Filed: 10/25/2023ACC: 0001904373-23-000008
📋 What this filing means
CALDWELL INVESTMENT MANAGEMENT LTD. filed this quarterly 13F‑HR report disclosing 27 equity positions with a total reported market value of $102.84M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
27
Positions
$102.84M
Total AUM (reported)
1.64M
Total Shares
Allocation by class
COM$92.45M89.9%
NEW COM$2.13M2.1%
CL A$1.90M1.9%
NEW CL A$1.30M1.3%
CL A SUB VTG$1.27M1.2%
COM CL A$1.17M1.1%
SHS$1.04M1.0%
Portfolio Concentration
Top 3$40.54M39.4%
4–10$40.94M39.8%
11–25$20.05M19.5%
Rest$1.31M1.3%
Top 3 weight
39.4%
Top 10 weight
79.2%
Voting Authority Distribution
Total shares with voting rights: 1.64M
Sole
Full voting authority
1.64M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole27
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings27
Rows:
CBOE GLOBAL MARKETS INC
SOLEShares110K
TypeSH
Market value$17.07M
16.60%
Sole
110K
Shared
0.00
None
0.00
KKR & CO INC
SOLEShares200K
TypeSH
Market value$12.24M
11.90%
Sole
200K
Shared
0.00
None
0.00
STANTEC INC
SOLEShares173K
TypeSH
Market value$11.22M
10.91%
Sole
173K
Shared
0.00
None
0.00
INTERCONTINENTAL EXCHANGE IN
SOLEShares100K
TypeSH
Market value$10.93M
10.63%
Sole
100K
Shared
0.00
None
0.00
BANK AMERICA CORP
SOLEShares350K
TypeSH
Market value$9.52M
9.26%
Sole
350K
Shared
0.00
None
0.00
CAMECO CORPORATION
SOLEShares188.60K
TypeSH
Market value$7.48M
7.27%
Sole
188.60K
Shared
0.00
None
0.00
ATS CORP CDA
SOLEShares151.40K
TypeSH
Market value$6.45M
6.27%
Sole
151.40K
Shared
0.00
None
0.00
ESAB CORP
SOLEShares33.50K
TypeSH
Market value$2.34M
2.27%
Sole
33.50K
Shared
0.00
None
0.00
COSTCO WHOLESALE CORP
SOLEShares3.80K
TypeSH
Market value$2.13M
2.07%
Sole
3.80K
Shared
0.00
None
0.00
FEDEX CORP
SOLEShares7.90K
TypeSH
Market value$2.08M
2.02%
Sole
7.90K
Shared
0.00
None
0.00
CONOCOPHILLIPS
SOLEShares16K
TypeSH
Market value$1.90M
1.85%
Sole
16K
Shared
0.00
None
0.00
MASTERCARD INCORPORATED
SOLEShares4.84K
TypeSH
Market value$1.90M
1.85%
Sole
4.84K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares12.40K
TypeSH
Market value$1.86M
1.81%
Sole
12.40K
Shared
0.00
None
0.00
JP MORGAN CHASE & CO
SOLEShares11.46K
TypeSH
Market value$1.65M
1.61%
Sole
11.46K
Shared
0.00
None
0.00
JACOBS SOLUTIONS INC
SOLEShares11K
TypeSH
Market value$1.49M
1.45%
Sole
11K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC
SOLEShares2.69K
TypeSH
Market value$1.35M
1.31%
Sole
2.69K
Shared
0.00
None
0.00
ANSYS CORP
SOLEShares4.40K
TypeSH
Market value$1.30M
1.27%
Sole
4.40K
Shared
0.00
None
0.00
CGI INC
SOLEShares12.91K
TypeSH
Market value$1.27M
1.24%
Sole
12.91K
Shared
0.00
None
0.00
QUEST DIAGNOSTICS INC
SOLEShares11.80K
TypeSH
Market value$1.21M
1.18%
Sole
11.80K
Shared
