Filed: 1/11/2024ACC: 0001904373-24-000002
📋 What this filing means
CALDWELL INVESTMENT MANAGEMENT LTD. filed this quarterly 13F‑HR report disclosing 31 equity positions with a total reported market value of $130.10M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
31
Positions
$130.10M
Total AUM (reported)
3.02M
Total Shares
Allocation by class
COM$102.85M79.1%
COM NPV$7.39M5.7%
NEW COM CL A$5.92M4.6%
CL A$3.86M3.0%
NEW COM$3.41M2.6%
COM CL B$1.69M1.3%
SHS$1.47M1.1%
Portfolio Concentration
Top 3$50.31M38.7%
4–10$48.82M37.5%
11–25$26.60M20.4%
Rest$4.37M3.4%
Top 3 weight
38.7%
Top 10 weight
76.2%
Voting Authority Distribution
Total shares with voting rights: 3.02M
Sole
Full voting authority
3.02M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole31
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings31
Rows:
CBOE GLOBAL MKTS INC
SOLEShares116.40K
TypeSH
Market value$20.83M
16.01%
Sole
116.40K
Shared
0.00
None
0.00
KKR & CO INC
SOLEShares200K
TypeSH
Market value$16.61M
12.76%
Sole
200K
Shared
0.00
None
0.00
INTERCONTINENTAL EXCHANGE IN
SOLEShares100K
TypeSH
Market value$12.87M
9.89%
Sole
100K
Shared
0.00
None
0.00
BANK AMERICA CORP
SOLEShares350K
TypeSH
Market value$11.81M
9.08%
Sole
350K
Shared
0.00
None
0.00
STANTEC INC
SOLEShares98.30K
TypeSH
Market value$7.91M
6.08%
Sole
98.30K
Shared
0.00
None
0.00
CAMECO CORP
SOLEShares175K
TypeSH
Market value$7.56M
5.81%
Sole
175K
Shared
0.00
None
0.00
TRICON RESIDENTIAL INC
SOLEShares810.74K
TypeSH
Market value$7.39M
5.68%
Sole
810.74K
Shared
0.00
None
0.00
ALAMOS GOLD INC
SOLEShares439.50K
TypeSH
Market value$5.92M
4.55%
Sole
439.50K
Shared
0.00
None
0.00
BANK MONTREAL QUE
SOLEShares51.80K
TypeSH
Market value$5.14M
3.95%
Sole
51.80K
Shared
0.00
None
0.00
CRESCENT PT ENERGY CORP
SOLEShares445K
TypeSH
Market value$3.09M
2.38%
Sole
445K
Shared
0.00
None
0.00
RESTAURANT BRANDS INTL INC
SOLEShares33.60K
TypeSH
Market value$2.63M
2.02%
Sole
33.60K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares14.70K
TypeSH
Market value$2.24M
1.72%
Sole
14.70K
Shared
0.00
None
0.00
BROADCOM INC
SOLEShares1.90K
TypeSH
Market value$2.13M
1.63%
Sole
1.90K
Shared
0.00
None
0.00
MASTERCARD INCORPORATED
SOLEShares4.84K
TypeSH
Market value$2.07M
1.59%
Sole
4.84K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares11.46K
TypeSH
Market value$1.95M
1.50%
Sole
11.46K
Shared
0.00
None
0.00
COSTCO WHSL CORP
SOLEShares2.80K
TypeSH
Market value$1.85M
1.42%
Sole
2.80K
Shared
0.00
None
0.00
BOOZ ALLEN HAMILTON HLDG COR
SOLEShares14K
TypeSH
Market value$1.79M
1.38%
Sole
14K
Shared
0.00
None
0.00
BENTLEY SYS INC
SOLEShares32.40K
TypeSH
Market value$1.69M
1.30%
Sole
32.40K
Shared
0.00
None
0.00
QUEST DIAGNOSTICS INC
SOLEShares11.80K
TypeSH
Market value$1.63M
1.25%
Sole
11.80K
Shared
0.00
