Filed: 7/19/2023ACC: 0001904373-23-000006
📋 What this filing means
CALDWELL INVESTMENT MANAGEMENT LTD. filed this quarterly 13F‑HR report disclosing 29 equity positions with a total reported market value of $132.20M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
29
Positions
$132.20M
Total AUM (reported)
2.79M
Total Shares
Allocation by class
COM$107.96M81.7%
CL A SUB VTG$8.17M6.2%
SUB VTG$7.06M5.3%
CL A$2.30M1.7%
NEW COM$2.02M1.5%
NEW CL A$1.43M1.1%
SHS$1.22M0.9%
Portfolio Concentration
Top 3$37.35M28.3%
4–10$60.67M45.9%
11–25$30.23M22.9%
Rest$3.95M3.0%
Top 3 weight
28.3%
Top 10 weight
74.1%
Voting Authority Distribution
Total shares with voting rights: 2.79M
Sole
Full voting authority
2.79M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole29
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings29
Rows:
CBOE GLOBAL MARKETS INC
SOLEShares110K
TypeSH
Market value$14.93M
11.30%
Sole
110K
Shared
0.00
None
0.00
INTERCONTINENTAL EXCHANGE IN
SOLEShares100K
TypeSH
Market value$11.23M
8.49%
Sole
100K
Shared
0.00
None
0.00
KKR & CO INC
SOLEShares200K
TypeSH
Market value$11.19M
8.46%
Sole
200K
Shared
0.00
None
0.00
BANK AMERICA CORP
SOLEShares350K
TypeSH
Market value$10.03M
7.59%
Sole
350K
Shared
0.00
None
0.00
STANTEC INC
SOLEShares152.10K
TypeSH
Market value$9.75M
7.38%
Sole
152.10K
Shared
0.00
None
0.00
RESTAURANT BRANDS INC
SOLEShares122.30K
TypeSH
Market value$9.41M
7.12%
Sole
122.30K
Shared
0.00
None
0.00
ATS CORP CDA
SOLEShares186.80K
TypeSH
Market value$8.52M
6.45%
Sole
186.80K
Shared
0.00
None
0.00
CGI INC
SOLEShares78.71K
TypeSH
Market value$8.17M
6.18%
Sole
78.71K
Shared
0.00
None
0.00
CAMECO CORPORATION
SOLEShares250K
TypeSH
Market value$7.72M
5.84%
Sole
250K
Shared
0.00
None
0.00
GFL ENVIRONMENTAL INC
SOLEShares185K
TypeSH
Market value$7.06M
5.34%
Sole
185K
Shared
0.00
None
0.00
TRANSALTA CORP
SOLEShares710K
TypeSH
Market value$6.54M
4.95%
Sole
710K
Shared
0.00
None
0.00
FEDEX CORP
SOLEShares10.60K
TypeSH
Market value$2.65M
2.00%
Sole
10.60K
Shared
0.00
None
0.00
MASTERCARD INCORPORATED
SOLEShares5.94K
TypeSH
Market value$2.30M
1.74%
Sole
5.94K
Shared
0.00
None
0.00
COSTCO WHSL CORP
SOLEShares3.80K
TypeSH
Market value$2.02M
1.53%
Sole
3.80K
Shared
0.00
None
0.00
BROADCOM INC
SOLEShares2.20K
TypeSH
Market value$1.90M
1.44%
Sole
2.20K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares14.70K
TypeSH
Market value$1.88M
1.42%
Sole
14.70K
Shared
0.00
None
0.00
JP MORGAN CHASE & CO
SOLEShares11.46K
TypeSH
Market value$1.64M
1.24%
Sole
11.46K
Shared
0.00
None
0.00
QUEST DIAGNOSTICS INC
SOLEShares11.80K
TypeSH
Market value$1.64M
1.24%
Sole
11.80K
Shared
0.00
None
0.00
ESAB CORP
SOLEShares23.50K
TypeSH
Market value$1.55M
1.18%
Sole
23.50K
