Filed: 7/22/2024ACC: 0001904373-24-000008
📋 What this filing means
CALDWELL INVESTMENT MANAGEMENT LTD. filed this quarterly 13F‑HR report disclosing 33 equity positions with a total reported market value of $132.89M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
33
Positions
$132.89M
Total AUM (reported)
1.66M
Total Shares
Allocation by class
COM$110.60M83.2%
SUB VTG SHS$7.15M5.4%
NEW COM$3.94M3.0%
CL A$2.82M2.1%
COM CL A$2.63M2.0%
SHS$1.47M1.1%
CL A SUB VTG$1.29M1.0%
Portfolio Concentration
Top 3$53.59M40.3%
4–10$46.27M34.8%
11–25$25.29M19.0%
Rest$7.74M5.8%
Top 3 weight
40.3%
Top 10 weight
75.1%
Voting Authority Distribution
Total shares with voting rights: 1.66M
Sole
Full voting authority
1.66M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole33
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings33
Rows:
KKR & CO INC
SOLEShares200K
TypeSH
Market value$21.02M
15.82%
Sole
200K
Shared
0.00
None
0.00
CBOE GLOBAL MKTS INC
SOLEShares110K
TypeSH
Market value$18.68M
14.06%
Sole
110K
Shared
0.00
None
0.00
BANK OF AMERICA CORP
SOLEShares350K
TypeSH
Market value$13.90M
10.46%
Sole
350K
Shared
0.00
None
0.00
INTERCONTINENTAL EXCH INC.
SOLEShares100K
TypeSH
Market value$13.67M
10.29%
Sole
100K
Shared
0.00
None
0.00
CELESTICA INC
SOLEShares125K
TypeSH
Market value$7.15M
5.38%
Sole
125K
Shared
0.00
None
0.00
CAMECO CORP
SOLEShares131.60K
TypeSH
Market value$6.47M
4.87%
Sole
131.60K
Shared
0.00
None
0.00
MANULIFE FINL CORP
SOLEShares214.80K
TypeSH
Market value$5.71M
4.30%
Sole
214.80K
Shared
0.00
None
0.00
AGNICO EAGLE MINES LTD
SOLEShares83.10K
TypeSH
Market value$5.43M
4.09%
Sole
83.10K
Shared
0.00
None
0.00
RB GLOBAL INC
SOLEShares54.80K
TypeSH
Market value$4.18M
3.14%
Sole
54.80K
Shared
0.00
None
0.00
WASTE CONNECTIONS INC
SOLEShares20.90K
TypeSH
Market value$3.66M
2.76%
Sole
20.90K
Shared
0.00
None
0.00
BROADCOM INC
SOLEShares1.60K
TypeSH
Market value$2.57M
1.93%
Sole
1.60K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares12K
TypeSH
Market value$2.32M
1.74%
Sole
12K
Shared
0.00
None
0.00
COSTCO WHSL CORP
SOLEShares2.40K
TypeSH
Market value$2.04M
1.53%
Sole
2.40K
Shared
0.00
None
0.00
TETRA TECH INC
SOLEShares9.30K
TypeSH
Market value$1.90M
1.43%
Sole
9.30K
Shared
0.00
None
0.00
STANTEC INC
SOLEShares20.90K
TypeSH
Market value$1.75M
1.32%
Sole
20.90K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares8.30K
TypeSH
Market value$1.68M
1.26%
Sole
8.30K
Shared
0.00
None
0.00
QUEST DIAGNOSTICS INC
SOLEShares11.80K
TypeSH
Market value$1.61M
1.21%
Sole
11.80K
Shared
0.00
None
0.00
BOOZ ALLEN HAMILTON CLA
SOLEShares10.30K
TypeSH
Market value$1.58M
1.19%
Sole
10.30K
Shared
0.00
None
0.00
ATS CORP CDA
SOLEShares48.10K
TypeSH
Market value$1.55M
1.17%
Sole
48.10K
Shared
0.00
