Filed: 4/26/2024ACC: 0001904373-24-000006
📋 What this filing means
CALDWELL INVESTMENT MANAGEMENT LTD. filed this quarterly 13F‑HR report disclosing 34 equity positions with a total reported market value of $134.35M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
34
Positions
$134.35M
Total AUM (reported)
2.04M
Total Shares
Allocation by class
COM$111.51M83.0%
SUB VTG SHS$8.19M6.1%
CL A$4.40M3.3%
NEW COM$3.76M2.8%
SHS$2.08M1.5%
CL A SUB VTG$1.42M1.1%
COM CL A$1.42M1.1%
Portfolio Concentration
Top 3$55.18M41.1%
4–10$42.29M31.5%
11–25$28.85M21.5%
Rest$8.04M6.0%
Top 3 weight
41.1%
Top 10 weight
72.5%
Voting Authority Distribution
Total shares with voting rights: 2.04M
Sole
Full voting authority
2.04M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole34
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings34
Rows:
CBOE GLOBAL MKTS INC
SOLEShares116.40K
TypeSH
Market value$21.36M
15.90%
Sole
116.40K
Shared
0.00
None
0.00
KKR & CO INC
SOLEShares200K
TypeSH
Market value$20.09M
14.95%
Sole
200K
Shared
0.00
None
0.00
INTERCONTINENTAL EXCH INC.
SOLEShares100K
TypeSH
Market value$13.73M
10.22%
Sole
100K
Shared
0.00
None
0.00
BANK OF AMERICA CORP
SOLEShares350K
TypeSH
Market value$13.26M
9.87%
Sole
350K
Shared
0.00
None
0.00
CELESTICA INC
SOLEShares182.30K
TypeSH
Market value$8.19M
6.09%
Sole
182.30K
Shared
0.00
None
0.00
BANK OF MONTREAL
SOLEShares52.40K
TypeSH
Market value$5.11M
3.81%
Sole
52.40K
Shared
0.00
None
0.00
RB GLOBAL INC
SOLEShares54.80K
TypeSH
Market value$4.17M
3.11%
Sole
54.80K
Shared
0.00
None
0.00
DOCEBO INC
SOLEShares82K
TypeSH
Market value$4.01M
2.98%
Sole
82K
Shared
0.00
None
0.00
MANULIFE FINL CORP
SOLEShares156.70K
TypeSH
Market value$3.91M
2.91%
Sole
156.70K
Shared
0.00
None
0.00
CRESCENT PT ENERGY CORP
SOLEShares445K
TypeSH
Market value$3.64M
2.71%
Sole
445K
Shared
0.00
None
0.00
CAMECO CORP
SOLEShares77.50K
TypeSH
Market value$3.35M
2.50%
Sole
77.50K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares14.70K
TypeSH
Market value$2.65M
1.97%
Sole
14.70K
Shared
0.00
None
0.00
MASTERCARD INCORPORATED
SOLEShares4.84K
TypeSH
Market value$2.33M
1.73%
Sole
4.84K
Shared
0.00
None
0.00
BROADCOM INC
SOLEShares1.60K
TypeSH
Market value$2.12M
1.58%
Sole
1.60K
Shared
0.00
None
0.00
BOOZ ALLEN HAMILTON CLA
SOLEShares14K
TypeSH
Market value$2.08M
1.54%
Sole
14K
Shared
0.00
None
0.00
COSTCO WHSL CORP
SOLEShares2.80K
TypeSH
Market value$2.05M
1.52%
Sole
2.80K
Shared
0.00
None
0.00
ENTEGRIS INC
SOLEShares12.40K
TypeSH
Market value$1.74M
1.30%
Sole
12.40K
Shared
0.00
None
0.00
STANTEC INC
SOLEShares20.90K
TypeSH
Market value$1.73M
1.29%
Sole
20.90K
Shared
0.00
None
0.00
TETRA TECH INC
SOLEShares9.30K
TypeSH
Market value$1.72M
1.28%
Sole
9.30K
Shared
0.00
None
0.00
