Filed: 2/1/2023ACC: 0001904373-23-000002
📋 What this filing means
CALDWELL INVESTMENT MANAGEMENT LTD. filed this quarterly 13F‑HR report disclosing 26 equity positions with a total reported market value of $94.73M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
26
Positions
$94.73M
Total AUM (reported)
1.76M
Total Shares
Allocation by class
COM$78.13M82.5%
CL A SUB VTG$8.96M9.5%
HLDG COR CL A$1.76M1.9%
SHS$1.70M1.8%
COM NEW$1.29M1.4%
NEW COM$1.09M1.2%
COM CL A$1.06M1.1%
Portfolio Concentration
Top 3$35.71M37.7%
4–10$39.07M41.2%
11–25$19.52M20.6%
Rest$437.5K0.5%
Top 3 weight
37.7%
Top 10 weight
78.9%
Voting Authority Distribution
Total shares with voting rights: 1.76M
Sole
Full voting authority
1.76M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole26
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings26
Rows:
CBOE GLOBAL MKTS INC
SOLEShares110K
TypeSH
Market value$13.82M
14.59%
Sole
110K
Shared
0.00
None
0.00
BK OF AMERICA INC
SOLEShares350K
TypeSH
Market value$11.61M
12.26%
Sole
350K
Shared
0.00
None
0.00
INTERCONTINENTAL EXCHANGE IN
SOLEShares100K
TypeSH
Market value$10.27M
10.85%
Sole
100K
Shared
0.00
None
0.00
KKR & CO INC
SOLEShares200K
TypeSH
Market value$9.30M
9.82%
Sole
200K
Shared
0.00
None
0.00
CGI INC
SOLEShares103.71K
TypeSH
Market value$8.96M
9.46%
Sole
103.71K
Shared
0.00
None
0.00
STANTEC INC
SOLEShares157.10K
TypeSH
Market value$7.54M
7.96%
Sole
157.10K
Shared
0.00
None
0.00
RESTAURANT BRANDS INC
SOLEShares73.90K
TypeSH
Market value$4.79M
5.06%
Sole
73.90K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC
SOLEShares6.12K
TypeSH
Market value$3.25M
3.43%
Sole
6.12K
Shared
0.00
None
0.00
CENOVUS ENERGY INC
SOLEShares152.40K
TypeSH
Market value$2.96M
3.13%
Sole
152.40K
Shared
0.00
None
0.00
EOG RESOURSES INC
SOLEShares17.50K
TypeSH
Market value$2.27M
2.40%
Sole
17.50K
Shared
0.00
None
0.00
QUEST DIAGNOSTICS INC
SOLEShares11.80K
TypeSH
Market value$1.85M
1.95%
Sole
11.80K
Shared
0.00
None
0.00
BOOZ ALLEN HAMILTON
SOLEShares16.80K
TypeSH
Market value$1.76M
1.86%
Sole
16.80K
Shared
0.00
None
0.00
MCKESSON CORP
SOLEShares4.55K
TypeSH
Market value$1.71M
1.80%
Sole
4.55K
Shared
0.00
None
0.00
AMDOCS LTD
SOLEShares18.70K
TypeSH
Market value$1.70M
1.80%
Sole
18.70K
Shared
0.00
None
0.00
JP MORGAN CHASE & CO
SOLEShares11.46K
TypeSH
Market value$1.54M
1.62%
Sole
11.46K
Shared
0.00
None
0.00
KEYSIGHT TECHNOLOGIES INC
SOLEShares8.88K
TypeSH
Market value$1.52M
1.61%
Sole
8.88K
Shared
0.00
None
0.00
BROADCOM INC
SOLEShares2.70K
TypeSH
Market value$1.51M
1.60%
Sole
2.70K
Shared
0.00
None
0.00
SUNOPTA INC
SOLEShares178.40K
TypeSH
Market value$1.50M
1.59%
Sole
178.40K
Shared
0.00
None
0.00
CHENIERE ENERGY INC
SOLEShares8.60K
TypeSH
Market value$1.29M
1.36%
Sole
8.60K
Shared
0.00
None
0.00
