00 | 0.00 |
MANULIFE FINL CORPSOLE | COM | 181K | SH | $5.34M 3.75% | 181K | 0.00 | 0.00 |
RB GLOBAL INCSOLE | COM | 54.80K | SH | $4.40M 3.08% | 54.80K | 0.00 | 0.00 |
WASTE CONNECTIONS INCSOLE | COM | 20.90K | SH | $3.71M 2.60% | 20.90K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 12K | SH | $2.25M 1.58% | 12K | 0.00 | 0.00 |
TETRA TECH INCSOLE | NEW COM | 46.50K | SH | $2.16M 1.51% | 46.50K | 0.00 | 0.00 |
COSTCO WHSL CORPSOLE | NEW COM | 2.40K | SH | $2.12M 1.49% | 2.40K | 0.00 | 0.00 |
FTAI AVIATION LTDSOLE | SHS | 14.30K | SH | $1.85M 1.30% | 14.30K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 8.30K | SH | $1.75M 1.22% | 8.30K | 0.00 | 0.00 |
JACOBS SOLUTIONS INCSOLE | COM | 11K | SH | $1.71M 1.20% | 11K | 0.00 | 0.00 |
STANTEC INCSOLE | COM | 20.90K | SH | $1.68M 1.18% | 20.90K | 0.00 | 0.00 |
BOOZ ALLEN HAMILTON CLASOLE | CL A | 10.30K | SH | $1.67M 1.17% | 10.30K | 0.00 | 0.00 |
UNITEDHEALTH GROUP INCSOLE | COM | 2.69K | SH | $1.56M 1.10% | 2.69K | 0.00 | 0.00 |
ANSYS INCSOLE | COM | 4.80K | SH | $1.56M 1.09% | 4.80K | 0.00 | 0.00 |
CGI INCSOLE | CL A SUB VTG | 12.91K | SH | $1.47M 1.03% | 12.91K | 0.00 | 0.00 |
ATS CORP CDASOLE | COM | 48.10K | SH | $1.43M 1.00% | 48.10K | 0.00 | 0.00 |
VISA INCSOLE | COM CL A | 5.10K | SH | $1.40M 0.98% | 5.10K | 0.00 | 0.00 |
MASTERCARD INCORPORATEDSOLE | CL A | 2.80K | SH | $1.38M 0.97% | 2.80K | 0.00 | 0.00 |
CARRIER GLOBAL CORPSOLE | COM | 15.10K | SH | $1.22M 0.85% | 15.10K | 0.00 | 0.00 |
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