None
0.00
TETRA TECH INC
SOLEShares9.30K
TypeSH
Market value$1.56M
1.20%
Sole
9.30K
Shared
0.00
None
0.00
ENTEGRIS INC
SOLEShares12.40K
TypeSH
Market value$1.49M
1.14%
Sole
12.40K
Shared
0.00
None
0.00
JACOBS SOLUTIONS INC
SOLEShares11K
TypeSH
Market value$1.43M
1.10%
Sole
11K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC
SOLEShares2.69K
TypeSH
Market value$1.42M
1.09%
Sole
2.69K
Shared
0.00
None
0.00
CGI INC
SOLEShares12.91K
TypeSH
Market value$1.39M
1.07%
Sole
12.91K
Shared
0.00
None
0.00
VISA INC
SOLEShares5.10K
TypeSH
Market value$1.33M
1.02%
Sole
5.10K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
CBOE GLOBAL MKTS INCSOLE | COM | 116.40K | SH | $20.83M 16.01% | 116.40K | 0.00 | 0.00 |
KKR & CO INCSOLE | COM | 200K | SH | $16.61M 12.76% | 200K | 0.00 | 0.00 |
INTERCONTINENTAL EXCHANGE INSOLE | COM | 100K | SH | $12.87M 9.89% | 100K | 0.00 | 0.00 |
BANK AMERICA CORPSOLE | COM | 350K | SH | $11.81M 9.08% | 350K | 0.00 | 0.00 |
STANTEC INCSOLE | COM | 98.30K | SH | $7.91M 6.08% | 98.30K | 0.00 | 0.00 |
CAMECO CORPSOLE | COM | 175K | SH | $7.56M 5.81% | 175K | 0.00 | 0.00 |
TRICON RESIDENTIAL INCSOLE | COM NPV | 810.74K | SH | $7.39M 5.68% | 810.74K | 0.00 | 0.00 |
ALAMOS GOLD INCSOLE | NEW COM CL A | 439.50K | SH | $5.92M 4.55% | 439.50K | 0.00 | 0.00 |
BANK MONTREAL QUESOLE | COM | 51.80K | SH | $5.14M 3.95% | 51.80K | 0.00 | 0.00 |
CRESCENT PT ENERGY CORPSOLE | COM | 445K | SH | $3.09M 2.38% | 445K | 0.00 | 0.00 |
RESTAURANT BRANDS INTL INCSOLE | COM | 33.60K | SH | $2.63M 2.02% | 33.60K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 14.70K | SH | $2.24M 1.72% | 14.70K | 0.00 | 0.00 |
BROADCOM INCSOLE | COM | 1.90K | SH | $2.13M 1.63% | 1.90K | 0.00 | 0.00 |
MASTERCARD INCORPORATEDSOLE | CL A | 4.84K | SH | $2.07M 1.59% | 4.84K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 11.46K | SH | $1.95M 1.50% | 11.46K | 0.00 | 0.00 |
COSTCO WHSL CORPSOLE | NEW COM | 2.80K | SH | $1.85M 1.42% | 2.80K | 0.00 | 0.00 |
BOOZ ALLEN HAMILTON HLDG CORSOLE | CL A | 14K | SH | $1.79M 1.38% | 14K | 0.00 | 0.00 |
BENTLEY SYS INCSOLE | COM CL B | 32.40K | SH | $1.69M 1.30% | 32.40K | 0.00 | 0.00 |
QUEST DIAGNOSTICS INCSOLE | COM | 11.80K | SH | $1.63M 1.25% | 11.80K | 0.00 | 0.00 |
TETRA TECH INCSOLE | NEW COM | 9.30K | SH | $1.56M 1.20% | 9.30K | 0.00 | 0.00 |
ENTEGRIS INCSOLE | COM | 12.40K | SH | $1.49M 1.14% | 12.40K | 0.00 | 0.00 |
JACOBS SOLUTIONS INCSOLE | COM | 11K | SH | $1.43M 1.10% | 11K | 0.00 | 0.00 |
UNITEDHEALTH GROUP INCSOLE | COM | 2.69K | SH | $1.42M 1.09% | 2.69K | 0.00 | 0.00 |
CGI INCSOLE | CL A SUB VTG | 12.91K | SH | $1.39M 1.07% | 12.91K | 0.00 | 0.00 |
VISA INCSOLE | COM CL A | 5.10K | SH | $1.33M 1.02% | 5.10K | 0.00 | 0.00 |
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