DEVON ENERGY CORP
SOLEShares17.70K
TypeSH
Market value$1.09M
1.15%
Sole
17.70K
Shared
0.00
None
0.00
VISA INC
SOLEShares5.10K
TypeSH
Market value$1.06M
1.12%
Sole
5.10K
Shared
0.00
None
0.00
S&P GLOBAL INC
SOLEShares2.88K
TypeSH
Market value$966.1K
1.02%
Sole
2.88K
Shared
0.00
None
0.00
TRICON RESIDENTIAL INC
SOLEShares95.74K
TypeSH
Market value$739.6K
0.78%
Sole
95.74K
Shared
0.00
None
0.00
ALGONQUIN POWER & UTILITIES
SOLEShares102.40K
TypeSH
Market value$668.4K
0.71%
Sole
102.40K
Shared
0.00
None
0.00
ANSYS INC
SOLEShares2.50K
TypeSH
Market value$604.9K
0.64%
Sole
2.50K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
CBOE GLOBAL MKTS INCSOLE | COM | 110K | SH | $13.82M 14.59% | 110K | 0.00 | 0.00 |
BK OF AMERICA INCSOLE | COM | 350K | SH | $11.61M 12.26% | 350K | 0.00 | 0.00 |
INTERCONTINENTAL EXCHANGE INSOLE | COM | 100K | SH | $10.27M 10.85% | 100K | 0.00 | 0.00 |
KKR & CO INCSOLE | COM | 200K | SH | $9.30M 9.82% | 200K | 0.00 | 0.00 |
CGI INCSOLE | CL A SUB VTG | 103.71K | SH | $8.96M 9.46% | 103.71K | 0.00 | 0.00 |
STANTEC INCSOLE | COM | 157.10K | SH | $7.54M 7.96% | 157.10K | 0.00 | 0.00 |
RESTAURANT BRANDS INCSOLE | COM | 73.90K | SH | $4.79M 5.06% | 73.90K | 0.00 | 0.00 |
UNITEDHEALTH GROUP INCSOLE | COM | 6.12K | SH | $3.25M 3.43% | 6.12K | 0.00 | 0.00 |
CENOVUS ENERGY INCSOLE | COM | 152.40K | SH | $2.96M 3.13% | 152.40K | 0.00 | 0.00 |
EOG RESOURSES INCSOLE | COM | 17.50K | SH | $2.27M 2.40% | 17.50K | 0.00 | 0.00 |
QUEST DIAGNOSTICS INCSOLE | COM | 11.80K | SH | $1.85M 1.95% | 11.80K | 0.00 | 0.00 |
BOOZ ALLEN HAMILTONSOLE | HLDG COR CL A | 16.80K | SH | $1.76M 1.86% | 16.80K | 0.00 | 0.00 |
MCKESSON CORPSOLE | COM | 4.55K | SH | $1.71M 1.80% | 4.55K | 0.00 | 0.00 |
AMDOCS LTDSOLE | SHS | 18.70K | SH | $1.70M 1.80% | 18.70K | 0.00 | 0.00 |
JP MORGAN CHASE & COSOLE | COM | 11.46K | SH | $1.54M 1.62% | 11.46K | 0.00 | 0.00 |
KEYSIGHT TECHNOLOGIES INCSOLE | COM | 8.88K | SH | $1.52M 1.61% | 8.88K | 0.00 | 0.00 |
BROADCOM INCSOLE | COM | 2.70K | SH | $1.51M 1.60% | 2.70K | 0.00 | 0.00 |
SUNOPTA INCSOLE | COM | 178.40K | SH | $1.50M 1.59% | 178.40K | 0.00 | 0.00 |
CHENIERE ENERGY INCSOLE | COM NEW | 8.60K | SH | $1.29M 1.36% | 8.60K | 0.00 | 0.00 |
DEVON ENERGY CORPSOLE | NEW COM | 17.70K | SH | $1.09M 1.15% | 17.70K | 0.00 | 0.00 |
VISA INCSOLE | COM CL A | 5.10K | SH | $1.06M 1.12% | 5.10K | 0.00 | 0.00 |
S&P GLOBAL INCSOLE | COM | 2.88K | SH | $966.1K 1.02% | 2.88K | 0.00 | 0.00 |
TRICON RESIDENTIAL INCSOLE | COM NPV | 95.74K | SH | $739.6K 0.78% | 95.74K | 0.00 | 0.00 |
ALGONQUIN POWER & UTILITIESSOLE | COM | 102.40K | SH | $668.4K 0.71% | 102.40K | 0.00 | 0.00 |
ANSYS INCSOLE | COM | 2.50K | SH | $604.9K 0.64% | 2.50K | 0.00 | 0.00 |
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