Filed: 10/27/2022ACC: 0001904373-22-000008
📋 What this filing means
CALDWELL INVESTMENT MANAGEMENT LTD. filed this quarterly 13F‑HR report disclosing 26 equity positions with a total reported market value of $82.2K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
26
Positions
$82.2K
Total AUM (reported)
1.57M
Total Shares
Allocation by class
COM$64.5K78.4%
CL A SUB VTG$7.8K9.5%
COM NEW$2.2K2.7%
HLDG COR CL A$1.8K2.2%
SHS$1.6K2.0%
NEW CL A$1.4K1.7%
NEW COM$1.2K1.4%
Portfolio Concentration
Top 3$32.8K39.9%
4–10$31.6K38.5%
11–25$17.2K20.9%
Rest$570.000.7%
Top 3 weight
39.9%
Top 10 weight
78.4%
Voting Authority Distribution
Total shares with voting rights: 1.57M
Sole
Full voting authority
1.57M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole26
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings26
Rows:
CBOE GLOBAL MKTS INC
SOLEShares110K
TypeSH
Market value$13.0K
15.78%
Sole
110K
Shared
0.00
None
0.00
BK OF AMERICA CORP
SOLEShares350K
TypeSH
Market value$10.7K
13.07%
Sole
350K
Shared
0.00
None
0.00
INTERCONTINENTAL EXCHANGE IN
SOLEShares100K
TypeSH
Market value$9.1K
11.06%
Sole
100K
Shared
0.00
None
0.00
KKR & CO INC
SOLEShares200K
TypeSH
Market value$8.7K
10.55%
Sole
200K
Shared
0.00
None
0.00
CGI INC
SOLEShares103.71K
TypeSH
Market value$7.8K
9.51%
Sole
103.71K
Shared
0.00
None
0.00
NUTRIEN LTD
SOLEShares49.20K
TypeSH
Market value$4.1K
5.01%
Sole
49.20K
Shared
0.00
None
0.00
CENOVUS ENERGY INC
SOLEShares248K
TypeSH
Market value$3.9K
4.71%
Sole
248K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC
SOLEShares6.12K
TypeSH
Market value$3.1K
3.79%
Sole
6.12K
Shared
0.00
None
0.00
TC ENERGY CORP
SOLEShares55K
TypeSH
Market value$2.3K
2.76%
Sole
55K
Shared
0.00
None
0.00
BOOZ ALLEN HAMILTON
SOLEShares19.30K
TypeSH
Market value$1.8K
2.17%
Sole
19.30K
Shared
0.00
None
0.00
QUEST DIAGNOSTICS INC
SOLEShares14.10K
TypeSH
Market value$1.8K
2.14%
Sole
14.10K
Shared
0.00
None
0.00
AMDOCS LTD
SOLEShares20.60K
TypeSH
Market value$1.6K
2.00%
Sole
20.60K
Shared
0.00
None
0.00
CHENIERE ENERGY INC
SOLEShares8.60K
TypeSH
Market value$1.4K
1.72%
Sole
8.60K
Shared
0.00
None
0.00
KEYSIGHT TECHNOLOGIES INC
SOLEShares8.88K
TypeSH
Market value$1.4K
1.72%
Sole
8.88K
Shared
0.00
None
0.00
AMPHENOL CORP
SOLEShares19.96K
TypeSH
Market value$1.4K
1.65%
Sole
19.96K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares11.46K
TypeSH
Market value$1.2K
1.48%
Sole
11.46K
Shared
0.00
None
0.00
DEVON ENERGY CORP
SOLEShares19.40K
TypeSH
Market value$1.2K
1.44%
Sole
19.40K
Shared
0.00
None
0.00
MCKESSON CORP
SOLEShares3.35K
TypeSH
Market value$1.1K
1.40%
Sole
3.35K
Shared
0.00
None
0.00
ALGONQUIN PWR UTILS CORP
SOLEShares102.40K
TypeSH
Market value$1.1K
1.38%
Sole
102.40K
Shared
0.00
None
0.00
