Filed: 5/16/2023ACC: 0001904373-23-000004
📋 What this filing means
CALDWELL INVESTMENT MANAGEMENT LTD. filed this quarterly 13F‑HR report disclosing 23 equity positions with a total reported market value of $100.84M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
23
Positions
$100.84M
Total AUM (reported)
1.83M
Total Shares
Allocation by class
COM$75.72M75.1%
CL A SUB VTG$9.99M9.9%
CL A$6.62M6.6%
NEW CL A$3.95M3.9%
NEW COM$1.49M1.5%
SHS$1.19M1.2%
COM CL A$1.15M1.1%
Portfolio Concentration
Top 3$35.68M35.4%
4–10$46.75M46.4%
11–25$18.41M18.3%
Top 3 weight
35.4%
Top 10 weight
81.7%
Voting Authority Distribution
Total shares with voting rights: 1.83M
Sole
Full voting authority
1.83M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole23
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings23
Rows:
CBOE GLOBAL MARKETS INC
SOLEShares110K
TypeSH
Market value$14.76M
14.64%
Sole
110K
Shared
0.00
None
0.00
KKR & CO INC
SOLEShares200K
TypeSH
Market value$10.50M
10.41%
Sole
200K
Shared
0.00
None
0.00
INTERCONTINENTAL EXCHANGE IN
SOLEShares100K
TypeSH
Market value$10.42M
10.34%
Sole
100K
Shared
0.00
None
0.00
BANK AMERICA CORP
SOLEShares350K
TypeSH
Market value$10.00M
9.92%
Sole
350K
Shared
0.00
None
0.00
CGI INC
SOLEShares103.71K
TypeSH
Market value$9.99M
9.90%
Sole
103.71K
Shared
0.00
None
0.00
STANTEC INC
SOLEShares157.10K
TypeSH
Market value$9.18M
9.10%
Sole
157.10K
Shared
0.00
None
0.00
RESTAURANT BRANDS INC
SOLEShares122.30K
TypeSH
Market value$8.20M
8.13%
Sole
122.30K
Shared
0.00
None
0.00
ALAMOS GOLD INC
SOLEShares365.60K
TypeSH
Market value$4.46M
4.42%
Sole
365.60K
Shared
0.00
None
0.00
AMPHENOL CORP
SOLEShares30.40K
TypeSH
Market value$2.48M
2.46%
Sole
30.40K
Shared
0.00
None
0.00
BROADCOM INC
SOLEShares3.80K
TypeSH
Market value$2.44M
2.42%
Sole
3.80K
Shared
0.00
None
0.00
FEDEX CORP
SOLEShares10.60K
TypeSH
Market value$2.42M
2.40%
Sole
10.60K
Shared
0.00
None
0.00
MASTERCARD INCORPORATED
SOLEShares5.94K
TypeSH
Market value$2.16M
2.14%
Sole
5.94K
Shared
0.00
None
0.00
QUEST DIAGNOSTICS INC
SOLEShares11.80K
TypeSH
Market value$1.67M
1.65%
Sole
11.80K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares14.70K
TypeSH
Market value$1.52M
1.50%
Sole
14.70K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares11.46K
TypeSH
Market value$1.49M
1.48%
Sole
11.46K
Shared
0.00
None
0.00
COSTCO WHSL CORP
SOLEShares3K
TypeSH
Market value$1.49M
1.48%
Sole
3K
Shared
0.00
None
0.00
ANYS CORP
SOLEShares4.40K
TypeSH
Market value$1.46M
1.45%
Sole
4.40K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC
SOLEShares2.69K
TypeSH
Market value$1.27M
1.26%
Sole
2.69K
Shared
0.00
None
0.00
AMDOCS LTD
SOLEShares12.40K
TypeSH
Market value$1.19M
1.18%
Sole
12.40K
Shared
0.00
None
0.00
VISA INC
SOLEShares5.10K
TypeSH
Market value$1.15M
1.14%
Sole
5.10K
Shared
0.00
None
0.00
S&P GLOBAL INC
SOLEShares2.88K
TypeSH
Market value$992.4K
0.98%
Sole
2.88K
Shared
0.00
None
0.00
ALGONQUIN POWER & UTILITIES
SOLEShares102.40K
TypeSH
Market value$858.4K
0.85%
Sole
102.40K
Shared
0.00
None
0.00
TRICON RESIDENTIAL INC
SOLEShares95.74K
TypeSH
Market value$741.7K
0.74%
Sole
95.74K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
CBOE GLOBAL MARKETS INCSOLE | COM | 110K | SH | $14.76M 14.64% | 110K | 0.00 | 0.00 |
KKR & CO INCSOLE | COM | 200K | SH | $10.50M 10.41% | 200K | 0.00 | 0.00 |
INTERCONTINENTAL EXCHANGE INSOLE | COM | 100K | SH | $10.42M 10.34% | 100K | 0.00 | 0.00 |
BANK AMERICA CORPSOLE | COM | 350K | SH | $10.00M 9.92% | 350K | 0.00 | 0.00 |
CGI INCSOLE | CL A SUB VTG | 103.71K | SH | $9.99M 9.90% | 103.71K | 0.00 | 0.00 |
STANTEC INCSOLE | COM | 157.10K | SH | $9.18M 9.10% | 157.10K | 0.00 | 0.00 |
RESTAURANT BRANDS INCSOLE | COM | 122.30K | SH | $8.20M 8.13% | 122.30K | 0.00 | 0.00 |
ALAMOS GOLD INCSOLE | CL A | 365.60K | SH | $4.46M 4.42% | 365.60K | 0.00 | 0.00 |
AMPHENOL CORPSOLE | NEW CL A | 30.40K | SH | $2.48M 2.46% | 30.40K | 0.00 | 0.00 |
BROADCOM INCSOLE | COM | 3.80K | SH | $2.44M 2.42% | 3.80K | 0.00 | 0.00 |
FEDEX CORPSOLE | COM | 10.60K | SH | $2.42M 2.40% | 10.60K | 0.00 | 0.00 |
MASTERCARD INCORPORATEDSOLE | CL A | 5.94K | SH | $2.16M 2.14% | 5.94K | 0.00 | 0.00 |
QUEST DIAGNOSTICS INCSOLE | COM | 11.80K | SH | $1.67M 1.65% | 11.80K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 14.70K | SH | $1.52M 1.50% | 14.70K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 11.46K | SH | $1.49M 1.48% | 11.46K | 0.00 | 0.00 |
COSTCO WHSL CORPSOLE | NEW COM | 3K | SH | $1.49M 1.48% | 3K | 0.00 | 0.00 |
ANYS CORPSOLE | NEW CL A | 4.40K | SH | $1.46M 1.45% | 4.40K | 0.00 | 0.00 |
UNITEDHEALTH GROUP INCSOLE | COM | 2.69K | SH | $1.27M 1.26% | 2.69K | 0.00 | 0.00 |
AMDOCS LTDSOLE | SHS | 12.40K | SH | $1.19M 1.18% | 12.40K | 0.00 | 0.00 |
VISA INCSOLE | COM CL A | 5.10K | SH | $1.15M 1.14% | 5.10K | 0.00 | 0.00 |
S&P GLOBAL INCSOLE | COM | 2.88K | SH | $992.4K 0.98% | 2.88K | 0.00 | 0.00 |
ALGONQUIN POWER & UTILITIESSOLE | COM | 102.40K | SH | $858.4K 0.85% | 102.40K | 0.00 | 0.00 |
TRICON RESIDENTIAL INCSOLE | COM NPV | 95.74K | SH | $741.7K 0.74% | 95.74K | 0.00 | 0.00 |