None
0.00
JACOBS SOLUTIONS INC
SOLEShares11K
TypeSH
Market value$1.53M
1.15%
Sole
11K
Shared
0.00
None
0.00
FTAI AVIATION LTD
SOLEShares14.30K
TypeSH
Market value$1.47M
1.11%
Sole
14.30K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC
SOLEShares2.69K
TypeSH
Market value$1.37M
1.03%
Sole
2.69K
Shared
0.00
None
0.00
VISA INC
SOLEShares5.10K
TypeSH
Market value$1.34M
1.01%
Sole
5.10K
Shared
0.00
None
0.00
VERTIV HOLDINGS CO
SOLEShares15K
TypeSH
Market value$1.30M
0.98%
Sole
15K
Shared
0.00
None
0.00
CGI INC
SOLEShares12.91K
TypeSH
Market value$1.29M
0.97%
Sole
12.91K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
KKR & CO INCSOLE | COM | 200K | SH | $21.02M 15.82% | 200K | 0.00 | 0.00 |
CBOE GLOBAL MKTS INCSOLE | COM | 110K | SH | $18.68M 14.06% | 110K | 0.00 | 0.00 |
BANK OF AMERICA CORPSOLE | COM | 350K | SH | $13.90M 10.46% | 350K | 0.00 | 0.00 |
INTERCONTINENTAL EXCH INC.SOLE | COM | 100K | SH | $13.67M 10.29% | 100K | 0.00 | 0.00 |
CELESTICA INCSOLE | SUB VTG SHS | 125K | SH | $7.15M 5.38% | 125K | 0.00 | 0.00 |
CAMECO CORPSOLE | COM | 131.60K | SH | $6.47M 4.87% | 131.60K | 0.00 | 0.00 |
MANULIFE FINL CORPSOLE | COM | 214.80K | SH | $5.71M 4.30% | 214.80K | 0.00 | 0.00 |
AGNICO EAGLE MINES LTDSOLE | COM | 83.10K | SH | $5.43M 4.09% | 83.10K | 0.00 | 0.00 |
RB GLOBAL INCSOLE | COM | 54.80K | SH | $4.18M 3.14% | 54.80K | 0.00 | 0.00 |
WASTE CONNECTIONS INCSOLE | COM | 20.90K | SH | $3.66M 2.76% | 20.90K | 0.00 | 0.00 |
BROADCOM INCSOLE | COM | 1.60K | SH | $2.57M 1.93% | 1.60K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 12K | SH | $2.32M 1.74% | 12K | 0.00 | 0.00 |
COSTCO WHSL CORPSOLE | NEW COM | 2.40K | SH | $2.04M 1.53% | 2.40K | 0.00 | 0.00 |
TETRA TECH INCSOLE | NEW COM | 9.30K | SH | $1.90M 1.43% | 9.30K | 0.00 | 0.00 |
STANTEC INCSOLE | COM | 20.90K | SH | $1.75M 1.32% | 20.90K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 8.30K | SH | $1.68M 1.26% | 8.30K | 0.00 | 0.00 |
QUEST DIAGNOSTICS INCSOLE | COM | 11.80K | SH | $1.61M 1.21% | 11.80K | 0.00 | 0.00 |
BOOZ ALLEN HAMILTON CLASOLE | CL A | 10.30K | SH | $1.58M 1.19% | 10.30K | 0.00 | 0.00 |
ATS CORP CDASOLE | COM | 48.10K | SH | $1.55M 1.17% | 48.10K | 0.00 | 0.00 |
JACOBS SOLUTIONS INCSOLE | COM | 11K | SH | $1.53M 1.15% | 11K | 0.00 | 0.00 |
FTAI AVIATION LTDSOLE | SHS | 14.30K | SH | $1.47M 1.11% | 14.30K | 0.00 | 0.00 |
UNITEDHEALTH GROUP INCSOLE | COM | 2.69K | SH | $1.37M 1.03% | 2.69K | 0.00 | 0.00 |
VISA INCSOLE | COM CL A | 5.10K | SH | $1.34M 1.01% | 5.10K | 0.00 | 0.00 |
VERTIV HOLDINGS COSOLE | COM CL A | 15K | SH | $1.30M 0.98% | 15K | 0.00 | 0.00 |
CGI INCSOLE | CL A SUB VTG | 12.91K | SH | $1.29M 0.97% | 12.91K | 0.00 | 0.00 |
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