VISA INC
SOLEShares5.10K
TypeSH
Market value$920.00
1.12%
Sole
5.10K
Shared
0.00
None
0.00
S&P GLOBAL INC
SOLEShares2.88K
TypeSH
Market value$895.00
1.09%
Sole
2.88K
Shared
0.00
None
0.00
EOG RES INC
SOLEShares7.80K
TypeSH
Market value$882.00
1.07%
Sole
7.80K
Shared
0.00
None
0.00
TRICON RESIDENTIAL INC
SOLEShares95.74K
TypeSH
Market value$821.00
1.00%
Sole
95.74K
Shared
0.00
None
0.00
COSTCO WHSL CORP
SOLEShares1.65K
TypeSH
Market value$791.00
0.96%
Sole
1.65K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares5.20K
TypeSH
Market value$598.00
0.73%
Sole
5.20K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
CBOE GLOBAL MKTS INCSOLE | COM | 110K | SH | $13.0K 15.78% | 110K | 0.00 | 0.00 |
BK OF AMERICA CORPSOLE | COM | 350K | SH | $10.7K 13.07% | 350K | 0.00 | 0.00 |
INTERCONTINENTAL EXCHANGE INSOLE | COM | 100K | SH | $9.1K 11.06% | 100K | 0.00 | 0.00 |
KKR & CO INCSOLE | COM | 200K | SH | $8.7K 10.55% | 200K | 0.00 | 0.00 |
CGI INCSOLE | CL A SUB VTG | 103.71K | SH | $7.8K 9.51% | 103.71K | 0.00 | 0.00 |
NUTRIEN LTDSOLE | COM | 49.20K | SH | $4.1K 5.01% | 49.20K | 0.00 | 0.00 |
CENOVUS ENERGY INCSOLE | COM | 248K | SH | $3.9K 4.71% | 248K | 0.00 | 0.00 |
UNITEDHEALTH GROUP INCSOLE | COM | 6.12K | SH | $3.1K 3.79% | 6.12K | 0.00 | 0.00 |
TC ENERGY CORPSOLE | COM | 55K | SH | $2.3K 2.76% | 55K | 0.00 | 0.00 |
BOOZ ALLEN HAMILTONSOLE | HLDG COR CL A | 19.30K | SH | $1.8K 2.17% | 19.30K | 0.00 | 0.00 |
QUEST DIAGNOSTICS INCSOLE | COM | 14.10K | SH | $1.8K 2.14% | 14.10K | 0.00 | 0.00 |
AMDOCS LTDSOLE | SHS | 20.60K | SH | $1.6K 2.00% | 20.60K | 0.00 | 0.00 |
CHENIERE ENERGY INCSOLE | COM NEW | 8.60K | SH | $1.4K 1.72% | 8.60K | 0.00 | 0.00 |
KEYSIGHT TECHNOLOGIES INCSOLE | COM | 8.88K | SH | $1.4K 1.72% | 8.88K | 0.00 | 0.00 |
AMPHENOL CORPSOLE | NEW CL A | 19.96K | SH | $1.4K 1.65% | 19.96K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 11.46K | SH | $1.2K 1.48% | 11.46K | 0.00 | 0.00 |
DEVON ENERGY CORPSOLE | NEW COM | 19.40K | SH | $1.2K 1.44% | 19.40K | 0.00 | 0.00 |
MCKESSON CORPSOLE | COM | 3.35K | SH | $1.1K 1.40% | 3.35K | 0.00 | 0.00 |
ALGONQUIN PWR UTILS CORPSOLE | COM | 102.40K | SH | $1.1K 1.38% | 102.40K | 0.00 | 0.00 |
VISA INCSOLE | COM CL A | 5.10K | SH | $920.00 1.12% | 5.10K | 0.00 | 0.00 |
S&P GLOBAL INCSOLE | COM | 2.88K | SH | $895.00 1.09% | 2.88K | 0.00 | 0.00 |
EOG RES INCSOLE | COM | 7.80K | SH | $882.00 1.07% | 7.80K | 0.00 | 0.00 |
TRICON RESIDENTIAL INCSOLE | COM NPV | 95.74K | SH | $821.00 1.00% | 95.74K | 0.00 | 0.00 |
COSTCO WHSL CORPSOLE | COM NEW | 1.65K | SH | $791.00 0.96% | 1.65K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 5.20K | SH | $598.00 0.73% | 5.20K | 0.00 | 0.00 |
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