JACOBS SOLUTIONS INC
SOLEShares11K
TypeSH
Market value$1.69M
1.26%
Sole
11K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares8.30K
TypeSH
Market value$1.66M
1.24%
Sole
8.30K
Shared
0.00
None
0.00
QUEST DIAGNOSTICS INC
SOLEShares11.80K
TypeSH
Market value$1.57M
1.17%
Sole
11.80K
Shared
0.00
None
0.00
CGI INC
SOLEShares12.91K
TypeSH
Market value$1.42M
1.06%
Sole
12.91K
Shared
0.00
None
0.00
VISA INC
SOLEShares5.10K
TypeSH
Market value$1.42M
1.06%
Sole
5.10K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC
SOLEShares2.69K
TypeSH
Market value$1.33M
0.99%
Sole
2.69K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
CBOE GLOBAL MKTS INCSOLE | COM | 116.40K | SH | $21.36M 15.90% | 116.40K | 0.00 | 0.00 |
KKR & CO INCSOLE | COM | 200K | SH | $20.09M 14.95% | 200K | 0.00 | 0.00 |
INTERCONTINENTAL EXCH INC.SOLE | COM | 100K | SH | $13.73M 10.22% | 100K | 0.00 | 0.00 |
BANK OF AMERICA CORPSOLE | COM | 350K | SH | $13.26M 9.87% | 350K | 0.00 | 0.00 |
CELESTICA INCSOLE | SUB VTG SHS | 182.30K | SH | $8.19M 6.09% | 182.30K | 0.00 | 0.00 |
BANK OF MONTREALSOLE | COM | 52.40K | SH | $5.11M 3.81% | 52.40K | 0.00 | 0.00 |
RB GLOBAL INCSOLE | COM | 54.80K | SH | $4.17M 3.11% | 54.80K | 0.00 | 0.00 |
DOCEBO INCSOLE | COM | 82K | SH | $4.01M 2.98% | 82K | 0.00 | 0.00 |
MANULIFE FINL CORPSOLE | COM | 156.70K | SH | $3.91M 2.91% | 156.70K | 0.00 | 0.00 |
CRESCENT PT ENERGY CORPSOLE | COM | 445K | SH | $3.64M 2.71% | 445K | 0.00 | 0.00 |
CAMECO CORPSOLE | COM | 77.50K | SH | $3.35M 2.50% | 77.50K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 14.70K | SH | $2.65M 1.97% | 14.70K | 0.00 | 0.00 |
MASTERCARD INCORPORATEDSOLE | CL A | 4.84K | SH | $2.33M 1.73% | 4.84K | 0.00 | 0.00 |
BROADCOM INCSOLE | COM | 1.60K | SH | $2.12M 1.58% | 1.60K | 0.00 | 0.00 |
BOOZ ALLEN HAMILTON CLASOLE | CL A | 14K | SH | $2.08M 1.54% | 14K | 0.00 | 0.00 |
COSTCO WHSL CORPSOLE | NEW COM | 2.80K | SH | $2.05M 1.52% | 2.80K | 0.00 | 0.00 |
ENTEGRIS INCSOLE | COM | 12.40K | SH | $1.74M 1.30% | 12.40K | 0.00 | 0.00 |
STANTEC INCSOLE | COM | 20.90K | SH | $1.73M 1.29% | 20.90K | 0.00 | 0.00 |
TETRA TECH INCSOLE | NEW COM | 9.30K | SH | $1.72M 1.28% | 9.30K | 0.00 | 0.00 |
JACOBS SOLUTIONS INCSOLE | COM | 11K | SH | $1.69M 1.26% | 11K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 8.30K | SH | $1.66M 1.24% | 8.30K | 0.00 | 0.00 |
QUEST DIAGNOSTICS INCSOLE | COM | 11.80K | SH | $1.57M 1.17% | 11.80K | 0.00 | 0.00 |
CGI INCSOLE | CL A SUB VTG | 12.91K | SH | $1.42M 1.06% | 12.91K | 0.00 | 0.00 |
VISA INCSOLE | COM CL A | 5.10K | SH | $1.42M 1.06% | 5.10K | 0.00 | 0.00 |
UNITEDHEALTH GROUP INCSOLE | COM | 2.69K | SH | $1.33M 0.99% | 2.69K | 0.00 | 0.00 |
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