Shared
0.00
None
0.00
ENTEGRIS INC
SOLEShares13.80K
TypeSH
Market value$1.50M
1.14%
Sole
13.80K
Shared
0.00
None
0.00
BADGER METER INC
SOLEShares10K
TypeSH
Market value$1.47M
1.11%
Sole
10K
Shared
0.00
None
0.00
ANSYS CORP
SOLEShares4.40K
TypeSH
Market value$1.43M
1.09%
Sole
4.40K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC
SOLEShares2.69K
TypeSH
Market value$1.28M
0.97%
Sole
2.69K
Shared
0.00
None
0.00
AMDOCS LTD
SOLEShares12.40K
TypeSH
Market value$1.22M
0.92%
Sole
12.40K
Shared
0.00
None
0.00
VISA INC
SOLEShares5.10K
TypeSH
Market value$1.20M
0.90%
Sole
5.10K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
CBOE GLOBAL MARKETS INCSOLE | COM | 110K | SH | $14.93M 11.30% | 110K | 0.00 | 0.00 |
INTERCONTINENTAL EXCHANGE INSOLE | COM | 100K | SH | $11.23M 8.49% | 100K | 0.00 | 0.00 |
KKR & CO INCSOLE | COM | 200K | SH | $11.19M 8.46% | 200K | 0.00 | 0.00 |
BANK AMERICA CORPSOLE | COM | 350K | SH | $10.03M 7.59% | 350K | 0.00 | 0.00 |
STANTEC INCSOLE | COM | 152.10K | SH | $9.75M 7.38% | 152.10K | 0.00 | 0.00 |
RESTAURANT BRANDS INCSOLE | COM | 122.30K | SH | $9.41M 7.12% | 122.30K | 0.00 | 0.00 |
ATS CORP CDASOLE | COM | 186.80K | SH | $8.52M 6.45% | 186.80K | 0.00 | 0.00 |
CGI INCSOLE | CL A SUB VTG | 78.71K | SH | $8.17M 6.18% | 78.71K | 0.00 | 0.00 |
CAMECO CORPORATIONSOLE | COM | 250K | SH | $7.72M 5.84% | 250K | 0.00 | 0.00 |
GFL ENVIRONMENTAL INCSOLE | SUB VTG | 185K | SH | $7.06M 5.34% | 185K | 0.00 | 0.00 |
TRANSALTA CORPSOLE | COM | 710K | SH | $6.54M 4.95% | 710K | 0.00 | 0.00 |
FEDEX CORPSOLE | COM | 10.60K | SH | $2.65M 2.00% | 10.60K | 0.00 | 0.00 |
MASTERCARD INCORPORATEDSOLE | CL A | 5.94K | SH | $2.30M 1.74% | 5.94K | 0.00 | 0.00 |
COSTCO WHSL CORPSOLE | NEW COM | 3.80K | SH | $2.02M 1.53% | 3.80K | 0.00 | 0.00 |
BROADCOM INCSOLE | COM | 2.20K | SH | $1.90M 1.44% | 2.20K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 14.70K | SH | $1.88M 1.42% | 14.70K | 0.00 | 0.00 |
JP MORGAN CHASE & COSOLE | COM | 11.46K | SH | $1.64M 1.24% | 11.46K | 0.00 | 0.00 |
QUEST DIAGNOSTICS INCSOLE | COM | 11.80K | SH | $1.64M 1.24% | 11.80K | 0.00 | 0.00 |
ESAB CORPSOLE | COM | 23.50K | SH | $1.55M 1.18% | 23.50K | 0.00 | 0.00 |
ENTEGRIS INCSOLE | COM | 13.80K | SH | $1.50M 1.14% | 13.80K | 0.00 | 0.00 |
BADGER METER INCSOLE | COM | 10K | SH | $1.47M 1.11% | 10K | 0.00 | 0.00 |
ANSYS CORPSOLE | NEW CL A | 4.40K | SH | $1.43M 1.09% | 4.40K | 0.00 | 0.00 |
UNITEDHEALTH GROUP INCSOLE | COM | 2.69K | SH | $1.28M 0.97% | 2.69K | 0.00 | 0.00 |
AMDOCS LTDSOLE | SHS | 12.40K | SH | $1.22M 0.92% | 12.40K | 0.00 | 0.00 |
VISA INCSOLE | COM CL A | 5.10K | SH | $1.20M 0.90% | 5.10K | 0.00 | 0.00 |
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