0.00
None
0.00
VISA INC
SOLEShares5.10K
TypeSH
Market value$1.17M
1.13%
Sole
5.10K
Shared
0.00
None
0.00
MCKESSON CORP
SOLEShares2.50K
TypeSH
Market value$1.08M
1.05%
Sole
2.50K
Shared
0.00
None
0.00
BROADCOM INC
SOLEShares1.30K
TypeSH
Market value$1.07M
1.04%
Sole
1.30K
Shared
0.00
None
0.00
AMDOCS LTD
SOLEShares12.40K
TypeSH
Market value$1.04M
1.01%
Sole
12.40K
Shared
0.00
None
0.00
MARATHON PETROLEUM CORP
SOLEShares5.90K
TypeSH
Market value$887.2K
0.86%
Sole
5.90K
Shared
0.00
None
0.00
ALIBABA GROUP HOLDINGS LTD
SOLEShares10K
TypeSH
Market value$861.9K
0.84%
Sole
10K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
CBOE GLOBAL MARKETS INCSOLE | COM | 110K | SH | $17.07M 16.60% | 110K | 0.00 | 0.00 |
KKR & CO INCSOLE | COM | 200K | SH | $12.24M 11.90% | 200K | 0.00 | 0.00 |
STANTEC INCSOLE | COM | 173K | SH | $11.22M 10.91% | 173K | 0.00 | 0.00 |
INTERCONTINENTAL EXCHANGE INSOLE | COM | 100K | SH | $10.93M 10.63% | 100K | 0.00 | 0.00 |
BANK AMERICA CORPSOLE | COM | 350K | SH | $9.52M 9.26% | 350K | 0.00 | 0.00 |
CAMECO CORPORATIONSOLE | COM | 188.60K | SH | $7.48M 7.27% | 188.60K | 0.00 | 0.00 |
ATS CORP CDASOLE | COM | 151.40K | SH | $6.45M 6.27% | 151.40K | 0.00 | 0.00 |
ESAB CORPSOLE | COM | 33.50K | SH | $2.34M 2.27% | 33.50K | 0.00 | 0.00 |
COSTCO WHOLESALE CORPSOLE | NEW COM | 3.80K | SH | $2.13M 2.07% | 3.80K | 0.00 | 0.00 |
FEDEX CORPSOLE | COM | 7.90K | SH | $2.08M 2.02% | 7.90K | 0.00 | 0.00 |
CONOCOPHILLIPSSOLE | COM | 16K | SH | $1.90M 1.85% | 16K | 0.00 | 0.00 |
MASTERCARD INCORPORATEDSOLE | CL A | 4.84K | SH | $1.90M 1.85% | 4.84K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 12.40K | SH | $1.86M 1.81% | 12.40K | 0.00 | 0.00 |
JP MORGAN CHASE & COSOLE | COM | 11.46K | SH | $1.65M 1.61% | 11.46K | 0.00 | 0.00 |
JACOBS SOLUTIONS INCSOLE | COM | 11K | SH | $1.49M 1.45% | 11K | 0.00 | 0.00 |
UNITEDHEALTH GROUP INCSOLE | COM | 2.69K | SH | $1.35M 1.31% | 2.69K | 0.00 | 0.00 |
ANSYS CORPSOLE | NEW CL A | 4.40K | SH | $1.30M 1.27% | 4.40K | 0.00 | 0.00 |
CGI INCSOLE | CL A SUB VTG | 12.91K | SH | $1.27M 1.24% | 12.91K | 0.00 | 0.00 |
QUEST DIAGNOSTICS INCSOLE | COM | 11.80K | SH | $1.21M 1.18% | 11.80K | 0.00 | 0.00 |
VISA INCSOLE | COM CL A | 5.10K | SH | $1.17M 1.13% | 5.10K | 0.00 | 0.00 |
MCKESSON CORPSOLE | COM | 2.50K | SH | $1.08M 1.05% | 2.50K | 0.00 | 0.00 |
BROADCOM INCSOLE | COM | 1.30K | SH | $1.07M 1.04% | 1.30K | 0.00 | 0.00 |
AMDOCS LTDSOLE | SHS | 12.40K | SH | $1.04M 1.01% | 12.40K | 0.00 | 0.00 |
MARATHON PETROLEUM CORPSOLE | COM | 5.90K | SH | $887.2K 0.86% | 5.90K | 0.00 | 0.00 |
ALIBABA GROUP HOLDINGS LTDSOLE | SPONSORED ADS | 10K | SH | $861.9K 0.84% | 10K | 0.00 | 0.00 |
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